LRR ENERGY, L.P. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-31: Reporting owner Bailey John A; Form 4; Security Common units representing limited partner interests; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner CARROLL JONATHAN P; Form 4; Security Common units representing limited partner interests; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-31: Reporting owner OCONNELL ROBERT T; Form 4; Security Common units representing limited partner interests; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-30: Reporting owner Casas Jaime R.; Form 4; Security Common units representing limited partner interests; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Bailey John A Director | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,948 30,397 owned after | $0.00 | 2015-01-02 | |
| 2014-12-31 | CARROLL JONATHAN P Director | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,948 17,960 owned after | $0.00 | 2015-01-02 | |
| 2014-12-31 | OCONNELL ROBERT T Director | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,948 37,797 owned after | $0.00 | 2015-01-02 | |
| 2014-12-30 | Casas Jaime R. Officer (V.P. and CFO) | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,099 173,042 owned after | $0.00 | 2015-01-02 | |
| 2014-12-30 | Smajstrla Dawn Officer (V.P., Controller and CAO) | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,310 10,232 owned after | $0.00 | 2015-01-02 | |
| 2014-12-17 | Mullins Eric D. Director, Officer (Co-CEO & Chairman of the Board) | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 115,450 owned after | $8.08 | 2014-12-19 | |
| 2014-11-04 | Mullins Eric D. Director, Officer (Co-CEO & Chairman of the Board) | 4 | Common units representing limited partner interests Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +27,000 90,450 owned after | $14.50 | 2014-11-21 | |
| 2014-05-20 holding as of filing | Farber Jonathan C. Director, 10% Owner | 4 | Common units representing limited partner interests Non-derivative · Direct | Holding | 18,354 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources C, L.P. | 4 | Common units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,813,795 3,311,471 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources C, L.P. | 4 | Subordinated units representing limited partner interests Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,813,795 3,627,590 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources B, L.P. Other (Director by Deputization) | 4 | Common units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +106,123 193,750 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources B, L.P. Other (Director by Deputization) | 4 | Subordinated units representing limited partner interests Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,123 212,245 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources A, L.P. Other (Director by Deputization) | 4 | Common units representing limited partner interests Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +320,082 584,379 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Lime Rock Resources A, L.P. Other (Director by Deputization) | 4 | Subordinated units representing limited partner interests Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320,082 640,165 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +320,082 584,379 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +106,123 193,750 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,813,795 3,311,471 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320,082 640,165 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,123 212,245 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | REYNOLDS JOHN T | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,813,795 3,627,590 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +320,082 584,379 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +106,123 193,750 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Common units representing limited partner interests Non-derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,813,795 3,311,471 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −320,082 640,165 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −106,123 212,245 owned after | no price filed | 2014-05-20 | |
| 2014-05-16 | Farber Jonathan C. Director, 10% Owner | 4 | Subordinated units representing limited partner interests Derivative · Indirect · See Notes | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,813,795 3,627,590 owned after | no price filed | 2014-05-20 | |
| 2014-02-11 holding as of filing | ADCOCK CHARLES W Director, Officer (Co-Chief Executive Officer) | 5 | Common units representing limited partner interests Non-derivative · Direct · (m) | Holding | 15,000 owned after | no price filed | 2014-02-11 | |
| 2014-02-11 holding as of filing | ADCOCK CHARLES W Director, Officer (Co-Chief Executive Officer) | 5 | Common units representing limited partner interests Non-derivative · Indirect · (m) | Holding | 0 owned after | no price filed | 2014-02-11 | |
| 2014-01-31 | CARROLL JONATHAN P Director | 4 | Common units representing limited partner interests Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,012 3,012 owned after | $0.00 | 2014-02-03 |