METALICO INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 27 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-14: Reporting owner First Analysis Corp.; Form 4; Security Preferred Stock; Transaction C Conversion of derivative security.
- 2007-05-14: Reporting owner First Analysis Corp.; Form 4; Security Preferred Stock; Transaction C Conversion of derivative security.
- 2007-05-14: Reporting owner First Analysis Corp.; Form 4; Security Preferred Stock; Transaction C Conversion of derivative security.
- 2007-05-14: Reporting owner First Analysis Corp.; Form 4; Security Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-14 | First Analysis Corp. 10% Owner | 4 | Preferred Stock Derivative · Indirect · See ftn | C Conversion of derivative security | −839,350 0 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | First Analysis Corp. 10% Owner | 4 | Preferred Stock Derivative · Indirect · See ftn | C Conversion of derivative security | −56,008 0 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | First Analysis Corp. 10% Owner | 4 | Preferred Stock Derivative · Indirect · See ftn | C Conversion of derivative security | −2,148,853 0 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | First Analysis Corp. 10% Owner | 4 | Preferred Stock Derivative · Indirect · See ftn | C Conversion of derivative security | −895,363 0 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | First Analysis Corp. 10% Owner | 4 | Preferred Stock Derivative · Indirect · See ftn | C Conversion of derivative security | −537,226 0 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | MAXWELL BRET R Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −839,350 0 owned after | $0.00 | 2007-05-15 | |
| 2007-05-14 | MAXWELL BRET R Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −56,008 0 owned after | $0.00 | 2007-05-15 | |
| 2007-05-14 | MAXWELL BRET R Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,148,853 0 owned after | $0.00 | 2007-05-15 | |
| 2007-05-14 | MAXWELL BRET R Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −895,363 0 owned after | $0.00 | 2007-05-15 | |
| 2007-05-14 | MAXWELL BRET R Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −537,226 0 owned after | $0.00 | 2007-05-15 | |
| 2007-05-14 | KITTY HAWK CAPITAL LTD PARTNERSHIP IV Other (Formerly 10% Owner) | 4 | Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,147,825 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | ARGENTUM GROUP /NY/ 10% Owner | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,241,162 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | ARGENTUM GROUP /NY/ 10% Owner | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −248,164 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | BARANDIARAN WALTER Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,241,162 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | BARANDIARAN WALTER Director | 4 | Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −248,164 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | Finlayson Eric W Officer (SVP & CFO) | 4 | Preferred Stock Derivative · Direct | C Conversion of derivative security | −70,611 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | Drury Michael J Director, Officer (Executive Vice President) | 4 | Preferred Stock Derivative · Direct | C Conversion of derivative security | −65,629 0 owned after | $0.00 | 2007-05-14 | |
| 2007-05-14 | AGUERO CARLOS E Director, Officer (CEO & President), 10% Owner | 4 | Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,197,676 0 owned after | $0.00 | 2007-05-14 | |
| 2007-04-24 | Landis Howard C | Parsons James A | FOSTER MICHAEL J | RFE Investment Partners V, L.P. | RFE Associates V, L.P. | RFE MANAGEMENT CORP Other (previous 10% owner) | Other (previous 10% owner) | Other (previous 10% owner) | Other (previous 10% owner) | Other (previous 10% owner) | Other (previous 10% owner) | 4 | Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,017,561 0 owned after | $0.00 | 2007-04-25 | |
| 2007-04-12 | Landis Howard C | Parsons James A | RFE Investment Partners V, L.P. | RFE MANAGEMENT CORP | FOSTER MICHAEL J | RFE Associates V, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,500,000 1,017,561 owned after | $0.00 | 2007-04-13 | |
| 2007-04-09 | FOSTER MICHAEL J | Landis Howard C | RFE Investment Partners V, L.P. | RFE Associates V, L.P. | Parsons James A | RFE MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −1,000,000 2,517,561 owned after | $0.00 | 2007-04-11 | |
| 2006-12-22 | RFE MANAGEMENT CORP | Parsons James A | FOSTER MICHAEL J | RFE Investment Partners V, L.P. | RFE Associates V, L.P. | Landis Howard C 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −500,000 3,517,561 owned after | $0.00 | 2006-12-27 | |
| 2006-07-13 | Landis Howard C | RFE Investment Partners V, L.P. | FOSTER MICHAEL J | Parsons James A | RFE Associates V, L.P. | RFE MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −500,000 4,017,561 owned after | $0.00 | 2006-07-27 | |
| 2006-07-10 | Seacoast I Advisors LLC 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250,000 1,204,963 owned after | $0.00 | 2006-07-21 | |
| 2006-06-15 | Cornette Earl B Director | 4 | Preferred Stock Derivative · Indirect · Trustee | C Conversion of derivative security | −131,258 0 owned after | $0.00 | 2006-08-02 | |
| 2006-05-04 | Seacoast I Advisors LLC 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250,000 1,454,963 owned after | $0.00 | 2006-07-21 | |
| 2006-04-07 | Seacoast I Advisors LLC 10% Owner | 4 | Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −250,000 1,704,963 owned after | $0.00 | 2006-07-21 |