LIMESTONE BANCORP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-03-02: Reporting owner Hogan W Glenn; Form 4; Security Non-voting, Mandatorily Convertible Series B Preferred Stock; Transaction C Conversion of derivative security.
- 2015-03-02: Reporting owner WYCOFF W KIRK; Form 4; Security Non-voting Mandatorily Convertible Series B Preferred Shares; Transaction C Conversion of derivative security.
- 2015-03-02: Reporting owner WYCOFF W KIRK; Form 4; Security Non-voting Mandatorily Convertible Series D Preferred Shares; Transaction C Conversion of derivative security.
- 2014-12-10: Reporting owner WYCOFF W KIRK; Form 4; Security Fixed Rate Cumulative Perpetual Preferred Stock, Series A; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-03-02 | Hogan W Glenn Director | 4 | Non-voting, Mandatorily Convertible Series B Preferred Stock Derivative · Direct | C Conversion of derivative security | −17,143 0 owned after | no price filed | 2015-03-03 | |
| 2015-03-02 | WYCOFF W KIRK Director | 4 | Non-voting Mandatorily Convertible Series B Preferred Shares Derivative · Indirect · By Partnership | C Conversion of derivative security | −6,250 0 owned after | $0.00 | 2015-03-03 | |
| 2015-03-02 | WYCOFF W KIRK Director | 4 | Non-voting Mandatorily Convertible Series D Preferred Shares Derivative · Indirect · By Partnership | C Conversion of derivative security | −64,580 0 owned after | $0.00 | 2015-03-03 | |
| 2014-12-10 | WYCOFF W KIRK Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock, Series A Non-derivative · Indirect · By Partnership | S Open market or private sale of non-derivative or derivative security | −19,688 0 owned after | no price filed | 2014-12-12 | |
| 2014-12-05 | Hogan W Glenn Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock Series A Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,062 5,000 owned after | $100.00 | 2014-12-08 | |
| 2014-12-05 | Levy Michael Tyler Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock, Series A Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −750 0 owned after | no price filed | 2014-12-08 | |
| 2014-12-04 | Hogan W Glenn Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,062 8,062 owned after | $100.00 | 2014-12-08 | |
| 2014-12-04 | Levy Michael Tyler Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +750 750 owned after | $100.00 | 2014-12-08 | |
| 2010-12-14 | WYCOFF W KIRK Director | 5 | Non-Voting Mandatory Convertible Preferred Stock, Series C Derivative · Indirect · By Partnership | J Other acquisition or disposition (describe transaction) | +0 317,042 owned after | $11.50 | 2011-02-11 | |
| 2010-10-22 holding as of filing | WYCOFF W KIRK Director | 3 | Non-Voting Mandatory Convertible Preferred Stock, Series C Derivative · Indirect · by Partnership | Holding | $11.50 exercise price | 2010-10-22 |