MARKETING WORLDWIDE CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-30: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2009-09-30: Reporting owner Vision Capital Advantage Fund, L.P. | VCAF GP, LLC; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2008-09-23: Reporting owner VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM; Form 4; Security Series A Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2008-09-23: Reporting owner VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM; Form 4; Security Series A Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-30 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | $0.50 exercise price | 2009-09-30 | ||
| 2009-09-30 holding as of filing | Vision Capital Advantage Fund, L.P. | VCAF GP, LLC 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | $1.69 exercise price | 2009-09-30 | ||
| 2008-09-23 | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | −798,456 2,701,544 owned after | $0.28 | 2009-09-30 | |
| 2008-09-23 | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | J Other acquisition or disposition (describe transaction) | +798,456 798,456 owned after | $0.28 | 2009-09-30 | |
| 2008-09-23 | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | −272,002 920,306 owned after | $1.43 | 2009-09-30 | |
| 2008-09-23 | VISION OPPORTUNITY MASTER FUND, LTD. | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Capital Advantage Fund, L.P. | J Other acquisition or disposition (describe transaction) | +272,002 272,002 owned after | $1.43 | 2009-09-30 | |
| 2008-07-11 | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | J Other acquisition or disposition (describe transaction) | +750,000 750,000 owned after | $1.69 exercise price | 2008-07-15 | |
| 2008-07-11 | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | X Exercise of in-the-money or at-the-money derivative security | +192,308 942,308 owned after | $1.69 exercise price | 2008-07-15 | |
| 2008-07-11 | BENOWITZ ADAM | VISION CAPITAL ADVISORS, LLC | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | X Exercise of in-the-money or at-the-money derivative security | +250,000 1,192,308 owned after | $1.69 exercise price | 2008-07-15 | |
| 2008-02-13 holding as of filing | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.50 exercise price | 2008-02-13 | ||
| 2007-10-10 holding as of filing | VISION CAPITAL ADVISORS, LLC | BENOWITZ ADAM | VISION OPPORTUNITY MASTER FUND, LTD. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · By Vision Opportunity Master Fund, Ltd. | Holding | $0.50 exercise price | 2007-10-10 |