MCO Insider Transactions — Page 6
1,090 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 501–600; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| GOGGINS JOHN J | EVP and General Counsel | 2016-08-08 | Sale | 24,250.0 | $104.53 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 625.0 | $105.0 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 5,000.0 | $104.76 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 625.0 | $104.49 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 1,345.0 | $104.76 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 1,345.0 | $105.0 |
| Fauber Robert | President-MIS | 2016-08-08 | Sale | 8,856.0 | $104.76 |
| Huber Linda | Executive VP and CFO | 2016-07-22 | Sale | 44,500.0 | $105.0 |
| Duffie Darrell | Director | 2016-06-30 | Sale | 500.0 | $91.94 |
| Worrall Blair | SVP-Ratings Delivery and Data | 2016-05-19 | Sale | 1,600.0 | $93.0 |
| Westlake Lisa | SVP & Chief HR Officer | 2016-05-17 | Sale | 8,000.0 | $95.0 |
| Duffie Darrell | Director | 2016-03-31 | Sale | 500.0 | $95.72 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2016-02-03 | Sale | 500.0 | $86.52 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2016-02-03 | Sale | 929.0 | $85.73 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2016-02-03 | Sale | 3,471.0 | $84.93 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2016-02-03 | Sale | 7,600.0 | $83.72 |
| Huber Linda | Executive VP and CFO | 2016-02-03 | Sale | 500.0 | $86.52 |
| Huber Linda | Executive VP and CFO | 2016-02-03 | Sale | 1,749.0 | $85.6 |
| Huber Linda | Executive VP and CFO | 2016-02-03 | Sale | 20,150.0 | $84.67 |
| Huber Linda | Executive VP and CFO | 2016-02-03 | Sale | 22,601.0 | $83.99 |
| Duffie Darrell | Director | 2015-12-31 | Sale | 500.0 | $100.8 |
| Fauber Robert | SVP-Corp & Comm Development | 2015-11-13 | Sale | 6,000.0 | $97.23 |
| MCDANIEL RAYMOND W | President and CEO | 2015-11-03 | Sale | 102,800.0 | $97.04 |
| MCDANIEL RAYMOND W | President and CEO | 2015-11-03 | Sale | 10,000.0 | $97.0 |
| MCDANIEL RAYMOND W | President and CEO | 2015-10-29 | Sale | 18,766.0 | $101.03 |
| MCDANIEL RAYMOND W | President and CEO | 2015-10-26 | Sale | 19,209.0 | $101.04 |
| MCDANIEL RAYMOND W | President and CEO | 2015-10-26 | Sale | 19,209.0 | $101.04 |
| MCDANIEL RAYMOND W | President and CEO | 2015-10-16 | Sale | 100.0 | $101.0 |
| Duffie Darrell | Director | 2015-09-30 | Sale | 500.0 | $98.5 |
| MCDANIEL RAYMOND W | President and CEO | 2015-08-17 | Sale | 26,800.0 | $111.0 |
| MCDANIEL RAYMOND W | President and CEO | 2015-08-17 | Sale | 11,274.0 | $110.27 |
| Worrall Blair | SVP-Ratings Delivery and Data | 2015-08-14 | Sale | 5,000.0 | $110.06 |
| Worrall Blair | SVP-Ratings Delivery and Data | 2015-08-14 | Sale | 5,487.0 | $110.06 |
| Cantor Richard | Chief Risk Officer | 2015-08-10 | Sale | 8,500.0 | $111.52 |
| Cantor Richard | Chief Risk Officer | 2015-08-10 | Sale | 9,000.0 | $111.49 |
| Cantor Richard | Chief Risk Officer | 2015-08-10 | Sale | 5,800.0 | $111.47 |
| Almeida Mark | President, Moody's Analytics | 2015-08-10 | Sale | 23,500.0 | $111.14 |
| Almeida Mark | President, Moody's Analytics | 2015-08-06 | Sale | 1,500.0 | $110.5 |
| Duffie Darrell | Director | 2015-06-30 | Sale | 500.0 | $108.0 |
| Westlake Lisa | SVP & Chief HR Officer | 2015-05-20 | Sale | 13,675.0 | $109.69 |
| Kist Ewald | Director | 2015-05-11 | Sale | 5,000.0 | $107.65 |
| Fauber Robert | SVP-Corp & Comm Development | 2015-05-08 | Sale | 2,178.0 | $108.06 |
| Huber Linda | Executive VP and CFO | 2015-05-08 | Sale | 15,054.0 | $107.65 |
| Westlake Lisa | SVP & Chief HR Officer | 2015-05-07 | Sale | 8,000.0 | $106.9 |
| Westlake Lisa | SVP & Chief HR Officer | 2015-05-07 | Sale | 4,495.0 | $106.88 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2015-05-07 | Sale | 7,995.0 | $107.0 |
| GOGGINS JOHN J | EVP and General Counsel | 2015-05-07 | Sale | 1,200.0 | $107.01 |
| GOGGINS JOHN J | EVP and General Counsel | 2015-05-07 | Sale | 23,300.0 | $106.59 |
| MCDANIEL RAYMOND W | President and CEO | 2015-05-07 | Sale | 38,074.0 | $106.85 |
| MCDANIEL RAYMOND W | President and CEO | 2015-05-07 | Sale | 10,000.0 | $106.38 |
| Duffie Darrell | Director | 2015-03-31 | Sale | 500.0 | $103.68 |
| Worrall Blair | SVP-Ratings Delivery and Data | 2015-03-03 | Sale | 3,800.0 | $95.38 |
| GOGGINS JOHN J | EVP and General Counsel | 2015-02-12 | Sale | 43,550.0 | $98.18 |
| Duffie Darrell | Director | 2014-12-31 | Sale | 500.0 | $97.19 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2014-11-10 | Sale | 4,000.0 | $99.79 |
| Duffie Darrell | Director | 2014-09-30 | Sale | 500.0 | $94.13 |
| Worrall Blair | SVP-Ratings Delivery and Data | 2014-08-18 | Sale | 2,100.0 | $91.5 |
| MCDANIEL RAYMOND W | President and CEO | 2014-08-15 | Sale | 83,750.0 | $91.73 |
| MCDANIEL RAYMOND W | President and CEO | 2014-08-15 | Sale | 10,000.0 | $91.86 |
| Almeida Mark | President, Moody's Analytics | 2014-08-14 | Sale | 36,850.0 | $91.6 |
| Fauber Robert | SVP-Corporate Development | 2014-08-13 | Sale | 3,092.0 | $89.82 |
| Fauber Robert | SVP-Corporate Development | 2014-08-13 | Sale | 2,640.0 | $89.85 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2014-08-08 | Sale | 17,420.0 | $87.25 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 3,700.0 | $87.39 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 2,700.0 | $87.39 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 20,200.0 | $87.39 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 3,100.0 | $87.38 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 5,200.0 | $87.39 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-06 | Sale | 7,300.0 | $87.39 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 5,680.0 | $87.53 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 4,301.0 | $87.53 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 29,300.0 | $87.54 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 5,150.0 | $87.52 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 8,284.0 | $87.53 |
| Westlake Lisa | SVP & Chief HR Officer | 2014-08-05 | Sale | 11,380.0 | $87.53 |
| WULFF JOHN K | Director | 2014-08-05 | Sale | 5,000.0 | $87.72 |
| Duffie Darrell | Director | 2014-06-30 | Sale | 500.0 | $87.63 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 1,750.0 | $82.7 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 11,000.0 | $81.48 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 3,625.0 | $82.7 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 10,000.0 | $81.48 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 12,499.0 | $82.7 |
| Madelain Michel | President & COO-MIS | 2014-05-15 | Sale | 50,000.0 | $80.97 |
| MCDANIEL RAYMOND W | President and CEO | 2014-05-12 | Sale | 83,750.0 | $83.64 |
| GLAUBER ROBERT R | Other | 2014-05-05 | Sale | 15,000.0 | $78.2 |
| Duffie Darrell | Director | 2014-03-31 | Sale | 500.0 | $78.34 |
| Cantor Richard | Chief Risk Officer | 2014-02-20 | Sale | 16,080.0 | $79.03 |
| Cantor Richard | Chief Risk Officer | 2014-02-20 | Sale | 25,672.0 | $79.02 |
| Huber Linda | Executive VP and CFO | 2014-02-19 | Sale | 63,548.0 | $80.0 |
| Huber Linda | Executive VP and CFO | 2014-02-19 | Sale | 29,390.0 | $80.01 |
| MCCABE JOSEPH J | SVP-Corporate Controller | 2014-02-12 | Sale | 8,000.0 | $79.55 |
| WULFF JOHN K | Director | 2014-02-12 | Sale | 5,000.0 | $79.44 |
| Huber Linda | Executive VP and CFO | 2013-11-18 | Sale | 33,333.0 | $74.96 |
| Huber Linda | Executive VP and CFO | 2013-11-15 | Sale | 33,334.0 | $74.5 |
| GOGGINS JOHN J | EVP and General Counsel | 2013-11-14 | Sale | 7,000.0 | $74.0 |
| Huber Linda | Executive VP and CFO | 2013-11-13 | Sale | 7,423.0 | $72.62 |
| Westlake Lisa | SVP & Chief HR Officer | 2013-11-08 | Sale | 4,500.0 | $71.24 |
| Madelain Michel | President & COO-MIS | 2013-09-17 | Sale | 24,688.0 | $70.01 |
| Madelain Michel | President & COO-MIS | 2013-09-17 | Sale | 772.0 | $70.0 |
| Madelain Michel | President & COO-MIS | 2013-09-17 | Sale | 8,143.0 | $70.0 |