MCO Insider Transactions — Page 2
1,090 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| Fauber Robert | President and CEO | 2023-12-15 | Sale | 1,000.0 | $391.62 |
| Fauber Robert | President and CEO | 2023-11-30 | Sale | 790.0 | $360.43 |
| Fauber Robert | President and CEO | 2023-11-30 | Sale | 756.0 | $360.43 |
| Fauber Robert | President and CEO | 2023-11-30 | Sale | 1,000.0 | $360.43 |
| Fauber Robert | President and CEO | 2023-11-15 | Sale | 790.0 | $350.76 |
| Fauber Robert | President and CEO | 2023-11-15 | Sale | 756.0 | $350.76 |
| Fauber Robert | President and CEO | 2023-11-15 | Sale | 1,000.0 | $350.76 |
| West Michael L | President, Moody's Investors | 2023-11-09 | Sale | 85.0 | $342.5 |
| Steele Richard G | SVP - General Counsel | 2023-11-08 | Sale | 873.0 | $337.88 |
| West Michael L | President, Moody's Investors | 2023-11-08 | Sale | 1,972.0 | $338.37 |
| West Michael L | President, Moody's Investors | 2023-11-08 | Sale | 782.0 | $338.41 |
| Fauber Robert | President and CEO | 2023-10-31 | Sale | 790.0 | $306.21 |
| Fauber Robert | President and CEO | 2023-10-31 | Sale | 756.0 | $306.21 |
| Fauber Robert | President and CEO | 2023-10-31 | Sale | 1,000.0 | $306.21 |
| Fauber Robert | President and CEO | 2023-10-13 | Sale | 790.0 | $320.28 |
| Fauber Robert | President and CEO | 2023-10-13 | Sale | 756.0 | $320.28 |
| Fauber Robert | President and CEO | 2023-10-13 | Sale | 1,000.0 | $320.28 |
| Fauber Robert | President and CEO | 2023-09-29 | Sale | 790.0 | $320.93 |
| Fauber Robert | President and CEO | 2023-09-29 | Sale | 756.0 | $320.93 |
| Fauber Robert | President and CEO | 2023-09-29 | Sale | 1,000.0 | $320.93 |
| Fauber Robert | President and CEO | 2023-09-15 | Sale | 790.0 | $343.99 |
| Fauber Robert | President and CEO | 2023-09-15 | Sale | 756.0 | $343.99 |
| Fauber Robert | President and CEO | 2023-09-15 | Sale | 1,000.0 | $343.99 |
| Fauber Robert | President and CEO | 2023-08-31 | Sale | 790.0 | $338.82 |
| Fauber Robert | President and CEO | 2023-08-31 | Sale | 756.0 | $338.82 |
| Fauber Robert | President and CEO | 2023-08-31 | Sale | 1,000.0 | $338.82 |
| Fauber Robert | President and CEO | 2023-08-16 | Sale | 790.0 | $331.23 |
| Fauber Robert | President and CEO | 2023-08-16 | Sale | 759.0 | $331.23 |
| Fauber Robert | President and CEO | 2023-08-16 | Sale | 1,000.0 | $331.23 |
| Sullivan Caroline | SVP - Corporate Controller | 2023-08-10 | Sale | 297.0 | $339.04 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 1,544.0 | $340.89 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 3,857.0 | $340.81 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 714.0 | $341.04 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 3,470.0 | $340.88 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 1,741.0 | $341.22 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-08-07 | Sale | 3,832.0 | $341.1 |
| West Michael L | President, Moody's Investors | 2023-07-31 | Sale | 2,641.0 | $352.79 |
| Fauber Robert | President and CEO | 2023-07-17 | Sale | 592.0 | $354.25 |
| Fauber Robert | President and CEO | 2023-07-14 | Sale | 282.0 | $351.24 |
| Fauber Robert | President and CEO | 2023-06-16 | Sale | 3,540.0 | $350.39 |
| Fauber Robert | President and CEO | 2023-06-16 | Sale | 2,618.0 | $350.39 |
| Fauber Robert | President and CEO | 2023-06-15 | Sale | 276.0 | $341.11 |
| Fauber Robert | President and CEO | 2023-06-15 | Sale | 47.0 | $350.0 |
| Fauber Robert | President and CEO | 2023-06-15 | Sale | 95.0 | $350.0 |
| Fauber Robert | President and CEO | 2023-06-01 | Sale | 2,000.0 | $316.55 |
| Kaye Mark | EVP & Chief Financial Officer | 2023-05-19 | Sale | 975.0 | $317.91 |
| Sullivan Caroline | SVP-Corporate Controller | 2023-03-06 | Sale | 483.0 | $303.48 |
| GOGGINS JOHN J | EVP and General Counsel | 2023-03-06 | Sale | 8,400.0 | $302.62 |
| Tulenko Stephen T | President, Moody's Analytics | 2023-03-03 | Sale | 1,218.0 | $297.2 |
| Tulenko Stephen T | President, Moody's Analytics | 2023-03-03 | Sale | 1,600.0 | $297.03 |
| MCDANIEL RAYMOND W | Director | 2023-03-03 | Sale | 10,000.0 | $295.0 |
| MCDANIEL RAYMOND W | Director | 2023-03-02 | Sale | 5,562.0 | $297.09 |
| MCDANIEL RAYMOND W | Director | 2023-03-02 | Sale | 5,562.0 | $297.09 |
| Fauber Robert | President and CEO | 2023-03-02 | Sale | 2,000.0 | $285.15 |
| MCDANIEL RAYMOND W | Director | 2023-03-02 | Sale | 5,562.0 | $0.0 |
| MCDANIEL RAYMOND W | Director | 2023-03-02 | Sale | 5,562.0 | $0.0 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 2,848.0 | $335.46 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 8,522.0 | $334.66 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 4,368.0 | $333.99 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 1,100.0 | $332.76 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 2,300.0 | $331.64 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 1,845.0 | $330.58 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 11,804.0 | $329.81 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 4,450.0 | $328.61 |
| MCDANIEL RAYMOND W | Director | 2023-02-02 | Sale | 1,217.0 | $327.26 |
| MCDANIEL RAYMOND W | Director | 2023-02-01 | Sale | 600.0 | $326.08 |
| MCDANIEL RAYMOND W | Director | 2023-02-01 | Sale | 16,409.0 | $325.27 |
| MCDANIEL RAYMOND W | Director | 2022-12-13 | Sale | 7,500.0 | $274.88 |
| Sullivan Caroline | SVP-Corporate Controller | 2022-11-02 | Sale | 386.0 | $259.79 |
| Kaye Mark | EVP & Chief Financial Officer | 2022-08-15 | Sale | 1,740.0 | $322.25 |
| Kaye Mark | EVP & Chief Financial Officer | 2022-08-15 | Sale | 1,374.0 | $322.25 |
| Sullivan Caroline | SVP-Corporate Controller | 2022-08-04 | Sale | 326.0 | $310.68 |
| West Michael L | President, Moody's Investors | 2022-08-03 | Sale | 780.0 | $310.53 |
| MCDANIEL RAYMOND W | Director | 2022-06-13 | Sale | 3,509.0 | $260.06 |
| MCDANIEL RAYMOND W | Director | 2022-06-13 | Sale | 3,509.0 | $260.06 |
| MCDANIEL RAYMOND W | Director | 2022-06-13 | Sale | 3,509.0 | $0.0 |
| MCDANIEL RAYMOND W | Director | 2022-06-13 | Sale | 3,509.0 | $0.0 |
| Tulenko Stephen T | President, Moody's Analytics | 2022-05-18 | Sale | 1,100.0 | $280.99 |
| Tulenko Stephen T | President, Moody's Analytics | 2022-05-17 | Sale | 1,218.0 | $292.64 |
| Tulenko Stephen T | President, Moody's Analytics | 2022-05-17 | Sale | 1,145.0 | $292.66 |
| Tulenko Stephen T | President, Moody's Analytics | 2022-05-17 | Sale | 1,000.0 | $293.0 |
| Tulenko Stephen T | President, Moody's Analytics | 2022-05-17 | Sale | 522.0 | $291.84 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 889.0 | $301.66 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 2,486.0 | $300.73 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 2,285.0 | $299.91 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 2,063.0 | $298.72 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 1,677.0 | $297.56 |
| MCDANIEL RAYMOND W | Director | 2022-05-06 | Sale | 600.0 | $296.28 |
| Kaye Mark | EVP & Chief Financial Officer | 2022-03-02 | Sale | 3,702.0 | $325.24 |
| Fauber Robert | President and CEO | 2022-03-01 | Sale | 447.0 | $321.29 |
| Fauber Robert | President and CEO | 2022-02-01 | Sale | 447.0 | $343.98 |
| Fauber Robert | President and CEO | 2022-01-03 | Sale | 447.0 | $391.74 |
| Fauber Robert | President and CEO | 2021-12-01 | Sale | 447.0 | $394.62 |
| Kaye Mark | EVP & Chief Financial Officer | 2021-11-18 | Sale | 316.0 | $398.28 |
| West Michael L | President, Moody's Investors | 2021-11-16 | Sale | 180.0 | $399.92 |
| Fauber Robert | President and CEO | 2021-11-01 | Sale | 447.0 | $406.82 |
| Fauber Robert | President and CEO | 2021-10-01 | Sale | 447.0 | $357.5 |
| Fauber Robert | President and CEO | 2021-09-01 | Sale | 447.0 | $380.31 |
| MCDANIEL RAYMOND W | Director | 2021-08-16 | Sale | 9,000.0 | $376.35 |
| MCDANIEL RAYMOND W | Director | 2021-08-16 | Sale | 9,000.0 | $0.0 |