LITTLEFIELD CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-26: Reporting owner WILLIAMS CARLTON R JR; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner Wilfley Michael L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner Stanley Alfred T; Form 4; Security STock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-26: Reporting owner WILLIAMS CARLTON R JR; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-26 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 99,121 owned after | $0.24 exercise price | 2012-07-27 | |
| 2012-07-26 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 87,410 owned after | $0.24 exercise price | 2012-07-27 | |
| 2012-07-26 | Stanley Alfred T Director | 4 | STock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 87,410 owned after | $0.24 exercise price | 2012-07-27 | |
| 2012-04-26 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 96,621 owned after | $0.32 exercise price | 2012-04-27 | |
| 2012-04-26 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 84,910 owned after | $0.32 exercise price | 2012-04-27 | |
| 2012-04-26 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 84,910 owned after | $0.32 exercise price | 2012-04-27 | |
| 2012-04-24 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.32 exercise price | 2012-04-27 | |
| 2012-01-27 | MINCH JEFFREY L Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,200,000 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-01-27 | MINCH JEFFREY L Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,500,000 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-01-27 | MINCH JEFFREY L Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1,800,000 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-01-27 | MINCH JEFFREY L Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 2,100,000 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-01-27 | MINCH JEFFREY L Director, Officer (President and CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 2,400,000 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-01-26 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.40 exercise price | 2012-01-30 | |
| 2012-01-26 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 82,410 owned after | $0.40 exercise price | 2012-01-30 | |
| 2012-01-26 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 82,410 owned after | $0.40 exercise price | 2012-01-30 | |
| 2012-01-26 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 37,500 owned after | $0.40 exercise price | 2012-01-30 | |
| 2012-01-26 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 94,121 owned after | $0.40 exercise price | 2012-01-30 | |
| 2011-10-27 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.49 exercise price | 2011-10-31 | |
| 2011-10-27 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 91,621 owned after | $0.49 exercise price | 2011-10-31 | |
| 2011-10-27 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 79,910 owned after | $0.49 exercise price | 2011-10-31 | |
| 2011-10-27 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 79,910 owned after | $0.49 exercise price | 2011-10-31 | |
| 2011-10-27 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 35,000 owned after | $0.49 exercise price | 2011-10-31 | |
| 2011-08-05 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 89,121 owned after | $0.70 exercise price | 2011-08-05 | |
| 2011-08-04 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 77,410 owned after | $0.70 exercise price | 2011-08-08 | |
| 2011-08-04 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 77,410 owned after | $0.70 exercise price | 2011-08-05 | |
| 2011-08-04 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 32,500 owned after | $0.70 exercise price | 2011-08-05 | |
| 2011-08-04 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.70 exercise price | 2011-08-05 | |
| 2011-04-28 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.67 exercise price | 2011-05-02 | |
| 2011-04-28 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 86,621 owned after | $0.67 exercise price | 2011-04-29 | |
| 2011-04-28 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 74,910 owned after | $0.67 exercise price | 2011-04-29 | |
| 2011-04-28 | Stanley Alfred T Director | 4 | STock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 74,910 owned after | $0.67 exercise price | 2011-04-29 | |
| 2011-04-28 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 30,000 owned after | $0.67 exercise price | 2011-04-29 | |
| 2011-04-25 | Lindley Michael J Officer (Sr. Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Lindley Michael J Officer (Sr. Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Lindley Michael J Officer (Sr. Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Lindley Michael J Officer (Sr. Vice President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Chilinski Richard S Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 100,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Chilinski Richard S Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Chilinski Richard S Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-04-25 | Chilinski Richard S Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 250,000 owned after | $0.55 exercise price | 2011-04-27 | |
| 2011-02-03 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 72,410 owned after | $0.68 exercise price | 2011-02-04 | |
| 2011-02-03 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 72,410 owned after | $0.68 exercise price | 2011-02-04 | |
| 2011-02-03 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 27,500 owned after | $0.68 exercise price | 2011-02-04 | |
| 2011-02-03 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 84,121 owned after | $0.68 exercise price | 2011-02-04 | |
| 2011-02-03 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.68 exercise price | 2011-02-04 | |
| 2010-11-04 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.72 exercise price | 2010-11-08 | |
| 2010-11-04 | WILLIAMS CARLTON R JR Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 81,621 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-11-04 | Roberts James P II Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 25,000 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-11-04 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 69,910 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-11-04 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 69,910 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-11-04 | Roberts James P II Director | 4 | Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 25,000 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-11-04 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,500 81,621 owned after | $0.72 exercise price | 2010-11-05 | |
| 2010-07-29 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.68 exercise price | 2010-08-02 | |
| 2010-07-29 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 67,410 owned after | $0.68 exercise price | 2010-08-02 | |
| 2010-07-29 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 67,410 owned after | $0.68 exercise price | 2010-08-02 | |
| 2010-07-29 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 79,121 owned after | $0.68 exercise price | 2010-08-02 | |
| 2010-07-29 | Roberts James P II Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 22,500 owned after | $0.68 exercise price | 2010-08-02 | |
| 2010-04-29 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.83 exercise price | 2010-04-30 | |
| 2010-04-29 | WILLIAMS CARLTON R JR Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 76,621 owned after | $0.83 exercise price | 2010-04-30 | |
| 2010-04-29 | Wilfley Michael L Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 64,910 owned after | $0.83 exercise price | 2010-04-30 | |
| 2010-04-29 | Stanley Alfred T Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 64,910 owned after | $0.83 exercise price | 2010-04-30 | |
| 2010-04-29 | Roberts James P II Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 20,000 owned after | $0.83 exercise price | 2010-04-30 | |
| 2010-01-28 | WILLIAMS CARLTON R JR Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 74,121 owned after | $0.68 exercise price | 2010-04-30 | |
| 2010-01-28 | Wilfley Michael L Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 62,410 owned after | $0.68 exercise price | 2010-04-30 | |
| 2010-01-28 | Stanley Alfred T Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 62,410 owned after | $0.68 exercise price | 2010-04-30 | |
| 2010-01-28 | Roberts James P II Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 17,500 owned after | $0.68 exercise price | 2010-04-30 | |
| 2010-01-28 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $0.68 exercise price | 2010-03-11 | |
| 2009-10-29 | Gillman Charles M Director, 10% Owner | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.68 exercise price | 2010-03-11 | |
| 2009-10-29 | Chilinski Richard S Officer (Chief Financial Officer) | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-10-29 | Wilfley Michael L Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 54,910 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-10-29 | Stanley Alfred T Director | 5/A | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 54,910 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-10-29 | WILLIAMS CARLTON R JR Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 36,621 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-10-29 | Stanley Alfred T Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-10-29 | Roberts James P II Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $0.68 exercise price | 2010-02-17 | |
| 2009-05-20 | Stanley Alfred T Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 54,910 owned after | $0.73 exercise price | 2009-07-13 | |
| 2009-05-20 | WILLIAMS CARLTON R JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 66,621 owned after | $0.73 exercise price | 2009-07-13 | |
| 2009-05-20 | Wilfley Michael L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 54,910 owned after | $0.73 exercise price | 2009-07-13 | |
| 2009-03-13 | MINCH JEFFREY L Director, Officer (President & CEO), 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $0.31 exercise price | 2009-03-18 |