MARINUS PHARMACEUTICALS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows, 54 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-05: Reporting owner BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2014-08-05: Reporting owner BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K; Form 4; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2014-08-05: Reporting owner BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
- 2014-08-05: Reporting owner Domain Partners VI, L.P. | BLAIR JAMES C | VITULLO NICOLE | DOVEY BRIAN H | SCHOEMAKER KATHLEEN K | TREU JESSE I; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-05 | BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −8,792 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −7,043 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | BLAIR JAMES C | VITULLO NICOLE | DP VI Associates, L.P. | DOVEY BRIAN H | TREU JESSE I | SCHOEMAKER KATHLEEN K 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,165 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Domain Partners VI, L.P. | BLAIR JAMES C | VITULLO NICOLE | DOVEY BRIAN H | SCHOEMAKER KATHLEEN K | TREU JESSE I 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −820,320 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Domain Partners VI, L.P. | BLAIR JAMES C | VITULLO NICOLE | DOVEY BRIAN H | SCHOEMAKER KATHLEEN K | TREU JESSE I 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −657,192 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Domain Partners VI, L.P. | BLAIR JAMES C | VITULLO NICOLE | DOVEY BRIAN H | SCHOEMAKER KATHLEEN K | TREU JESSE I 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −579,630 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −3,212,038 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −636,393 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −43,785 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,098,937 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −415,857 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,612 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −2,065,553 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −409,241 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −28,156 0 owned after | $0.00 | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −524,734 0 owned after | $10.86 exercise price | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −103,964 0 owned after | $10.86 exercise price | 2014-08-07 | |
| 2014-08-05 | Sofinnova Management VI, L.L.C. | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | SOFINNOVA VENTURE PARTNERS VI L P | HEALY JAMES | Buatois Eric | POWELL MICHAEL | Azan Alain | Sofinnova Venture Affiliates VI LP 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −7,153 0 owned after | $10.86 exercise price | 2014-08-07 | |
| 2014-08-05 | Canaan Partners VII LLC | Canaan VII L P Director, 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,742,516 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Canaan Partners VII LLC | Canaan VII L P Director, 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,838,214 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Canaan Partners VII LLC | Canaan VII L P Director, 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,355,859 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Canaan Partners VII LLC | Canaan VII L P Director, 10% Owner | Director, 10% Owner | 4 | Warrants to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −959,553 0 owned after | $10.86 | 2014-08-06 | |
| 2014-08-05 | Bloch Stephen M Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,742,516 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Bloch Stephen M Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,838,214 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Bloch Stephen M Director | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −3,355,859 0 owned after | no price filed | 2014-08-06 | |
| 2014-08-05 | Bloch Stephen M Director | 4 | Warrants to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −959,553 0 owned after | $10.86 | 2014-08-06 | |
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Preferred Stock Warrant (right to buy) Derivative · Indirect · (m) | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Preferred Stock Warrant (right to buy) Derivative · Indirect · (m) | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | HEALY JAMES | Azan Alain | SOFINNOVA VENTURE PARTNERS VI L P | Sofinnova Management VI, L.L.C. | POWELL MICHAEL | Mehra Anand | Sofinnova Venture Partners VI GmbH & Co. KG | Buatois Eric | Sofinnova Venture Affiliates VI LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Preferred Stock Warrant (right to buy) Derivative · Indirect · (m) | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Canaan VII L P | Canaan Partners VII LLC Director, 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Canaan VII L P | Canaan Partners VII LLC Director, 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Canaan VII L P | Canaan Partners VII LLC Director, 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Canaan VII L P | Canaan Partners VII LLC Director, 10% Owner | Director, 10% Owner | 3 | Warrants to Purchase Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Bloch Stephen M Director | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Bloch Stephen M Director | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Bloch Stephen M Director | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | Bloch Stephen M Director | 3 | Warrants to Purchase Series B Preferred Stock Derivative · Indirect · (m) | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | SCHOEMAKER KATHLEEN K | DOVEY BRIAN H | TREU JESSE I | BLAIR JAMES C | DP VI Associates, L.P. | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | SCHOEMAKER KATHLEEN K | DOVEY BRIAN H | TREU JESSE I | BLAIR JAMES C | DP VI Associates, L.P. | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | SCHOEMAKER KATHLEEN K | DOVEY BRIAN H | TREU JESSE I | BLAIR JAMES C | DP VI Associates, L.P. | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | SCHOEMAKER KATHLEEN K | DOVEY BRIAN H | TREU JESSE I | BLAIR JAMES C | DP VI Associates, L.P. | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Warrant (Right to Buy) Derivative · Direct | Holding | $10.86 exercise price | 2014-07-31 | ||
| 2014-07-31 holding as of filing | TREU JESSE I | Domain Partners VI, L.P. | DOVEY BRIAN H | BLAIR JAMES C | SCHOEMAKER KATHLEEN K | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | TREU JESSE I | Domain Partners VI, L.P. | DOVEY BRIAN H | BLAIR JAMES C | SCHOEMAKER KATHLEEN K | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | TREU JESSE I | Domain Partners VI, L.P. | DOVEY BRIAN H | BLAIR JAMES C | SCHOEMAKER KATHLEEN K | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2014-07-31 | ||
| 2014-07-31 holding as of filing | TREU JESSE I | Domain Partners VI, L.P. | DOVEY BRIAN H | BLAIR JAMES C | SCHOEMAKER KATHLEEN K | VITULLO NICOLE 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Warrant (Right to Buy) Derivative · Direct | Holding | $10.86 exercise price | 2014-07-31 |