Matterport, Inc./DE Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-02-01: Reporting owner Krikorian Jason; Form 4; Security Earn-Out Shares; Transaction C Conversion of derivative security.
- 2022-02-01: Reporting owner GUSTAFSON MICHAEL B; Form 4; Security Earn-Out Shares; Transaction C Conversion of derivative security.
- 2022-02-01: Reporting owner GUSTAFSON MICHAEL B; Form 4; Security Earn-Out Shares; Transaction C Conversion of derivative security.
- 2022-02-01: Reporting owner Fay James Daniel; Form 4; Security Earn-Out Shares; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-02-01 | Krikorian Jason Director | 4 | Earn-Out Shares Derivative · Indirect · See footnote | C Conversion of derivative security | −2,204,400 0 owned after | $0.00 | 2022-02-04 | |
| 2022-02-01 | GUSTAFSON MICHAEL B Director | 4 | Earn-Out Shares Derivative · Direct · (m) | C Conversion of derivative security | −61,897 0 owned after | $0.00 | 2022-02-04 | |
| 2022-02-01 | GUSTAFSON MICHAEL B Director | 4 | Earn-Out Shares Derivative · Indirect · (m) | C Conversion of derivative security | −3,300 0 owned after | $0.00 | 2022-02-04 | |
| 2022-02-01 | Fay James Daniel Officer (Chief Financial Officer) | 4 | Earn-Out Shares Derivative · Direct | C Conversion of derivative security | −239,154 0 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | PITTMAN RAYMOND J Officer (Chief Executive Officer) | 4 | Earn-Out Shares Derivative · Direct | C Conversion of derivative security | −1,442,984 0 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Remley Jay Officer (Chief Revenue Officer) | 4 | Earn-Out Shares Derivative · Direct | C Conversion of derivative security | −226,121 0 owned after | $0.00 | 2022-02-03 | |
| 2022-02-01 | Tulsi Japjit Officer (Chief Technology Officer) | 4 | Earn-Out Shares Derivative · Direct | C Conversion of derivative security | −320,091 0 owned after | $0.00 | 2022-02-03 | |
| 2021-07-22 | Krikorian Jason Director | 4 | Earn-Out Shares Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,204,400 2,204,400 owned after | $0.00 | 2022-02-04 | |
| 2021-07-22 | GUSTAFSON MICHAEL B Director | 4 | Earn-Out Shares Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,897 61,897 owned after | $0.00 | 2022-02-04 | |
| 2021-07-22 | GUSTAFSON MICHAEL B Director | 4 | Earn-Out Shares Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,300 3,300 owned after | $0.00 | 2022-02-04 | |
| 2021-07-22 | Fay James Daniel Officer (Chief Financial Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +239,154 239,154 owned after | $0.00 | 2022-02-03 | |
| 2021-07-22 | PITTMAN RAYMOND J Officer (Chief Executive Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,442,984 1,209,426 owned after | $0.00 | 2022-02-03 | |
| 2021-07-22 | Remley Jay Officer (Chief Revenue Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226,121 226,121 owned after | $0.00 | 2022-02-03 | |
| 2021-07-22 | Tulsi Japjit Officer (Chief Technology Officer) | 4 | Earn-Out Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,091 320,091 owned after | $0.00 | 2022-02-03 | |
| 2021-07-22 | Gores Alec E | Gores Sponsor VI LLC | AEG Holdings, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Class F Common Stock, par value $0.0001 per share Derivative · Indirect · See footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,550,000 0 owned after | no price filed | 2021-07-26 | |
| 2021-07-22 | Marcellino Elizabeth Director | 4 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2021-07-26 | |
| 2021-07-22 | Tellem Nancy Director | 4 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2021-07-26 | |
| 2021-07-22 | Bort Randy Director | 4 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2021-07-26 | |
| 2020-12-11 holding as of filing | Stone Mark Officer (Chief Executive Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-12-11 | |
| 2020-12-11 holding as of filing | Gores Sponsor VI LLC | AEG Holdings, LLC | Gores Alec E Director, 10% Owner | 10% Owner | 10% Owner | 3 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | Holding | no price filed | 2020-12-11 | ||
| 2020-12-11 holding as of filing | Marcellino Elizabeth Director | 3 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | Holding | no price filed | 2020-12-11 | ||
| 2020-12-11 holding as of filing | Tellem Nancy Director | 3 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | Holding | no price filed | 2020-12-11 | ||
| 2020-12-11 holding as of filing | McBride Andrew Officer (CFO & Secretary) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2020-12-11 | |
| 2020-12-11 holding as of filing | Bort Randy Director | 3 | Class F Common Stock, par value $0.0001 per share Derivative · Direct | Holding | no price filed | 2020-12-11 |