MICROFINANCIAL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-23: Reporting owner CONSTANTINO STEPHEN J; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-01-23: Reporting owner CONSTANTINO STEPHEN J; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-01-23: Reporting owner CONSTANTINO STEPHEN J; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-01-23: Reporting owner LACRETA STEVEN J; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-23 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,815 0 owned after | $4.43 | 2015-01-26 | |
| 2015-01-23 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,843 0 owned after | $4.35 | 2015-01-26 | |
| 2015-01-23 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −44,498 0 owned after | $7.90 | 2015-01-26 | |
| 2015-01-23 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,763 0 owned after | $4.43 | 2015-01-26 | |
| 2015-01-23 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,919 0 owned after | $4.35 | 2015-01-26 | |
| 2015-01-23 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,497 0 owned after | $7.90 | 2015-01-26 | |
| 2015-01-23 | LATOUR RICHARD F Director, Officer (Pres./CEO/Treasurer/Clerk/Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,272 0 owned after | $4.43 | 2015-01-26 | |
| 2015-01-23 | LATOUR RICHARD F Director, Officer (Pres./CEO/Treasurer/Clerk/Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,724 0 owned after | $4.35 | 2015-01-26 | |
| 2015-01-23 | LATOUR RICHARD F Director, Officer (Pres./CEO/Treasurer/Clerk/Sec.) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −99,380 0 owned after | $7.90 | 2015-01-26 | |
| 2015-01-23 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,073 0 owned after | $4.43 | 2015-01-26 | |
| 2015-01-23 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,896 0 owned after | $4.35 | 2015-01-26 | |
| 2015-01-23 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,348 0 owned after | $7.90 | 2015-01-26 | |
| 2012-11-16 | Boyle Brian Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $1.59 exercise price | 2013-01-07 | |
| 2012-11-16 | HARDER TORRENCE C Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $1.59 exercise price | 2013-01-07 | |
| 2012-11-16 | ZAKON ALAN J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $1.59 exercise price | 2013-01-07 | |
| 2009-02-03 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,497 45,497 owned after | $2.30 exercise price | 2009-02-17 | |
| 2009-02-03 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,498 44,498 owned after | $2.30 exercise price | 2009-02-17 | |
| 2009-02-03 | LATOUR RICHARD F Director, Officer (Pres/CEO/Treasurer/Clerk/Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +99,380 99,380 owned after | $2.30 exercise price | 2009-02-05 | |
| 2009-02-03 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,497 45,497 owned after | $2.30 exercise price | 2009-02-05 | |
| 2009-02-03 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,498 44,498 owned after | $2.30 exercise price | 2009-02-05 | |
| 2009-02-03 | Herlihy Thomas Officer (See Foonote (2)) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,335 62,335 owned after | $2.30 exercise price | 2009-02-05 | |
| 2009-02-03 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,348 69,348 owned after | $2.30 exercise price | 2009-02-05 | |
| 2008-11-18 | BLEYLEBEN PETER R Director, 10% Owner | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 0 owned after | $1.59 exercise price | 2008-11-19 | |
| 2008-02-05 | Herlihy Thomas Officer (See Foonote (2)) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,497 34,497 owned after | $5.85 exercise price | 2008-02-07 | |
| 2008-02-05 | LACRETA STEVEN J Officer (VP of Lessee Relations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,919 19,919 owned after | $5.85 exercise price | 2008-02-07 | |
| 2008-02-05 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,843 17,843 owned after | $5.85 exercise price | 2008-02-07 | |
| 2008-02-05 | LATOUR RICHARD F Director, Officer (Pres/CEO/Treasurer/Clerk/Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,724 68,724 owned after | $5.85 exercise price | 2008-02-07 | |
| 2008-02-05 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,896 35,896 owned after | $5.85 exercise price | 2008-02-07 | |
| 2007-02-26 | CONSTANTINO STEPHEN J Officer (VP of Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,815 1,815 owned after | $5.77 exercise price | 2007-02-27 | |
| 2007-02-26 | Herlihy Thomas Officer (See Foonote (1)) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,265 8,265 owned after | $5.77 exercise price | 2007-02-27 | |
| 2007-02-26 | JACKSON JAMES R JR Officer (VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,073 7,073 owned after | $5.77 exercise price | 2007-02-27 | |
| 2007-02-26 | LATOUR RICHARD F Director, Officer (Pres/CEO/Treasurer/Clerk/Sec) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,272 20,272 owned after | $5.77 exercise price | 2007-02-27 | |
| 2007-02-26 | LACRETA STEVEN J Officer (VP Legal & Vendor/Lessee Relat) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,763 2,763 owned after | $5.77 exercise price | 2007-02-27 |