LONGEVERON INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2026-03-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; An interest in 50% of proceeds received (after deducting fees) from the potential future sale of a Rare Pediatric Disease Priority Review Voucher, to the extent received from the U.S. FDA in connection with the Company's laromestrocel program for HLHS.; Date of first sale 2026-03-11; Total offering amount $33,515,000.
- 2024-07-23: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-07-19; Total offering amount $9,508,010.
- 2024-06-25: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-06-18; Total offering amount $9,444,516.
- 2024-04-25: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-04-18; Total offering amount $12,424,674.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2026-03-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; An interest in 50% of proceeds received (after deducting fees) from the potential future sale of a Rare Pediatric Disease Priority Review Voucher, to the extent received from the U.S. FDA in connection with the Company's laromestrocel program for HLHS. | 2026-03-11 | $33,515,000 | $15,890,000 | $17,625,000 | 7 |
| 2024-07-23 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-07-19 | $9,508,010 | $0 | $9,508,010 | 3 |
| 2024-06-25 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-06-18 | $9,444,516 | $0 | $9,444,516 | 3 |
| 2024-04-25 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-04-18 | $12,424,674 | $0 | $12,424,674 | 3 |
| 2024-01-08 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2023-12-22 | $2,571,942 | $0 | $2,571,942 | 1 |
| 2023-10-24 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2023-10-13 | $8,350,001 | $0 | $8,350,001 | 1 |
| 2021-12-13 | Rule 506(b) | Equity; OptionToAcquire | 2021-12-03 | $20,462,545 | $20,462,545 | $0 | 20 |