MEDASSETS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows, 65 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-18: Reporting owner PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC; Form 4; Security Series A Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Parthenon Investors, L.P. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,664,346 0 owned after | $3.00 | 2007-12-20 | |
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By PCIP Investors | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,321 0 owned after | $3.00 | 2007-12-20 | |
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Parthenon Investors, L.P. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,894,772 0 owned after | $4.92 | 2007-12-20 | |
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By PCIP Investors | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,006 0 owned after | $3.22 | 2007-12-20 | |
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By Parthenon Investors, L.P. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −512,879 0 owned after | $4.77 | 2007-12-20 | |
| 2007-12-18 | PARTHENON INVESTORS L P | PCIP Investors | Rutherford John C | Parthenon Capital, LLC Other (X (1)) | Other (X (1)) | | Other (X (1)) | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By PCIP Investors | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,829 0 owned after | $4.39 | 2007-12-20 | |
| 2007-12-18 | NORMAN EARL H Director | 4 | Series C Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,275 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | NORMAN EARL H Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −397,725 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | NORMAN EARL H Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −403,223 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Employee Fund III, L.P. | C Conversion of derivative security | −13,984 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Employee Fund IV, L.P. | C Conversion of derivative security | −1,427 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Partners III, L.P. | C Conversion of derivative security | −3,414,908 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Partners International III, L.P. | C Conversion of derivative security | −309,108 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Partners International IV, L.P. | C Conversion of derivative security | −73,488 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Galen Partners IV, L.P. | C Conversion of derivative security | −925,085 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Galen Employee Fund III, L.P. | C Conversion of derivative security | −1,158 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Galen Partners III, L.P. | C Conversion of derivative security | −282,809 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Galen Partners International III, L.P. | C Conversion of derivative security | −25,599 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By Galen Employee Fund III, L.P. | C Conversion of derivative security | −6,125 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By Galen Partners III, L.P. | C Conversion of derivative security | −1,398,082 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series B-2 Convertible Preferred Stock Derivative · Indirect · By Galen Partners International III, L.P. | C Conversion of derivative security | −127,098 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Indirect · By Galen Employee Fund IV, L.P. | C Conversion of derivative security | −160 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Indirect · By Galen Partners International IV, L.P. | C Conversion of derivative security | −7,832 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | Galen Management, LLC | WESSON BRUCE F 10% Owner | Director, 10% Owner | 4 | Series I Convertible Preferred Stock Derivative · Indirect · By Galen Partners IV, L.P. | C Conversion of derivative security | −98,741 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-18 | PICCOLO C A Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,000 0 owned after | no price filed | 2007-12-19 | |
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | Galen Management, LLC 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-17 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | WESSON BRUCE F Director, 10% Owner | 3 | Series I Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | Rutherford John C | Parthenon Capital, LLC Director, 10% Owner | 10% Owner | 3 | Series B-2 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | PICCOLO C A Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | NORMAN EARL H Director | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | NORMAN EARL H Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 | ||
| 2007-12-12 holding as of filing | NORMAN EARL H Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-12-12 |