LIFE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-17: Reporting owner BARTHELEMY NICOLAS; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-17: Reporting owner BARTHELEMY NICOLAS; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-15: Reporting owner COTTINGHAM JOHN A; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-15: Reporting owner COTTINGHAM JOHN A; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-17 | BARTHELEMY NICOLAS Officer (President, Cell Systems) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,842 0 owned after | $35.17 exercise price | 2009-12-18 | |
| 2009-12-17 | BARTHELEMY NICOLAS Officer (President, Cell Systems) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,602 0 owned after | $38.43 exercise price | 2009-12-18 | |
| 2009-12-15 | COTTINGHAM JOHN A Officer (SVP, Chief Legal Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,126 0 owned after | $35.34 exercise price | 2009-12-17 | |
| 2009-12-15 | COTTINGHAM JOHN A Officer (SVP, Chief Legal Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 35,304 owned after | $22.82 exercise price | 2009-12-17 | |
| 2009-12-15 | COTTINGHAM JOHN A Officer (SVP, Chief Legal Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,874 0 owned after | $35.34 exercise price | 2009-12-17 | |
| 2009-12-14 | UPRICHARD DAVID C Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 7,000 owned after | $36.18 exercise price | 2009-12-16 | |
| 2009-12-03 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $30.29 exercise price | 2009-12-07 | |
| 2009-12-03 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $35.87 exercise price | 2009-12-07 | |
| 2009-11-30 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $27.51 exercise price | 2009-12-02 | |
| 2009-11-23 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,208 93,623 owned after | $22.23 exercise price | 2009-11-24 | |
| 2009-11-23 | BARTHELEMY NICOLAS Officer (President, Cell Systems) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 109,831 owned after | $22.23 exercise price | 2009-11-24 | |
| 2009-11-17 | Dansky Peter Officer (Pres, Molecular Biology Sys) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,875 0 owned after | $39.81 exercise price | 2009-11-19 | |
| 2009-11-16 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,380 0 owned after | $32.26 exercise price | 2009-11-17 | |
| 2009-11-11 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 28,000 owned after | $35.87 exercise price | 2009-11-13 | |
| 2009-09-15 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,164 0 owned after | $32.09 exercise price | 2009-09-16 | |
| 2009-09-15 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,380 owned after | $32.26 exercise price | 2009-09-16 | |
| 2009-09-15 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 4,464 owned after | $32.94 exercise price | 2009-09-16 | |
| 2009-09-14 | Hoffmeister David F Officer (SVP, Chief Financial Officer) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −192,728 192,728 owned after | $27.50 exercise price | 2009-09-16 | |
| 2009-09-10 | UPRICHARD DAVID C Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 8,000 owned after | $36.18 exercise price | 2009-09-14 | |
| 2009-09-10 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,349 0 owned after | $17.87 exercise price | 2009-09-14 | |
| 2009-09-10 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,480 0 owned after | $23.21 exercise price | 2009-09-14 | |
| 2009-09-10 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,436 0 owned after | $24.69 exercise price | 2009-09-14 | |
| 2009-09-10 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,436 0 owned after | $24.69 exercise price | 2009-09-14 | |
| 2009-09-09 | GRIMM DONALD W Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $28.94 exercise price | 2009-09-11 | |
| 2009-09-08 | UPRICHARD DAVID C Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 9,000 owned after | $36.18 exercise price | 2009-09-09 | |
| 2009-09-04 | UPRICHARD DAVID C Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 10,400 owned after | $36.18 exercise price | 2009-09-09 | |
| 2009-09-04 | LEVINE ARNOLD J Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,218 0 owned after | $41.09 exercise price | 2009-09-09 | |
| 2009-09-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,561 3,561 owned after | $44.49 | 2009-09-03 | |
| 2009-09-01 | Beery Joseph C Officer (SVP, Chief Information Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,452 15,452 owned after | $44.49 | 2009-09-03 | |
| 2009-07-30 | BARTHELEMY NICOLAS Officer (President, Cell Systems) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $31.26 exercise price | 2009-08-03 | |
| 2009-07-24 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $27.51 exercise price | 2009-07-28 | |
| 2009-07-24 | Brust Bernd Officer (Pres, Commercial Operations) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,750 23,500 owned after | $28.30 exercise price | 2009-07-28 | |
| 2009-06-04 | LORIMIER BRADLEY G Director | 4/A | Non-Qualified Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $28.94 | 2009-06-05 | |
| 2009-03-01 | Beery Joseph C Officer (SVP, Chief Information Officer) | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,584 23,584 owned after | $29.15 | 2009-03-03 | |
| 2009-03-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Non-Qualified Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,164 11,164 owned after | $29.15 | 2009-03-03 | |
| 2009-01-17 | LEVINE ARNOLD J Director | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,218 0 owned after | $24.46 exercise price | 2009-01-21 |