MALVERN BANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 97 rows, 97 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-07-17: Reporting owner Corelli Julia D; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-17: Reporting owner Corelli Julia D; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-17: Reporting owner Corelli Julia D; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2023-07-17: Reporting owner Corelli Julia D; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-07-17 | Corelli Julia D Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | Corelli Julia D Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | Corelli Julia D Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | Corelli Julia D Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | Corelli Julia D Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,166 0 owned after | $26.20 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $21.00 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | Feinstein Norman Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,166 0 owned after | $26.20 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $21.00 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | Fish Andrew D. Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.02 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,166 0 owned after | $26.20 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $21.00 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | KENT HOWARD Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,166 0 owned after | $26.20 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $21.00 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | Leitzell Cynthia F Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.02 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,166 0 owned after | $24.20 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $21.00 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.90 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $20.28 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $18.69 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $16.05 exercise price | 2023-07-17 | |
| 2023-07-17 | SCARTOZZI STEPHEN P Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $17.86 exercise price | 2023-07-17 | |
| 2023-03-06 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2023-03-06 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2023-03-06 | Corelli Julia D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2023-03-06 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2023-03-06 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2023-03-06 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.86 exercise price | 2023-03-07 | |
| 2022-05-03 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2022-05-03 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2022-05-03 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2022-05-03 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2022-05-03 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2022-05-03 | Corelli Julia D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $15.96 exercise price | 2022-05-04 | |
| 2021-10-05 holding as of filing | Barrett James W Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $18.69 exercise price | 2021-10-05 | |
| 2021-04-01 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | Corelli Julia D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2021-04-01 | Barrett James W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $18.69 exercise price | 2021-04-06 | |
| 2020-02-26 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Corelli Julia D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2020-02-26 | Barrett James W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.28 exercise price | 2020-02-28 | |
| 2019-02-26 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | Corelli Julia D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2019-02-26 | WOODMAN THERESE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $20.90 exercise price | 2019-02-28 | |
| 2017-12-29 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-12-29 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-12-29 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-12-29 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-12-29 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-12-29 | WOODMAN THERESE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,166 1,166 owned after | $26.20 exercise price | 2018-01-03 | |
| 2017-03-28 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | STEINMETZ GEORGE E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | Feinstein Norman Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | Leitzell Cynthia F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | WOODMAN THERESE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | KENT HOWARD Director, Officer (Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2017-03-28 | Fish Andrew D. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $21.00 exercise price | 2017-04-10 | |
| 2016-03-31 | WOODMAN THERESE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.02 exercise price | 2016-04-04 | |
| 2016-03-31 | SCARTOZZI STEPHEN P Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.02 exercise price | 2016-04-04 | |
| 2016-03-31 | O'GRADY JOHN P. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.02 exercise price | 2016-04-04 | |
| 2016-03-31 | KENT HOWARD Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.02 exercise price | 2016-04-04 | |
| 2016-03-31 | STEINMETZ GEORGE E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $16.02 exercise price | 2016-04-04 | |
| 2015-08-11 | O'GRADY JOHN P. Director | 4 | Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −40,000 0 owned after | $11.90 exercise price | 2015-08-14 | |
| 2014-02-11 holding as of filing | O'GRADY JOHN P. Director | 3 | Stock Option Derivative · Direct | Holding | $11.90 exercise price | 2014-02-11 |