Lightwave Logic, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2015-12-15: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-12-01; Total offering amount $3,000,000.
- 2015-06-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2015-05-19; Total offering amount $2,000,000.
- 2014-06-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Date of first sale 2014-06-09; Total offering amount $3,000,000.
- 2011-09-23: Federal exemption Rule 506; 46; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-09-09; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2015-12-15 | Rule 506(b) | Equity; OptionToAcquire | 2015-12-01 | $3,000,000 | $2,000,000 | $1,000,000 | 24 |
| 2015-06-02 | Rule 506(b) | Equity; OptionToAcquire | 2015-05-19 | $2,000,000 | $1,560,000 | $440,000 | 11 |
| 2014-06-24 | Rule 506(b) | Equity; OptionToAcquire | 2014-06-09 | $3,000,000 | $1,510,000 | $1,490,000 | 24 |
| 2011-09-23 | Rule 506; 46 | Equity; OptionToAcquire | 2011-09-09 | $1,000,000 | $725,000 | $275,000 | 5 |
| 2010-12-10 D/A | Rule 506; 46 | Equity; OptionToAcquire | 2010-08-10 | $1,500,000 | $1,500,000 | $0 | 28 |