LL Flooring Holdings, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-15: Reporting owner TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-15: Reporting owner TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-15: Reporting owner TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-15: Reporting owner TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-15 | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 2 | C Conversion of derivative security | −6,310,218 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-15 | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 4 | C Conversion of derivative security | −1,363,204 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-15 | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 6 | C Conversion of derivative security | −129,202 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-15 | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 8 | C Conversion of derivative security | −23,190 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-15 | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA ASSOCIATES INC | TA IX LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES IX LLC | TA ASSOCIATES SPF LP | TA / ATLANTIC & PACIFIC IV LP Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 10 | C Conversion of derivative security | −126,204 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-15 | Tadler Richard Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 2 | C Conversion of derivative security | −126,204 0 owned after | $0.00 | 2007-11-19 | |
| 2007-11-08 holding as of filing | Tadler Richard Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 3 | Holding | no price filed | 2007-11-08 | ||
| 2007-11-08 holding as of filing | TA ASSOCIATES STRATEGIC PARTNERS FUND A LP | TA Investors II L.P. | TA ASSOCIATES STRATEGIC PARTNERS FUND B LP | TA IX LP | TA / ATLANTIC & PACIFIC IV LP | TA ASSOCIATES AP IV LP | TA ASSOCIATES INC | TA ASSOCIATES SPF LP | TA ASSOCIATES IX LLC Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Other (See General Remarks) | Director | Other (See General Remarks) | Other (See General Remarks) | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote 4 | Holding | no price filed | 2007-11-08 |