MARRONE BIO INNOVATIONS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-09-02: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; $40,000,000 of notes, warrants to purchase 4,000,000 shares of Common Stock and shares underlying warrants.; Date of first sale 2015-08-20; Total offering amount $40,000,000.
- 2013-06-25: Federal exemption Rule 506; Types of securities offered Equity; Debt; SecurityToBeAcquired; Date of first sale 2013-06-14; Total offering amount $29,979,000.
- 2012-03-29: Federal exemption Rule 506; Types of securities offered Equity; Debt; SecurityToBeAcquired; Date of first sale 2012-03-15; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-09-02 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; $40,000,000 of notes, warrants to purchase 4,000,000 shares of Common Stock and shares underlying warrants. | 2015-08-20 | $40,000,000 | $40,000,000 | $0 | 3 |
| 2013-06-25 | Rule 506 | Equity; Debt; SecurityToBeAcquired | 2013-06-14 | $29,979,000 | $28,979,000 | $1,000,000 | 44 |
| 2012-03-29 | Rule 506 | Equity; Debt; SecurityToBeAcquired | 2012-03-15 | $10,000,000 | $8,008,612 | $1,991,388 | 36 |