LCTX Insider Transactions — Page 3
330 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 201–300; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| FARRELL STEPHEN C | Director | 2013-08-19 | Purchase | 1,487.0 | $3.65 |
| VON ESCHENBACH ANDREW C. | Director | 2013-08-12 | Purchase | 3,000.0 | $3.69 |
| KINGSLEY ALFRED D | See Remarks | 2013-06-04 | Sale | 320,000.0 | — |
| LICHTINGER PEDRO | Director | 2013-06-04 | Purchase | 120,000.0 | — |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2013-06-04 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-06-04 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-06-04 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2013-06-04 | Purchase | 200,000.0 | — |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-06-04 | Purchase | 200,000.0 | — |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-06-04 | Purchase | 200,000.0 | — |
| KINGSLEY ALFRED D | See Remarks | 2013-03-28 | Sale | 200,000.0 | $3.81 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2013-03-28 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-03-28 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-03-28 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2013-03-28 | Purchase | 200,000.0 | $3.81 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-03-28 | Purchase | 200,000.0 | $3.81 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-03-28 | Purchase | 200,000.0 | $3.81 |
| KINGSLEY ALFRED D | See Remarks | 2012-11-15 | Sale | 344,828.0 | $2.9 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2012-11-15 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2012-11-15 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2012-11-15 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2012-11-15 | Purchase | 344,828.0 | $2.9 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2012-11-15 | Purchase | 344,828.0 | $2.9 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2012-11-15 | Purchase | 344,828.0 | $2.9 |
| WEST MICHAEL D | Chief Executive Officer | 2012-05-31 | Purchase | 10,000.0 | $4.05 |
| BURNS ARNOLD I | Director | 2012-04-12 | Purchase | 5,000.0 | $4.17 |
| LICHTINGER PEDRO | Director | 2012-04-11 | Purchase | 6,250.0 | $3.98 |
| COHEN ABRAHAM E | Director | 2012-04-11 | Purchase | 10,000.0 | $4.12 |
| GARCIA PETER S | Chief Financial Officer | 2012-03-19 | Purchase | 3,300.0 | $4.67 |
| GARCIA PETER S | Chief Financial Officer | 2012-03-19 | Purchase | 1,700.0 | $4.68 |
| GARCIA PETER S | Chief Financial Officer | 2011-11-29 | Purchase | 2,000.0 | $4.17 |
| Peabody Robert | Senior VP, COO & CFO | 2011-06-22 | Purchase | 5,400.0 | $4.45 |
| WEST MICHAEL D | Chief Executive Officer | 2011-06-22 | Purchase | 10,000.0 | $4.4 |
| SEGALL JUDITH | Vice President & Secretary | 2010-11-23 | Sale | 2,128.0 | $7.7 |
| SEGALL JUDITH | Vice President & Secretary | 2010-11-22 | Sale | 17,400.0 | $7.52 |
| SEGALL JUDITH | Vice President & Secretary | 2010-11-19 | Sale | 7,600.0 | $7.47 |
| SEINBERG STEVEN A | Chief Financial Officer | 2010-09-03 | Sale | 10,000.0 | $4.44 |
| SEINBERG STEVEN A | Chief Financial Officer | 2010-09-02 | Sale | 40,000.0 | $4.47 |
| SEINBERG STEVEN A | Chief Financial Officer | 2010-09-01 | Sale | 10,000.0 | $4.39 |
| GREGG VALETA A | Director | 2010-05-12 | Sale | 2,201.0 | $7.75 |
| GREGG VALETA A | Director | 2010-05-12 | Sale | 1,601.0 | $7.76 |
| GREGG VALETA A | Director | 2010-05-12 | Sale | 900.0 | $7.79 |
| GREGG VALETA A | Director | 2010-05-12 | Sale | 400.0 | $7.8 |
| GREGG VALETA A | Director | 2010-05-12 | Sale | 600.0 | $7.78 |
| GREGG VALETA A | Director | 2009-09-23 | Sale | 3,000.0 | $6.0 |
| GREGG VALETA A | Director | 2009-09-23 | Sale | 3,000.0 | $6.01 |
| GREGG VALETA A | Director | 2009-09-23 | Sale | 1,000.0 | $6.02 |
| GREGG VALETA A | Director | 2009-09-23 | Sale | 1,000.0 | $6.03 |
| GREGG VALETA A | Director | 2009-09-23 | Sale | 2,000.0 | $6.0 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.0 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 2,000.0 | $5.4 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.45 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.5 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.6 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.8 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,000.0 | $5.89 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 1,500.0 | $5.95 |
| GREGG VALETA A | Director | 2009-09-21 | Sale | 500.0 | $5.76 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 500.0 | $4.03 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 500.0 | $4.03 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 1,500.0 | $4.02 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 500.0 | $4.05 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 500.0 | $4.06 |
| GREGG VALETA A | Director | 2009-09-16 | Sale | 1,000.0 | $4.04 |
| GREGG VALETA A | Director | 2009-09-15 | Sale | 1,300.0 | $4.02 |
| GREGG VALETA A | Director | 2009-09-15 | Sale | 4,200.0 | $4.0 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2009-08-20 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2009-08-20 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2009-08-20 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2009-08-20 | Purchase | 638,096.0 | — |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2009-08-20 | Purchase | 638,096.0 | — |
| BRADSHER NEAL C | Director,TenPercentOwner | 2009-08-20 | Purchase | 638,096.0 | — |
| GREGG VALETA A | Director | 2009-07-27 | Sale | 500.0 | $3.51 |
| GREGG VALETA A | Director | 2009-07-27 | Sale | 1,000.0 | $3.52 |
| GREGG VALETA A | Director | 2009-07-27 | Sale | 3,500.0 | $3.5 |
| GREGG VALETA A | Director | 2009-07-08 | Sale | 1,000.0 | $2.5 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 4,832.0 | $2.3 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 4,102.0 | $2.32 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 2,000.0 | $2.33 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 4,500.0 | $2.35 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 2,500.0 | $2.37 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 5,398.0 | $2.4 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 3,000.0 | $2.5 |
| GREGG VALETA A | Director | 2009-07-01 | Sale | 6,000.0 | $2.51 |
| WAITZ HAROLD D | Vice President | 2009-05-29 | Sale | 500.0 | $2.73 |
| WAITZ HAROLD D | Vice President | 2009-05-29 | Sale | 1,000.0 | $2.72 |
| WAITZ HAROLD D | Vice President | 2009-05-29 | Sale | 500.0 | $2.7 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 3,572.0 | $2.77 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 2,928.0 | $2.8 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 5,500.0 | $2.84 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 4,100.0 | $2.85 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 600.0 | $2.87 |
| WAITZ HAROLD D | Vice President | 2009-05-28 | Sale | 17,300.0 | $2.95 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 4,373.0 | $2.45 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 3,800.0 | $2.5 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 3,500.0 | $2.52 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 3,827.0 | $2.55 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 3,000.0 | $2.6 |
| SEINBERG STEVEN A | CFO | 2009-05-28 | Sale | 4,000.0 | $2.64 |
| SEGALL JUDITH | Vice President & Secretary | 2009-05-28 | Sale | 5,000.0 | $2.43 |