Lumentum Holdings Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows, 22 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-28: Reporting owner Retort Vincent; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-28: Reporting owner Retort Vincent; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-28: Reporting owner Retort Vincent; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-28: Reporting owner Retort Vincent; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
LITE insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-28 | Retort Vincent Officer (EVP and COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,471 0 owned after | $45.89 exercise price | $55.20 | 2017-10-10 |
| 2017-09-28 | Retort Vincent Officer (EVP and COO) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,235 0 owned after | $45.89 exercise price | $55.20 | 2017-10-10 |
| 2017-09-28 | Retort Vincent Officer (EVP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,471 10,235 owned after | $25.05 exercise price | $55.20 | 2017-10-02 |
| 2017-09-28 | Retort Vincent Officer (EVP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,235 0 owned after | $25.05 exercise price | $55.20 | 2017-10-02 |
| 2016-08-22 | LOWE ALAN S Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,008 0 owned after | $10.76 | $34.04 | 2016-08-24 |
| 2016-08-22 | LOWE ALAN S Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,016 0 owned after | $10.76 | $34.04 | 2016-08-24 |
| 2016-08-22 | LOWE ALAN S Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,577 0 owned after | $18.82 | $34.04 | 2016-08-24 |
| 2016-08-22 | LOWE ALAN S Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,788 0 owned after | $18.82 | $34.04 | 2016-08-24 |
| 2016-02-10 | Cocchi Craig Officer (SVP, Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,754 0 owned after | $0.00 | $23.97 | 2016-02-12 |
| 2015-08-07 | LOWE ALAN S Director, Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,016 20,016 owned after | $10.75 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | LOWE ALAN S Director, Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,008 10,008 owned after | $10.75 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | LOWE ALAN S Director, Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +19,788 19,788 owned after | $18.81 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | LOWE ALAN S Director, Officer (CEO and President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +39,577 39,577 owned after | $18.81 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Cocchi Craig Officer (SVP, Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +14,557 14,557 owned after | $6.52 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Cocchi Craig Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +32,754 32,754 owned after | $18.81 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Cocchi Craig Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,235 10,235 owned after | $45.89 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Cocchi Craig Officer (SVP, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,471 20,471 owned after | $45.89 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | COVERT HAROLD L Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +204 204 owned after | $24.40 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | COVERT HAROLD L Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +682 682 owned after | $24.40 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Retort Vincent Officer (SVP, Research & Development) | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +24,565 24,565 owned after | $18.81 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Retort Vincent Officer (SVP, Research & Development) | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,235 10,235 owned after | $45.89 exercise price | $19.30 | 2015-08-11 |
| 2015-08-07 | Retort Vincent Officer (SVP, Research & Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,471 20,471 owned after | $45.89 exercise price | $19.30 | 2015-08-11 |
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