MAP PHARMACEUTICALS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows, 49 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-11: Reporting owner Freund John Gordon; Form 4/A; Security Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2007-10-11: Reporting owner BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-10-11: Reporting owner BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC; Form 4; Security Series D Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-10-11: Reporting owner MCPHERRON MATTHEW V; Form 4; Security Series C Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-11 | Freund John Gordon Director | 4/A | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −779,872 0 owned after | $14.50 | 2010-03-17 | |
| 2007-10-11 | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,120,975 0 owned after | $14.50 | 2007-10-15 | |
| 2007-10-11 | BROOKSIDE CAPITAL INVESTORS L P | FERRANTE DOMENIC J | BROOKSIDE CAPITAL PARTNERS FUND LP | BROOKSIDE CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,164,389 0 owned after | $14.50 | 2007-10-15 | |
| 2007-10-11 | MCPHERRON MATTHEW V Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,120,975 0 owned after | $14.50 | 2007-10-15 | |
| 2007-10-11 | MCPHERRON MATTHEW V Director, 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,164,389 0 owned after | $14.50 | 2007-10-15 | |
| 2007-10-11 | PEARL FRANK H | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −610,168 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | PEARL FRANK H | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,403,766 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | PEARL FRANK H | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −828,147 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | PEARL FRANK H | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −784,683 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | SFM PARTICIPATION LP | SOROS FUND MANAGEMENT LLC | SOROS JONATHAN T ALLAN | SFM AH LLC | SOROS GEORGE | Soros Robert | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | PERSEUS SOROS PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −610,168 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | SFM PARTICIPATION LP | SOROS FUND MANAGEMENT LLC | SOROS JONATHAN T ALLAN | SFM AH LLC | SOROS GEORGE | Soros Robert | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | PERSEUS SOROS PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,403,766 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | SFM PARTICIPATION LP | SOROS FUND MANAGEMENT LLC | SOROS JONATHAN T ALLAN | SFM AH LLC | SOROS GEORGE | Soros Robert | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | PERSEUS SOROS PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −828,147 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | SFM PARTICIPATION LP | SOROS FUND MANAGEMENT LLC | SOROS JONATHAN T ALLAN | SFM AH LLC | SOROS GEORGE | Soros Robert | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | PERSEUS SOROS PARTNERS LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −784,683 0 owned after | $0.00 | 2007-10-12 | |
| 2007-10-11 | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −779,871 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −320,690 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −538,236 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | GOLDFISCHER CARL Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,091,815 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | GOLDFISCHER CARL Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −448,963 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | GOLDFISCHER CARL Director | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −629,829 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Freund John Gordon Director | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −779,871 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Freund John Gordon Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −320,690 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Freund John Gordon Director | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −538,236 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Bay City Capital Fund IV, L.P. 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,091,815 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Bay City Capital Fund IV, L.P. 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −448,963 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-11 | Bay City Capital Fund IV, L.P. 10% Owner | 4 | Series D Preferred Stock Derivative · Direct | C Conversion of derivative security | −629,829 0 owned after | $14.50 | 2007-10-12 | |
| 2007-10-04 holding as of filing | Bay City Capital Fund IV, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Bay City Capital Fund IV, L.P. 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Bay City Capital Fund IV, L.P. 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Freund John Gordon Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Freund John Gordon Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Freund John Gordon Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | Skyline Venture Partners Qualified Purchaser Fund III, L.P. 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | GOLDFISCHER CARL Director | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | GOLDFISCHER CARL Director | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | GOLDFISCHER CARL Director | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | BROOKSIDE CAPITAL PARTNERS FUND LP | FERRANTE DOMENIC J | BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | BROOKSIDE CAPITAL PARTNERS FUND LP | FERRANTE DOMENIC J | BROOKSIDE CAPITAL INVESTORS L P | BROOKSIDE CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | MCPHERRON MATTHEW V Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | MCPHERRON MATTHEW V Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC | PEARL FRANK H 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC | PEARL FRANK H 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC | PEARL FRANK H 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | PERSEUSPUR LLC | PERSEUS BIOTECH FUND PARTNERS LLC | PEARL FRANK H 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | SOROS FUND MANAGEMENT LLC | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | SFM AH LLC | SOROS GEORGE | SFM PARTICIPATION LP | PERSEUS SOROS PARTNERS LLC | Soros Robert | SOROS JONATHAN T ALLAN 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | SOROS FUND MANAGEMENT LLC | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | SFM AH LLC | SOROS GEORGE | SFM PARTICIPATION LP | PERSEUS SOROS PARTNERS LLC | Soros Robert | SOROS JONATHAN T ALLAN 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | SOROS FUND MANAGEMENT LLC | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | SFM AH LLC | SOROS GEORGE | SFM PARTICIPATION LP | PERSEUS SOROS PARTNERS LLC | Soros Robert | SOROS JONATHAN T ALLAN 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 | ||
| 2007-10-04 holding as of filing | SOROS FUND MANAGEMENT LLC | PERSEUS SOROS BIOPHARMACEUTICAL FUND LP | SFM AH LLC | SOROS GEORGE | SFM PARTICIPATION LP | PERSEUS SOROS PARTNERS LLC | Soros Robert | SOROS JONATHAN T ALLAN 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2007-10-04 |