LEVEL 3 PARENT, LLC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2010-11-05: Form 8-K; Period of report 2010-11-03; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2010-10-28: Form 8-K; Period of report 2010-10-28; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2010-09-20: Form 8-K; Period of report 2010-09-14; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events; Details 2.03.
- 2010-09-13: Form 8-K; Period of report 2010-09-13; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2010-11-05 | 8-K | 2010-11-03 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On November 3, 2010, Level 3 Communications, Inc. (the “Company”) received a notice (the “Notice”) from The Nasdaq Stock Market (“Nasdaq”) advising the Company that for 30 consecutive trading days preceding the date of the Notice, the bid price of the Company’s common stock had closed below the $1.00 per share minimum required for continued listing on The Nasdaq Global Market pursuant to Nasdaq Marketplace Rule 5450(a)(1) (the “Minimum Bid Price Rule”). | a10-20719_18k.htm |
| 2010-10-28 | 8-K | 2010-10-28 | 2.02 Results of Operations and Financial Condition | 2.02 On October 28, 2010, Level 3 Communications, Inc. (“Level 3”) issued a press release relating to, among other things, third quarter 2010 financial results, including certain full year 2010 financial projections. | a10-20055_18k.htm |
| 2010-09-20 | 8-K | 2010-09-14 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 2.03 On September 20, 2010, Level 3 Communications, Inc. (the “Company”) consummated its previously announced offering of $175,000,000 aggregate principal amount of its 6.5% Convertible Senior Notes due 2016 (the “Notes”). 8.01 On September 14, 2010, the Company entered into an underwriting agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representative of the several underwriters named therein relating to the underwritten public offering of the Notes (the “Underwriting Agreement”). | a10-17151_58k.htm |
| 2010-09-13 | 8-K | 2010-09-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 8, 2010, Level 3 Communications, Inc. (the “Company”) announced that its Executive Vice President, Chief Legal Officer and Secretary, Thomas C. Stortz, will retire at the end of 2010. | form8k.htm |
| 2010-08-27 | 8-K | 2010-08-27 | 8.01 Other Events | 8.01 Level 3 Communications, Inc. (the “Company”) announced today that pursuant to a stock purchase agreement dated as of August 25, 2010, certain members of the Company’s Board of Directors or entities affiliated with the member of the Board of Directors have purchased for cash, in a private transaction, a total of 2,000,000 shares of the Company’s common stock, par value $.01 per share (the “Common Stock”), from its chief executive officer, James Q. Crowe. | form8-k.htm |
| 2010-07-27 | 8-K | 2010-07-27 | 2.02 Results of Operations and Financial Condition | 2.02 On July 27, 2010, Level 3 Communications, Inc. (“Level 3”) issued a press release relating to, among other things, second quarter 2010 financial results, including certain full year 2010 financial projections. | a10-14702_18k.htm |
| 2010-05-25 | 8-K | 2010-05-20 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 Level 3 Communications, Inc. (“Level 3” or “we” or “us” or “our”) held its 2010 annual meeting of stockholders on May 20, 2010. 8.01 Attached as Exhibit 10.1 to this Current Report is the Level 3 Communications, Inc. Stock Plan, effective May 20, 2010. | a10-10882_18k.htm |
| 2010-05-06 | 8-K | 2010-05-06 | 2.02 Results of Operations and Financial Condition | 2.02 On May 6, 2010, Level 3 Communications, Inc. (“Level 3”) issued a press release relating to, among other things, first quarter 2010 financial results, including certain full year 2010 financial projections. | a10-5855_38k.htm |
| 2010-04-28 | 8-K | 2010-04-27 | 8.01 Other Events | 8.01 On April 27, 2010, Level 3 Communications, Inc. (“Level 3”) issued an irrevocable notice to redeem its 10% Convertible Senior Notes due 2011 (the “10% Notes”) on May 27, 2010. | level3final.htm |
| 2010-03-19 | 8-K | 2010-03-19 | 1.01 Entry into a Material Definitive Agreement | 1.01 On March 19, 2010, Level 3 Financing, Inc. (“Level 3 Financing”), a wholly owned subsidiary of Level 3 Communications, Inc., entered into a Supplemental Indenture (the “Guarantee Supplemental Indenture”), dated as of March 19, 2010, to the Indenture, dated as of January 20, 2010, among Level 3 Communications, Inc., as Guarantor, Level 3 Financing, as Issuer, and The Bank of New York Mellon, as Trustee (the “Indenture”), relating to Level 3 Financing’s 10% Senior Notes due 2018 (the “Notes”). | a10-6667_18k.htm |
| 2010-03-01 | 8-K | 2010-02-24 | 2.02 Results of Operations and Financial Condition | 2.02 On February 26, 2010, Level 3 Communications, Inc. (“Level 3”) released additional historical financial information for the first and second quarters 2009 detailing Total Communications Revenue using the revenue reporting categories that will be used beginning in the first quarter of 2010. | level3final.htm |
| 2010-02-10 | 8-K | 2010-02-10 | 2.02 Results of Operations and Financial Condition | 2.02 On February 10, 2010, Level 3 Communications, Inc. (“Level 3”) issued a press release relating to, among other things, fourth quarter and full year 2009 financial results, including certain full year 2010 financial projections. | a10-3535_18k.htm |
| 2010-01-21 | 8-K | 2010-01-20 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 2.03 On January 20, 2010, Level 3 Communications, Inc. (“Level 3”) and its wholly owned subsidiary, Level 3 Financing, Inc. (“Level 3 Financing”), entered into an indenture (the “Indenture”) with The Bank of New York Mellon, as trustee, in connection with Level 3 Financing’s issuance of $640,000,000 in aggregate principal amount of its 10% Senior Notes due 2018 (the “10% Senior Notes”). 8.01 On January 20, 2010, Level 3 issued a press release relating to the closing of Level 3 Financing’s private offering of $640 million aggregate principal amount of 10% Senior Notes. | a10-2208_18k.htm |
| 2010-01-06 | 8-K | 2010-01-05 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On January 5, 2010, Level 3 Communications, Inc. (“Level 3”) issued a press release relating to, among other things, certain fourth quarter and certain full year 2009 financial projections. 8.01 On January 5, 2010, Level 3 issued a press release announcing that its wholly owned, first tier subsidiary, Level 3 Financing, Inc. (“Level 3 Financing”), plans to issue $640 million aggregate principal amount of senior notes that will mature in 2018 and will bear interest at a fixed rate in a proposed private offering to “qualified institutional buyers” as defined in Rule 144A under the Securities Act of 1933, as amended, and non-U.S. persons outside the United States under Regulation S under the Securities Act of 1933, as amended. | a10-1282_18k.htm |