LONE PINE RESOURCES INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-06: Reporting owner Kraus Charles R; Form 4; Security Phantom Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-27: Reporting owner Abel Shane K.; Form 4; Security Phantom Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-27: Reporting owner Abel Shane K.; Form 4; Security Phantom Stock Units; Transaction Holding.
- 2013-06-27: Reporting owner Abel Shane K.; Form 4; Security Phantom Stock Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-06 | Kraus Charles R Officer (V.P., General Counsel & Sec.) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,695 12,695 owned after | no price filed | 2013-09-09 | |
| 2013-06-27 | Abel Shane K. Officer (VP, Finance & CFO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | no price filed | 2013-06-27 | |
| 2013-06-27 holding as of filing | Abel Shane K. Officer (VP, Finance & CFO) | 4 | Phantom Stock Units Derivative · Direct | Holding | 135,779 owned after | no price filed | 2013-06-27 | |
| 2013-06-27 holding as of filing | Abel Shane K. Officer (VP, Finance & CFO) | 4 | Phantom Stock Units Derivative · Direct | Holding | 424,348 owned after | no price filed | 2013-06-27 | |
| 2013-06-24 holding as of filing | Mackenzie Shona F. Officer (VP, Operations) | 4 | Phantom Stock Units Derivative · Direct | Holding | 209,487 owned after | no price filed | 2013-06-24 | |
| 2013-06-24 holding as of filing | Axani Douglas W Officer (Vice President, Exploration) | 4 | Phantom Stock Units Derivative · Direct | Holding | 209,487 owned after | no price filed | 2013-06-24 | |
| 2013-06-22 | Mackenzie Shona F. Officer (VP, Operations) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 10,727 owned after | no price filed | 2013-06-24 | |
| 2013-06-22 | Axani Douglas W Officer (Vice President, Exploration) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 10,727 owned after | no price filed | 2013-06-24 | |
| 2013-06-15 | Abel Shane K. Officer (VP, Finance & CFO) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +424,348 424,348 owned after | $0.00 | 2013-06-18 | |
| 2013-06-06 | Bush Mark E Officer (V.P. Operations) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,689 0 owned after | no price filed | 2013-06-07 | |
| 2013-06-06 | Bush Mark E Officer (V.P. Operations) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −209,487 0 owned after | no price filed | 2013-06-07 | |
| 2013-06-06 | Burke Lyle H. Officer (VP New Ventures & Technology) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,454 0 owned after | no price filed | 2013-06-07 | |
| 2013-06-06 | Burke Lyle H. Officer (VP New Ventures & Technology) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −209,487 0 owned after | no price filed | 2013-06-07 | |
| 2013-05-15 | Granger Timothy S. Director, Officer (President & CEO) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +534,239 534,239 owned after | $0.00 | 2013-05-16 | |
| 2013-02-27 | Bereznicki Edward J. Officer (Executive Vice President & CFO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,000 0 owned after | no price filed | 2013-03-01 | |
| 2013-02-27 | Bereznicki Edward J. Officer (Executive Vice President & CFO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −246,341 0 owned after | no price filed | 2013-03-01 | |
| 2013-02-27 | Anderson David M Director, Officer (President, CEO & Director) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,634 0 owned after | no price filed | 2013-03-01 | |
| 2013-02-27 | Anderson David M Director, Officer (President, CEO & Director) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −387,939 0 owned after | no price filed | 2013-03-01 | |
| 2013-01-15 | Mackenzie Shona F. Officer (VP Engineering & Exploitation) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,487 209,487 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Kraus Charles R Officer (V.P., General Counsel & Sec.) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,487 209,487 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Bush Mark E Officer (V.P. Operations) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,487 209,487 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Burke Lyle H. Officer (VP New Ventures & Technology) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,487 209,487 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Bereznicki Edward J. Officer (Executive Vice President & CFO) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246,341 246,341 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Axani Douglas W Officer (Vice President, Exploration) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +209,487 209,487 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Anderson David M Director, Officer (President, CEO & Director) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +387,939 387,939 owned after | $0.00 | 2013-01-17 | |
| 2013-01-15 | Abel Shane K. Officer (VP, Finance & Treasurer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,779 135,779 owned after | $0.00 | 2013-01-17 | |
| 2013-01-03 | Howe Gordon W. Officer (VP, Land & Negotiations) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,090 0 owned after | $0.00 | 2013-01-04 | |
| 2012-11-21 | Burke Lyle H. Officer (VP New Ventures & Technology) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 21,454 owned after | no price filed | 2012-11-23 | |
| 2012-10-11 | Bush Mark E Officer (V.P. Operations) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,345 54,689 owned after | no price filed | 2012-10-12 | |
| 2012-09-06 | Kraus Charles R Officer (V.P., General Counsel & Sec.) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,695 25,390 owned after | no price filed | 2012-10-19 | |
| 2012-08-17 holding as of filing | Abel Shane K. Officer (VP, Finance & Treasurer) | 3 | Phantom Stock Units Derivative · Direct | Holding | no price filed | 2012-08-17 | ||
| 2012-07-01 | Bereznicki Edward J. Officer (Executive Vice President & CFO) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 26,000 owned after | no price filed | 2012-10-19 | |
| 2012-06-22 | Mackenzie Shona F. Officer (VP Engineering & Exploitation) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 21,454 owned after | no price filed | 2012-10-19 | |
| 2012-06-22 | Howe Gordon W. Officer (VP, Land & Negotiations) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,046 16,090 owned after | no price filed | 2012-10-19 | |
| 2012-06-22 | Axani Douglas W Officer (Vice President, Exploration) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,727 21,454 owned after | no price filed | 2012-10-19 | |
| 2012-06-22 | Anderson David M Director, Officer (President, CEO & Director) | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,817 53,634 owned after | no price filed | 2012-10-19 | |
| 2011-11-21 | Burke Lyle H. Officer (VP New Ventures & Technology) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,181 32,181 owned after | $0.00 | 2011-11-23 | |
| 2011-10-11 | Bush Mark E Officer (V.P. Operations) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,034 82,034 owned after | $0.00 | 2011-10-13 | |
| 2011-09-06 | Kraus Charles R Officer (V.P., General Counsel & Sec.) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,085 38,085 owned after | $0.00 | 2011-09-07 | |
| 2011-07-01 | Bereznicki Edward J. Officer (Vice President & CFO) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 39,000 owned after | $0.00 | 2011-07-06 | |
| 2011-06-22 | Mackenzie Shona F. Officer (VP Engineering & Exploitation) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,181 32,181 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Howe Gordon W. Officer (VP, Land & Negotiations) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,136 24,136 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Axani Douglas W Officer (Vice President, Exploration) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,181 32,181 owned after | $0.00 | 2011-06-24 | |
| 2011-06-22 | Anderson David M Director, Officer (President, CEO & Director) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,451 80,451 owned after | $0.00 | 2011-06-24 |