MF GLOBAL HOLDINGS LTD. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner Harbour Karel F.; Form 3; Security No securities are beneficially owned; Transaction Holding.
- 2008-08-11: Reporting owner Schamis David Ira; Form 3; Security 6% Cumulative Convertible Preference Shares, Series A; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 holding as of filing | Harbour Karel F. Officer (COO & Executive VP) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-12-17 | |
| 2008-08-11 holding as of filing | Schamis David Ira Director | 3 | 6% Cumulative Convertible Preference Shares, Series A Derivative · Indirect · See Footnote | Holding | no price filed | 2008-08-11 |