MAM SOFTWARE GROUP, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-04-08: Reporting owner Lewis William Austin IV; Form 3; Security Warrant; Transaction Holding.
- 2009-04-08: Reporting owner Lewis William Austin IV; Form 3; Security Warrant; Transaction Holding.
- 2008-12-04: Reporting owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P; Form 3; Security Warrant; Transaction Holding.
- 2008-12-04: Reporting owner WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P; Form 3; Security Warrant; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-04-08 holding as of filing | Lewis William Austin IV Director, 10% Owner | 3 | Warrant Derivative · Indirect · See footnote | Holding | $1.00 exercise price | 2009-04-08 | ||
| 2009-04-08 holding as of filing | Lewis William Austin IV Director, 10% Owner | 3 | Warrant Derivative · Indirect · See footnote | Holding | $1.00 exercise price | 2009-04-08 | ||
| 2008-12-04 holding as of filing | WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct · (m) | Holding | $1.00 exercise price | 2008-12-04 | ||
| 2008-12-04 holding as of filing | WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · (m) | Holding | $1.00 exercise price | 2008-12-04 | ||
| 2008-12-04 holding as of filing | WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · (m) | Holding | $1.00 exercise price | 2008-12-04 | ||
| 2008-12-04 holding as of filing | WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD | OBUS NELSON | WYNNEFIELD CAPITAL MANAGEMENT LLC | WYNNEFIELD CAPITAL INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | LANDES JOSHUA | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | CHANNEL PARTNERSHIP II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · (m) | Holding | $1.00 exercise price | 2008-12-04 |