Lightning Gaming, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows, 48 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-15: Reporting owner Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2010-04-15: Reporting owner Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2010-04-15: Reporting owner Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2010-04-15: Reporting owner Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-15 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $2.00 exercise price | 2010-04-16 | |
| 2010-04-15 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $2.00 exercise price | 2010-04-16 | |
| 2010-04-15 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $2.00 exercise price | 2010-04-16 | |
| 2010-04-15 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −500,000 0 owned after | $2.00 exercise price | 2010-04-16 | |
| 2010-03-19 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −500,000 500,000 owned after | $2.00 exercise price | 2010-03-26 | |
| 2010-03-19 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −500,000 500,000 owned after | $2.00 exercise price | 2010-03-26 | |
| 2010-03-19 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 5,401,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2010-03-19 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 5,401,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2010-03-19 | Tecce Frederick C. Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 5,401,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2010-02-22 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 5,151,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2010-02-22 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +500,000 5,151,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2010-02-22 | Tecce Frederick C. Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +500,000 5,151,385 owned after | $2.00 exercise price | 2010-03-23 | |
| 2009-12-11 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 4,651,385 owned after | $2.00 exercise price | 2009-12-15 | |
| 2009-12-11 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250,000 4,651,385 owned after | $2.00 exercise price | 2009-12-15 | |
| 2009-12-11 | Tecce Frederick C. Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +250,000 4,651,385 owned after | $2.00 exercise price | 2009-12-15 | |
| 2009-12-11 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Direct · (m) | S Open market or private sale of non-derivative or derivative security | −500,000 500,000 owned after | $2.00 exercise price | 2009-12-15 | |
| 2009-12-11 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | S Open market or private sale of non-derivative or derivative security | −500,000 500,000 owned after | $2.00 exercise price | 2009-12-15 | |
| 2008-07-02 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | CO-INVESTMENT FUND II, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-07-02 | ||
| 2008-07-02 holding as of filing | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Direct · (m) | Holding | 777,605 owned after | $2.00 exercise price | 2008-07-02 | |
| 2008-07-02 holding as of filing | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | Holding | 777,605 owned after | $2.00 exercise price | 2008-07-02 | |
| 2008-06-30 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $2.00 | 2008-07-02 | |
| 2008-06-30 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $2.00 | 2008-07-02 | |
| 2008-06-30 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +222,395 222,395 owned after | $2.00 | 2008-07-02 | |
| 2008-06-30 | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP Other | 10% Owner | 4 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +222,395 222,395 owned after | $2.00 | 2008-07-02 | |
| 2008-06-30 | CO-INVESTMENT FUND II, L.P. 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 4,179,050 owned after | $2.00 exercise price | 2008-07-02 | |
| 2008-06-30 | CALDWELL DONALD R Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 4,179,050 owned after | $2.00 exercise price | 2008-07-02 | |
| 2008-06-30 | Tecce Frederick C. Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 4,179,050 owned after | $2.00 exercise price | 2008-07-02 | |
| 2008-02-08 holding as of filing | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct · (m) | Holding | $2.57 exercise price | 2008-02-08 | ||
| 2008-02-08 holding as of filing | Susquehanna Private Equity Investments, LLC | SIG Strategic Investments, LLLP 10% Owner | 10% Owner | 3 | Warrant Derivative · Indirect · (m) | Holding | $2.57 exercise price | 2008-02-08 | ||
| 2008-01-31 holding as of filing | CALDWELL DONALD R 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | CALDWELL DONALD R 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.10 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | CALDWELL DONALD R 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.29 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | CALDWELL DONALD R 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.29 exercise price | 2008-01-31 | ||
| 2008-01-31 holding as of filing | CALDWELL DONALD R 10% Owner | 3 | Warrants Derivative · Direct | Holding | $2.57 exercise price | 2008-01-31 | ||
| 2008-01-29 | CALDWELL DONALD R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.10 exercise price | 2008-01-31 | |
| 2008-01-29 | CALDWELL DONALD R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.10 exercise price | 2008-01-31 | |
| 2008-01-29 | CALDWELL DONALD R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.29 exercise price | 2008-01-31 | |
| 2008-01-29 | CALDWELL DONALD R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.29 exercise price | 2008-01-31 | |
| 2008-01-29 | CALDWELL DONALD R Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $2.57 exercise price | 2008-01-31 | |
| 2008-01-29 | Tecce Frederick C. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.10 exercise price | 2008-01-31 | |
| 2008-01-29 | Tecce Frederick C. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.10 exercise price | 2008-01-31 | |
| 2008-01-29 | Tecce Frederick C. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.29 exercise price | 2008-01-31 | |
| 2008-01-29 | Tecce Frederick C. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $1.29 exercise price | 2008-01-31 | |
| 2008-01-29 | Tecce Frederick C. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −0 3,179,050 owned after | $2.57 exercise price | 2008-01-31 |