MARSHALL & ILSLEY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-05: Reporting owner Smith Michael C; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-05: Reporting owner ROOT THOMAS A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-05: Reporting owner Kelly Brent J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-05: Reporting owner JUSTILIANO PATRICIA R; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-05 | Smith Michael C Officer (SVP and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,500 23,500 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | ROOT THOMAS A Officer (SVP and Audit Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | Kelly Brent J Officer (SVP and Dir. of Corp. Mark.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | JUSTILIANO PATRICIA R Officer (SVP and Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,500 29,500 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | DENEEN RYAN R Officer (SVP and Dir. of Corp. Tax) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,900 24,900 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | Cadorin Patricia M. Officer (V.P., Dir.Corp.Communications) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-11-05 | Buckhanan Walt A Officer (V.P., Director of Diversity) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $5.21 exercise price | 2009-11-09 | |
| 2009-06-01 | KELLNER TED D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | G Bona fide gift | −2,000 0 owned after | $5.90 exercise price | 2009-07-06 | |
| 2009-04-28 | WIGDALE JAMES B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | WARDEBERG GEORGE E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | SHIELY JOHN S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | PLATTEN PETER M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | O TOOLE ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | ORR SAN W JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | MELLOWES JOHN A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | LYALL KATHARINE C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | LUBAR DAVID J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | KUESTER DENNIS J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | KELLNER TED D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | Daniels John W Jr Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | CHAIT JON F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 | |
| 2009-04-28 | BAUR ANDREW N Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $5.90 exercise price | 2009-04-30 |