LUB Liquidating Trust Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-16: Form 8-K; Period of report 2020-12-16; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2020-11-25: Form 8-K; Period of report 2020-11-23; Description 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; Details 5.03.
- 2020-11-17: Form 8-K; Period of report 2020-11-17; Description 5.07 Submission of Matters to a Vote of Security Holders; Details 5.07.
- 2020-10-22: Form 8-K; Period of report 2020-10-22; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-16 | 8-K | 2020-12-16 | 7.01 Regulation FD Disclosure | 7.01 On December 16, 2020, Luby’s, Inc. issued a press release announcing that the Company has entered into an agreement to franchise 13 of its currently Company owned Fuddruckers stores to Black Titan Holdings, LLC. | a8-kfuddruckersblacktitan.htm |
| 2020-11-25 | 8-K | 2020-11-23 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On November 23, 2020, the Company filed an Amended and Restated Certificate of Incorporation reducing the minimum and maximum number of directors on the Company’s board from not less than nine nor more than 15 to not less than five nor more than 13 and allowing the Company’s stockholders to act by written consent. | acertificateofincorpor.htm |
| 2020-11-17 | 8-K | 2020-11-17 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On November 17, 2020, Luby’s, Inc. (the “Company”) held a special meeting of stockholders (the “Special Meeting”). | aspecialmeetingresults.htm |
| 2020-10-22 | 8-K | 2020-10-22 | 8.01 Other Events | 8.01 On October 22, 2020, Luby’s, Inc. (the “Company”) filed with the Securities and Exchange Commission a supplement (the “Supplement”) to its definitive proxy statement dated October 6, 2020 (the “Proxy Statement”), relating to the Company’s Special Meeting of Stockholders to be held on November 17, 2020. | ea128802-8k_lubys.htm |
| 2020-09-21 | 8-K | 2020-09-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 17, 2020, the Board of Directors of Luby’s, Inc. (the “Company”) approved an annual base salary of $300,000 for Benjamin Coutee, the Company’s Chief Operating Officer, which represents an increase from his previous annual base salary of $283,000. | a8-kcoobasesalary.htm |
| 2020-09-08 | 8-K | 2020-09-04 | 8.01 Other Events | 8.01 On September 4, 2020, the Board of Directors (the “Board”) of Luby’s, Inc. (the “Company”) unanimously adopted the liquidation and dissolution of the Company pursuant to a plan of liquidation and dissolution (the “Plan of Dissolution”). | ea126566-8k_lubyinc.htm |
| 2020-08-25 | 8-K | 2020-08-21 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | a8-kfourthamendmenttoc.htm |
| 2020-08-14 | 8-K | 2020-08-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 12, 2020, the Board of Directors (the “Board”) of Luby's, Inc. (the “Company”) approved, upon the recommendation of the Compensation Committee of the Board, a severance agreement and a bonus opportunity agreement, pursuant to which certain executive officers and other specified senior level employees will receive separation payments upon the occurrence of certain events and will be eligible to receive both a cash bonus and a restricted stock award bonus (collectively, the “retention awards”). | a8-kretentionseverance.htm |
| 2020-07-20 | 8-K | 2020-07-20 | 2.02 Results of Operations and Financial Condition | 2.02 On July 20, 2020, the Company released a press release announcing the results of the third quarter ended June 3, 2020. | lub060320fy20q38-k.htm |
| 2020-07-06 | 8-K | 2020-07-06 | 8.01 Other Events | 8.01 On July 1, 2020, the New York Stock Exchange (“NYSE”) notified Luby's, Inc. (the “Company”) that the Company had regained compliance with the NYSE’s continued listing standards after its average closing price for the 30-trading days ended June 30, 2020 was above the NYSE’s minimum requirement of $1.00 per share based on a 30-trading day average. | a8-kpressrelease7x3x20.htm |
| 2020-06-03 | 8-K | 2020-06-03 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On June 3, 2020, the Company released a press release announcing the results of the second quarter ended March 11, 2020. 7.01 On June 3, 2020, Luby’s, Inc. issued a press release announcing it will pursue a sale of its operations and assets and distribute net proceeds to stockholders. | a8-kpressrelease6x3x20.htm |
| 2020-04-28 | 8-K | 2020-04-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | a8-ksgrayseverance.htm | |
| 2020-04-23 | 8-K | 2020-04-23 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 7.01 Regulation FD Disclosure | 2.03 On April 21, 2020, Luby’s Inc. (the “Company”) entered into a promissory note (the “Promissory Note”) with Texas Capital Bank, N.A., effective as of April 12, 2020, that provides for a loan in the amount of $10 million (the “PPP Loan”) pursuant to the Paycheck Protection Program under the Coronavirus Aid, Relief and Economic Security Act (the “CARES Act”). 3.01 On April 20, 2020, the Company received written notice (the “Notice”) from the New York Stock Exchange (the “NYSE”) that the Company is not in compliance with the NYSE continued listing standard set forth in Rule 802.01C of the NYSE Listed Company Manual, which requires the average closing price of the Company’s common stock to be at least $1.00 per share over a period of 30 consecutive trading days. 7.01 On April 23, 2020, the Company issued a press release announcing the receipt of the Notice. | a8-kppp3rdamendmentnyse.htm |
| 2020-04-20 | 8-K | 2020-04-20 | 8.01 Other Events | 8.01 Luby’s, Inc. (the “Company”) is unable to file its Quarterly Report on Form 10-Q for the quarter ended March 11, 2020 (“Quarterly Report”) by the original deadline of April 27, 2020 due to the outbreak of, and local, state and federal governmental responses to, the novel coronavirus pandemic (“COVID-19 pandemic”). | a8-k4162020extensionfy.htm |
| 2020-04-07 | 8-K | 2020-04-06 | 5.01 Changes in Control of Registrant; 8.01 Other Events | 8.01 This risk factor is intended to be an update to the Risk Factors found in our 10-K filed on November 26, 2019. | a8-kcforesignationanda.htm |
| 2020-03-24 | 8-K | 2020-03-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 On March 23, 2020, as the result of the COVID-19 pandemic, all senior management and other salaried employees will have their base salaries temporarily reduced by 50% until further notice. 7.01 On March 24, 2020, Luby’s, Inc. issued a press release providing an update of the Company's response to and impact from COVID-19. | a8-kcovidx19salaryreductio.htm |
| 2020-03-20 | 8-K | 2020-03-20 | 7.01 Regulation FD Disclosure | 7.01 On March 20, 2020, Luby’s, Inc. issued a press release providing an update of the Company's response to and impact from COVID-19. | a8-kcovidx19.htm |
| 2020-03-17 | 8-K | 2020-03-17 | 7.01 Regulation FD Disclosure | 7.01 On March 17, 2020, Luby’s, Inc. issued a press release providing an update of the Company's response to and impact from COVID-19. | a8-kcovidx19.htm |
| 2020-02-14 | 8-K | 2020-02-14 | 3.03 Material Modification to Rights of Security Holders | 3.03 On February 14, 2020, Luby’s, Inc. and American Stock Transfer & Trust Company, LLC entered into the Second Amendment to Rights Agreement (the “Second Amendment”), amending the Rights Agreement, dated as of February 15, 2018, as amended by the First Agreement to Rights Agreement, dated as of February 11, 2019 (as amended, the “Rights Agreement”). | f8k021420_lubysinc.htm |
| 2020-02-06 | 8-K | 2020-02-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On February 5, 2020, Luby’s, Inc. (the "Company") held its annual meeting of shareholders (the "Annual Meeting") in Houston, Texas. | a8-kvoteresults2x5x20.htm |
| 2020-02-03 | 8-K | 2020-02-03 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On February 3, 2020, the Company released a press release announcing the results of the first quarter ended December 18, 2019. 7.01 On February 3, 2020, Luby’s, Inc. (the “Company”) held an investor conference call regarding its first quarter fiscal 2020 financial results. | lub121819fy20q18-k.htm |