Luminar Technologies, Inc./DE Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-01-20: Reporting owner Gores Alec E | AEG Holdings, LLC; Form 4; Security Warrants to Purchase Shares of Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-02-11: Reporting owner AEG Holdings, LLC | Gores Alec E; Form 4; Security Warrants to Purchase Shares of Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2021-02-11: Reporting owner AEG Holdings, LLC | Gores Alec E; Form 4; Security Warrants to Purchase Shares of Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2020-12-02: Reporting owner AEG Holdings, LLC | Gores Alec E; Form 4/A; Security Warrants to Purchase Shares of Class A Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-01-20 | Gores Alec E | AEG Holdings, LLC Director | Director | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,386,325 0 owned after | $11.50 exercise price | 2022-02-01 | |
| 2021-02-11 | AEG Holdings, LLC | Gores Alec E Director | Director | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −3,333,333 0 owned after | $11.50 exercise price | 2021-06-08 | |
| 2021-02-11 | AEG Holdings, LLC | Gores Alec E Director | Director | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +1,386,325 1,386,325 owned after | $11.50 exercise price | 2021-06-08 | |
| 2020-12-02 | AEG Holdings, LLC | Gores Alec E Director, Officer (Chief Executive Officer), 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4/A | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,333,333 3,333,333 owned after | $11.50 exercise price | 2020-12-09 | |
| 2020-12-02 | Metropoulos C. Dean | HRM Holdings LLC Director, Officer (Chairman) | Director | 4/A | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,333,333 3,333,333 owned after | $11.50 exercise price | 2020-12-09 | |
| 2020-12-02 | Metropoulos C. Dean | HRM Holdings LLC Director, Officer (Chairman) | Director | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +3,333,333 3,333,333 owned after | $11.50 exercise price | 2020-12-04 | |
| 2020-12-02 | AEG Holdings, LLC | Gores Alec E Director, Officer (Chief Executive Officer), 10% Owner | Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +3,333,333 3,333,333 owned after | $11.50 exercise price | 2020-12-04 | |
| 2020-12-02 | Gores Metropoulos Sponsor LLC Director, 10% Owner | 4 | Warrants to Purchase Shares of Class A Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,666,666 0 owned after | $11.50 exercise price | 2020-12-04 |