MIDCOAST ENERGY PARTNERS, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-12: Reporting owner Westbrook Dan Allen; Form 5; Security Class A Common Units representing limited partner interests; Transaction G Bona fide gift.
- 2013-12-12: Reporting owner Westbrook Dan Allen; Form 5; Security Class A Common Units representing limited partner interests; Transaction G Bona fide gift.
- 2013-12-09: Reporting owner ENBRIDGE ENERGY CO INC | ENBRIDGE ENERGY MANAGEMENT L L C | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY PARTNERS LP; Form 4; Security Class A Common Units representing limited partner interests; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-11-13: Reporting owner Westbrook Dan Allen; Form 4; Security Class A Common Units representing limited partner interests; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-12 | Westbrook Dan Allen Director | 5 | Class A Common Units representing limited partner interests Non-derivative · Direct · (m) | G Bona fide gift | −5,000 0 owned after | $0.00 | 2014-02-12 | |
| 2013-12-12 | Westbrook Dan Allen Director | 5 | Class A Common Units representing limited partner interests Non-derivative · Indirect · (m) | G Bona fide gift | +5,000 5,000 owned after | $0.00 | 2014-02-12 | |
| 2013-12-09 | ENBRIDGE ENERGY CO INC | ENBRIDGE ENERGY MANAGEMENT L L C | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY PARTNERS LP Director, 10% Owner | Other (Delegee of the General Partner) | Director, 10% Owner | Director | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,775,000 1,335,056 owned after | $16.92 | 2013-12-13 | |
| 2013-11-13 | Westbrook Dan Allen Director | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Puckett Kerry Connell Officer (VP, Engineering &Operation-G&P) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Neyland Stephen J Officer (Vice President - Finance) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,700 4,700 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | McGill Terrance L Director, Officer (President of General Partner) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +20,000 20,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Maki Mark A. Director, Officer (Prin.Executive Off of Gen Ptr) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +14,000 14,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Loiacono John A Officer (VP, Commercial Activities) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Kaissi Noor S Officer (Controller) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY PARTNERS LP | ENBRIDGE ENERGY CO INC | ENBRIDGE ENERGY MANAGEMENT L L C Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Other (Delegee of General Partner) | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,110,056 4,110,056 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY PARTNERS LP | ENBRIDGE ENERGY CO INC | ENBRIDGE ENERGY MANAGEMENT L L C Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Other (Delegee of General Partner) | 4 | Subordinated Units (Limited Partner Interests) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,610,056 22,610,056 owned after | $0.00 | 2013-11-14 | |
| 2013-11-13 | England James Herbert Director | 4 | Class A Common Units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5,000 5,000 owned after | $18.00 | 2013-11-14 | |
| 2013-11-13 holding as of filing | Maki Mark A. Director, Officer (Prin.Executive Off of Gen Ptr) | 3/A | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-13 | |
| 2013-11-06 holding as of filing | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY MANAGEMENT L L C | ENBRIDGE ENERGY PARTNERS LP | ENBRIDGE ENERGY CO INC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Class A Common Units representing limited partner interests Non-derivative · Indirect · See footnotes | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Midcoast Holdings, L.L.C. | ENBRIDGE ENERGY MANAGEMENT L L C | ENBRIDGE ENERGY PARTNERS LP | ENBRIDGE ENERGY CO INC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Subordinated Units (Limited Partner Interests) Derivative · Indirect · See footnotes | Holding | no price filed | 2013-11-06 | ||
| 2013-11-06 holding as of filing | McGill Terrance L Director, Officer (President of the Gen. Partner) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Neyland Stephen J Officer (Vice President - Finance) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Kaissi Noor S Officer (Controller) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Maki Mark A. Director, Officer (President of MEP's GP) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Puckett Kerry Connell Officer (VP, Engineering & Op, Gath & P) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | England James Herbert Director | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Coy Janet L Officer (Vice President-Natural Gas Mkt) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Loiacono John A Officer (VP, Commercial Activities) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Kaitson E Chris Officer (Vice President-Law & Asst Sec) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Yaworsky Darren J Officer (Treasurer) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Westbrook Dan Allen Director | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Neiles Byron C Officer (Vice President -Major Projects) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 | |
| 2013-11-06 holding as of filing | Schneider Allan M Officer (Vice President, Reg.Eng.&Op.) | 3 | Class A Common Units representing limited partner interests Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-11-06 |