LIQUIDIA TECHNOLOGIES, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-01-07: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-12-23; Total offering amount $22,424,991.
- 2018-02-20: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-02-02; Total offering amount $53,312,680.
- 2012-07-02: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-02-18; Total offering amount $13,799,994.
- 2011-03-03: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-02-18; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-01-07 | Rule 506(b) | Equity | 2019-12-23 | $22,424,991 | $22,424,991 | $0 | 8 |
| 2018-02-20 | Rule 506(b) | Equity | 2018-02-02 | $53,312,680 | $25,500,000 | $27,812,680 | 7 |
| 2012-07-02 D/A | Rule 506 | Equity | 2011-02-18 | $13,799,994 | $13,799,994 | $0 | 2 |
| 2011-03-03 | Rule 506 | Equity | 2011-02-18 | $10,000,000 | $10,000,000 | $0 | 1 |
| 2010-05-25 D/A | Rule 506 | Equity | 2009-07-01 | $25,000,010 | $25,000,010 | $0 | 11 |
| 2010-01-21 D/A | Rule 506 | Equity | 2009-07-01 | $20,000,003 | $20,000,003 | $0 | 10 |
| 2009-07-15 | Rule 506 | Equity | 2009-07-01 | $7,031,130 | $7,031,130 | $0 | 5 |