MILLENNIAL MEDIA INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-23: Reporting owner Kocorowski Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Gillis Matthew; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Cormier Ernest; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-23: Reporting owner Cormier Ernest; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-23 | Kocorowski Michael Officer (SVP & Chief Accting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,584 0 owned after | $0.96 | 2015-10-23 | |
| 2015-10-23 | Gillis Matthew Officer (President, Platform) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,625 0 owned after | $0.96 | 2015-10-23 | |
| 2015-10-23 | Cormier Ernest Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −727,461 0 owned after | $1.61 | 2015-10-23 | |
| 2015-10-23 | Cormier Ernest Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −664,692 0 owned after | $1.57 | 2015-10-23 | |
| 2015-10-23 | Cormier Ernest Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −529,190 0 owned after | $1.51 | 2015-10-23 | |
| 2015-10-23 | BARRETT MICHAEL G. Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.36 | 2015-10-23 | |
| 2015-10-23 | MILLARD WENDA HARRIS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −436,845 0 owned after | $1.01 | 2015-10-23 | |
| 2015-01-28 | BARRETT MICHAEL G. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $1.39 exercise price | 2015-01-30 | |
| 2014-12-08 | Cormier Ernest Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +727,461 727,461 owned after | $0.14 exercise price | 2014-12-10 | |
| 2014-12-08 | Cormier Ernest Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +664,692 664,692 owned after | $0.18 exercise price | 2014-12-10 | |
| 2014-12-08 | Cormier Ernest Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +529,190 529,190 owned after | $0.24 exercise price | 2014-12-10 | |
| 2014-10-30 holding as of filing | Theermann Marc Officer (EVP, Strategy) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.99 exercise price | 2014-10-30 | ||
| 2014-10-28 | Kelly Jason Officer (President, Managed Media) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.94 | 2014-10-30 | |
| 2014-09-10 holding as of filing | Kocorowski Michael Officer (SVP & Chief Accting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.79 exercise price | 2014-09-10 | ||
| 2014-09-10 holding as of filing | Kocorowski Michael Officer (SVP & Chief Accting Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $7.11 exercise price | 2014-09-10 | ||
| 2014-01-25 | BARRETT MICHAEL G. Director, Officer (President and CEO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $6.71 exercise price | 2014-01-28 | |
| 2014-01-21 | BELL GEORGE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,856 0 owned after | $4.31 exercise price | 2014-01-23 | |
| 2014-01-21 | BELL GEORGE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,574 0 owned after | $4.31 exercise price | 2014-01-23 | |
| 2014-01-21 | BELL GEORGE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,361 0 owned after | $2.90 exercise price | 2014-01-23 | |
| 2013-11-27 | Palmieri Paul J. Director, Officer (President, CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $6.34 exercise price | 2013-11-29 | |
| 2013-11-18 holding as of filing | BELL GEORGE Director | 3 | Stock option (right to buy) Derivative · Direct | Holding | $7.05 exercise price | 2013-11-18 | ||
| 2013-11-18 holding as of filing | BELL GEORGE Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.31 exercise price | 2013-11-18 | ||
| 2013-11-18 holding as of filing | BELL GEORGE Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.31 exercise price | 2013-11-18 | ||
| 2013-11-18 holding as of filing | BELL GEORGE Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $2.90 exercise price | 2013-11-18 | ||
| 2013-04-29 holding as of filing | Gillis Matthew Officer (EVP, Global Product & Platform) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.79 exercise price | 2013-04-29 | ||
| 2013-04-29 holding as of filing | Gillis Matthew Officer (EVP, Global Product & Platform) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.49 exercise price | 2013-04-29 | ||
| 2013-04-26 | Gillis Matthew Officer (EVP, Global Product & Platform) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $7.11 exercise price | 2013-04-30 | |
| 2013-04-26 | Avon Michael B. Officer (EVP and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $7.11 exercise price | 2013-04-30 | |
| 2013-02-27 | Root Stephen T. Officer (EVP, International) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 1,267,822 owned after | $0.11 exercise price | 2013-03-01 | |
| 2013-02-26 | Spilman Mary Officer (EVP, North America) | 4 | Employee stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $9.11 exercise price | 2013-02-28 | |
| 2013-02-15 holding as of filing | Shin Ho Officer (Gen. Counsel & Ch. Privacy Ofr) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.75 exercise price | 2013-02-15 | ||
| 2012-10-26 | Tholen James Albert Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,025 154,026 owned after | $3.49 exercise price | 2012-10-29 | |
| 2012-10-26 | Root Stephen T. Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −355,861 1,327,822 owned after | $0.11 exercise price | 2012-10-29 | |
| 2012-10-26 | MILLARD WENDA HARRIS Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,155 436,845 owned after | $0.74 exercise price | 2012-10-29 | |
| 2012-10-26 | Markley John D. Jr. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,011 77,014 owned after | $4.02 exercise price | 2012-10-29 | |
| 2012-10-26 | Avon Michael B. Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −118,349 549,824 owned after | $0.76 exercise price | 2012-10-29 | |
| 2012-04-03 | Avon Michael B. Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −74,241 668,173 owned after | $0.76 exercise price | 2012-04-03 | |
| 2012-04-03 | Root Stephen T. Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −237,936 1,683,683 owned after | $0.11 exercise price | 2012-04-03 | |
| 2012-03-28 holding as of filing | Tholen James Albert Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $3.49 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | MILLARD WENDA HARRIS Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $0.74 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Markley John D. Jr. Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $4.02 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | MacIntosh Alan Director | 3 | Stock Option (right to buy) Derivative · Direct · (m) | Holding | $0.79 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Jeanneret Andrew J Officer (SVP, Accounting and Controller) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.02 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Avon Michael B. Officer (EVP and CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.76 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Root Stephen T. Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.04 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Root Stephen T. Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.11 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Root Stephen T. Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.74 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Root Stephen T. Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.75 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Brandenburg John Christopher Officer (EVP, Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.74 exercise price | 2012-03-28 | ||
| 2012-03-28 holding as of filing | Palmieri Paul J. Director, Officer (President and CEO), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.74 exercise price | 2012-03-28 |