Mead Johnson Nutrition Co Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-01: Reporting owner Shiah James E.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-08-05: Reporting owner Monteagudo Graciela; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-04: Reporting owner Monteagudo Graciela; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-04: Reporting owner Monteagudo Graciela; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-01 | Shiah James E. Officer (SVP and Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,349 10,349 owned after | $74.59 exercise price | 2016-11-02 | |
| 2016-08-05 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,691 0 owned after | $74.65 exercise price | 2016-08-05 | |
| 2016-08-04 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,454 0 owned after | $78.15 exercise price | 2016-08-05 | |
| 2016-08-04 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,528 0 owned after | $78.15 exercise price | 2016-08-05 | |
| 2016-08-04 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,854 3,930 owned after | $81.55 exercise price | 2016-08-05 | |
| 2016-05-02 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,643 0 owned after | $58.86 exercise price | 2016-05-03 | |
| 2016-05-02 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,909 0 owned after | $78.26 exercise price | 2016-05-03 | |
| 2016-05-02 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,855 0 owned after | $74.65 exercise price | 2016-05-03 | |
| 2016-05-02 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,854 3,930 owned after | $81.55 exercise price | 2016-05-03 | |
| 2016-02-29 | Shiah James E. Officer (SVP and Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,745 7,745 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Shiah James E. Officer (SVP and Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Stratton Christoper Richard Officer (SVP and President, Asia) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Sheller Patrick M Officer (SVP, Gen. Counsel & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Sheller Patrick M Officer (SVP, Gen. Counsel & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,500 29,500 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Ormesher Ian Eric Officer (SVP, Global Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Ormesher Ian Eric Officer (SVP, Global Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,500 29,500 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Monteagudo Graciela Officer (SVP&PresAmericas&Glob.Market'g) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Jobe James J Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Jobe James J Officer (SVP, Technical Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Hondmann Dirk Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,666 17,666 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Hondmann Dirk Officer (SVP & Chief Scientific Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Urbain Charles M Officer (EVP and Chief Operating Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,889 38,889 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Urbain Charles M Officer (EVP and Chief Operating Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Cup Michel Martinus Gerardus Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,889 38,889 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Cup Michel Martinus Gerardus Officer (EVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,500 48,500 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Jakobsen Peter Kasper Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,581 125,581 owned after | $73.76 exercise price | 2016-03-02 | |
| 2016-02-29 | Jakobsen Peter Kasper Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,500 118,500 owned after | $73.76 exercise price | 2016-03-02 |