Lightning Gaming, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2024-05-23: Form 8-K; Period of report 2024-05-21; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2020-04-09: Form 8-K; Period of report 2020-03-31; Description 4.01 Changes in Registrant's Certifying Accountant; Details 4.01.
- 2019-12-03: Form 8-K; Period of report 2019-11-27; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
- 2018-07-18: Form 8-K; Period of report 2018-07-17; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2024-05-23 | 8-K | 2024-05-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 21, 2024, Frederick C. Tecce notified the Chief Executive Officer (“CEO”) and the Board of Directors (the "Board") of Lightning Gaming, Inc. (the "Company") of his decision to resign as a member of the Board effective immediately. | s22-23626_8k.htm |
| 2020-04-09 | 8-K | 2020-03-31 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On March 31, 2020, Baker Tilly Virchow Krause, LLP (“Baker Tilly”) notified the Audit Committee of Lightning Gaming, Inc. (the “Company”) that it declined to stand for reelection as the Company’s independent registered public accounting firm effective immediately. | s22_21516-8k.htm |
| 2019-12-03 | 8-K | 2019-11-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we have become obligated under the Loan. 3.02 Please refer to Item 1.01 above for information concerning the Note and the Warrant that we issued with that note. | s22-21195_8k.htm |
| 2018-07-18 | 8-K | 2018-07-17 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we have become obligated under the Loan. | s22-19605_8k.htm |
| 2015-11-24 | 8-K/A | 2015-11-16 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On November 16, 2015, the Board of Directors of Lightning Gaming, Inc. (the “Company”) dismissed RSM US LLP (formerly known as McGladrey LLP) (“RSM McGladrey”) as its independent registered public accounting firm. | s22-16404_8ka.htm |
| 2015-11-18 | 8-K | 2015-09-28 | 9.01 Financial Statements and Exhibits | 9.01 Exhibit Number Description 16.1 Letter to the Securities and Exchange Commission from RSM US LLP, dated November 18, 2015. | s22-16404_8k.htm |
| 2015-10-02 | 8-K | 2015-09-28 | 1.02 Termination of a Material Definitive Agreement | 1.02 On September 28, 2015, Lightning Gaming, Inc., a Nevada corporation, (the “Company”) entered into a Cancellation Agreement with The Co-Investment Fund, II, L.P., a Pennsylvania limited partnership (“CI2”), Brian Haveson (the Company’s Chairman, CEO and CFO), Donald Caldwell (a member of the Company’s Board of Directors (the “Board”)), Frederick Tecce (a member of the Board), Richard Hansen, and Seth Berger (CI2, Haveson, Caldwell, Tecce, Hansen, and Berger are collectively referred to herein as the “Parties”). | s22-16220_8k.htm |
| 2015-08-10 | 8-K | 2015-08-06 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The applicable information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 3.02. | s22-16038_8k.htm |
| 2015-07-29 | 8-K | 2015-07-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | s22-15996_8k.htm | |
| 2014-10-09 | 8-K | 2014-10-08 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we have become obligated under the promissory note to CI II. 3.02 Please refer to Item 1.01 above for information concerning the promissory note and the warrant that we issued with that note. | s22-15004_8k.htm |
| 2014-07-30 | 8-K | 2014-07-29 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s22-14773_8k.htm |
| 2013-12-20 | 8-K | 2013-12-18 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 Please refer to Item 1.01 above for information concerning the amendment of promissory notes and the warrants that we issued under the amendment. | s22-13998_8k.htm |
| 2013-05-06 | 8-K | 2013-05-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we have become obligated under the promissory note to CI II. 3.02 Please refer to Item 1.01 of this Form 8-K for information concerning the promissory note that we issued to CI II, which at the discretion of CI II is convertible into shares of our stock. | s22-13247_8k.htm |
| 2013-03-06 | 8-K | 2013-03-05 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we and LPI have become obligated under the promissory note to CI II. 3.02 Please refer to Item 1.01 of this Form 8-K for information concerning the promissory note that we issued to CI II, which at the discretion of CI II is convertible into shares of our stock. | s22-13002_8k.htm |
| 2012-07-17 | 8-K | 2012-07-16 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 On July 6, 2012, we and our wholly-owned subsidiary, Lightning Poker, Inc. ("LPI"), entered into a Securities Purchase Agreement (the "Purchase Agreement") with The Co-Investment Fund, II, L.P. ("CI II"). 3.02 Please refer to Item 1.01 above for information concerning the Nonvoting Stock and the Warrant that we issued under the Purchase Agreement. | rrd351079.htm |
| 2012-05-17 | 8-K | 2012-05-17 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 2.04 On May 14, 2012, we received a notice from counsel to Co-Investment Fund II, L.P. and Stewart Greenebaum (collectively, our "Lenders") withdrawing the Lenders' notice of default received on April 25, 2012, as amended by a corrected notice of default on received on April 27, 2012 (the "Notice of Default"). 5.02 On May 11, 2012 we received and accepted a resignation letter from Robert Ciunci, our Chief Financial Officer. | rrd345835.htm |
| 2012-05-02 | 8-K | 2012-04-25 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | 2.04 On April 25, 2012, we received a notice stating that our wholly-owned subsidiary, Lightning Poker, Inc. ("LPI") is in default under promissory notes dated July 27, 2006, November 8, 2006, January 31, 2007, April 12, 2007, June 27, 2007, June 30, 2008 and February 22, 2010 in the aggregate amount of not less than $16 million; loan agreements under which LPI issued those promissory notes; and security agreements under which the promissory notes are secured (collectively, the “Loan Documents”). | s22-11951_8k.htm |
| 2012-01-23 | 8-K | 2012-01-17 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 3.02 Please refer to Item 1.01 above for information concerning the Nonvoting Stock and the Warrant that we issued under the Purchase Agreement. 3.03 As reported in Item 1.01 above, we issued 1,000,000 shares of Nonvoting Stock to CI II under the Purchase Agreement. | s22-1151_8k.htm |
| 2011-06-29 | 8-K | 2011-06-23 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 1.02 Pursuant to the Conversion Agreement described in Item 1.01 above, the April 12, 2011 Guaranty Agreement, Security Agreement, Intellectual Property Security Agreement for Patents and Trademarks, and Intellectual Property Security Agreement for Copyright and Mask Works between LPI and CI II, and the April 12, 2011 Loan Agreement between us and CI II, were terminated due to conversion of the underlying promissory note to Nonvoting Stock. 3.02 Please refer to Item 1.01 above for information concerning the Nonvoting Stock that we issued under the Conversion Agreement and the Purchase Agreement, the amendments of promissory notes that are convertible into shares of our common stock, and the amendment of warrants to purchase shares of our common stock. 3.03 As reported in Item 1.01 above, we issued 1,000,000 shares of Nonvoting Stock to CI II under the Conversion Agreement and 1,000,000 shares of Nonvoting Stock to Greenebaum under the Purchase Agreement. | s22-10735_8k.htm |
| 2011-04-15 | 8-K | 2011-04-13 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligation on which we and LPI have become obligated under the loan agreement with CI II. 3.02 Please refer to Item 1.01 of this Form 8-K for information concerning the loan that we obtained from CI II, which under certain circumstances is convertible into shares of our stock, and the warrant to purchase shares of our stock that we issued to CI II as partial consideration for the loan. | s22-10429_8k.htm |
| 2011-01-13 | 8-K | 2011-01-10 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s22-10028_8k.htm |
| 2010-12-13 | 8-K | 2010-12-04 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s22-9997_8k.htm |
| 2010-04-20 | 8-K | 2010-04-15 | 1.02 Termination of a Material Definitive Agreement | 1.02 On April 15, 2010, SIG Strategic Investments, LLLP notified us that it has voluntarily abandoned and forfeited Warrants, dated December 11, 2009 and March 19, 2010, to purchase a total of 1,000,000 shares of our common stock at $2.00 per share. | s22-9698_8k.htm |
| 2010-03-25 | 8-K | 2010-03-19 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The new warrants described in Item 1.01 of this Form 8-K were issued by LGI under the Agreement in order to facilitate a partial transfer of the warrant held by SIG. | s22-9633_8k.htm |
| 2010-02-26 | 8-K | 2010-02-19 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning the direct financial obligations on which we and LPI have become obligated under the loan agreement with the Lenders. 3.02 Please refer to Item 1.01 of this Form 8-K for information concerning the shares of Nonvoting Stock that we issued under the Conversion Agreement, the loans that LPI obtained from the Lenders, which under certain circumstances are convertible into shares of our common stock, and the warrants to purchase shares of our common stock that we issued to the Lenders as partial consideration for the loans. 3.03 Effective February 22, 2010, through our filing of the Certificate of Designation with the Nevada Secretary, we created the Nonvoting Stock as a new series of capital stock, consisting of 6,000,000 shares, of which we issued 500,000 shares to Greenebaum under the Conversion Agreement as discussed in Item 1.01 above. 5.03 Effective February 22, 2010, we authorized 6,000,000 shares of Nonvoting Stock through the filing of the Certificate of Designation. | s22-9594_8k.htm |
| 2010-02-03 | 8-K | 2009-11-06 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 Please refer to Item 1.01 of this Form 8-K for information concerning LPI’s direct financial obligation under the lease agreement with the Landlord. | s22-9553_8k.htm |
| 2009-12-15 | 8-K | 2009-12-08 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 3.02 The replacement warrants described in Item 1.01 of this Form 8-K were issued by LGI under the Agreement in order to facilitate a partial transfer of the warrant that SIG already held. | s22-9503_8k.htm |
| 2009-09-15 | 8-K | 2009-09-10 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s22-9366_8k.htm |
| 2009-04-01 | 8-K | 2009-03-30 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | s22-9106_8k.htm |
| 2008-10-17 | 8-K | 2008-10-13 | 8.01 Other Events | s11-8828_8k.htm | |
| 2008-07-07 | 8-K | 2008-06-30 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | s11-8604_8k.htm | |
| 2008-04-29 | 8-K/A | 2008-01-29 | 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.06 Change in Shell Company Status | s11-8370_8ka.htm | |
| 2008-03-28 | 8-K | 2008-03-25 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | s11-8280_8k.htm | |
| 2008-03-18 | 8-K/A | 2008-02-11 | 4.01 Changes in Registrant's Certifying Accountant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | s11-8231_8ka.htm | |
| 2008-03-06 | 8-K | 2008-03-04 | 8.01 Other Events | s11-8210_8k.htm | |
| 2008-02-28 | 8-K/A | 2008-01-29 | 9.01 Financial Statements and Exhibits | s11-8185_8ka.htm | |
| 2008-02-25 | 8-K/A | 2008-02-11 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | s11-8183_8ka.htm | |
| 2008-02-15 | 8-K | 2008-02-11 | 4.01 Changes in Registrant's Certifying Accountant; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | s11-8095_8k.htm | |
| 2008-01-30 | 8-K | 2008-01-29 | 2.01 Completion of Acquisition or Disposition of Assets; 3.02 Unregistered Sales of Equity Securities; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.06 Change in Shell Company Status | s11-8036_8k.htm | |
| 2007-10-04 | 8-K | 2007-09-28 | 1.01 Entry into a Material Definitive Agreement | s11-7794_8k.htm | |
| 2007-08-31 | 8-K | 2007-08-27 | 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | s11-7687_8k.htm |