LCTX Insider Transactions — Page 2
330 retained open-market purchase and sale rows from SEC Forms 3, 4 and 5, newest first. This page shows rows 101–200; provenance stays internal.
| Insider profile | Role | Date | Transaction | Shares | Price |
|---|---|---|---|---|---|
| BRADSHER NEAL C | Director,TenPercentOwner | 2017-02-15 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS, L.P. | Director,TenPercentOwner | 2017-02-15 | Purchase | 2,222,222.0 | $2.7 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2017-02-15 | Purchase | 2,222,222.0 | $2.7 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2017-02-15 | Purchase | 2,222,222.0 | $2.7 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2016-06-21 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2016-06-21 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2016-06-21 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2016-06-21 | Purchase | 2,732,636.0 | $2.39 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2016-06-21 | Purchase | 2,732,636.0 | $2.39 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2016-06-21 | Purchase | 2,732,636.0 | $2.39 |
| KINGSLEY ALFRED D | See Remarks | 2016-01-20 | Sale | 300,000.0 | $2.35 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2016-01-20 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2016-01-20 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2016-01-20 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2016-01-20 | Purchase | 300,000.0 | $2.35 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2016-01-20 | Purchase | 300,000.0 | $2.35 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2016-01-20 | Purchase | 300,000.0 | $2.35 |
| FARRELL STEPHEN C | Director | 2015-11-06 | Purchase | 50,000.0 | $3.83 |
| Russell Angus C. | Director | 2015-11-06 | Purchase | 50,000.0 | $3.83 |
| KINGSLEY ALFRED D | See Remarks | 2015-11-06 | Sale | 100,000.0 | $3.83 |
| ANDREWS DEBORAH J | Director | 2015-08-26 | Purchase | 2,000.0 | $2.82 |
| Cartt Stephen LaHue | Director | 2015-08-18 | Purchase | 17,200.0 | $2.9 |
| Cartt Stephen LaHue | Director | 2015-08-17 | Purchase | 39,400.0 | $2.83 |
| Cartt Stephen LaHue | Director | 2015-08-14 | Purchase | 18,400.0 | $2.65 |
| FARRELL STEPHEN C | Director | 2014-10-08 | Purchase | 32,050.0 | $3.12 |
| SCHLACHET DAVID | Director | 2014-10-08 | Purchase | 32,050.0 | $3.12 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-07-22 | Purchase | 270,000.0 | $2.65 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-07-22 | Purchase | 270,000.0 | $2.65 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-07-22 | Purchase | 270,000.0 | $2.65 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-07-22 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-07-22 | Purchase | 100,000.0 | $2.65 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-07-22 | Purchase | 100,000.0 | $2.65 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-07-22 | Purchase | 100,000.0 | $2.65 |
| Peabody Robert | Sr. VP, COO, and CFO | 2014-07-22 | Sale | 100,000.0 | $2.65 |
| WEST MICHAEL D | Chief Executive Officer | 2014-07-22 | Sale | 270,000.0 | $2.65 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2014-06-17 | Sale | 7,000.0 | $3.23 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-06-16 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-06-16 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-06-16 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-06-16 | Purchase | 1,000,000.0 | $2.5 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-06-16 | Purchase | 1,000,000.0 | $2.5 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-06-16 | Purchase | 1,000,000.0 | $2.5 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2014-06-16 | Sale | 20,000.0 | $3.02 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2014-06-13 | Sale | 3,000.0 | $2.99 |
| KINGSLEY ALFRED D | See Remarks | 2014-05-16 | Sale | 300,000.0 | $2.45 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-16 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-16 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director | 2014-05-16 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-16 | Purchase | 300,000.0 | $2.45 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-16 | Purchase | 300,000.0 | $2.45 |
| BRADSHER NEAL C | Director | 2014-05-16 | Purchase | 300,000.0 | $2.45 |
| KINGSLEY ALFRED D | See Remarks | 2014-05-08 | Sale | 300,000.0 | $2.44 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-08 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-08 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-05-08 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-08 | Purchase | 300,000.0 | $2.44 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-08 | Purchase | 300,000.0 | $2.44 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-05-08 | Purchase | 300,000.0 | $2.44 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-01 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-01 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-05-01 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-05-01 | Purchase | 2,000,000.0 | $2.52 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-05-01 | Purchase | 2,000,000.0 | $2.52 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-05-01 | Purchase | 2,000,000.0 | $2.52 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-02-25 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-02-25 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-02-25 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | Director,TenPercentOwner | 2014-02-25 | Purchase | 500,000.0 | $3.74 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2014-02-25 | Purchase | 500,000.0 | $3.74 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2014-02-25 | Purchase | 500,000.0 | $3.74 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-30 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-30 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-30 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-30 | Purchase | 175,000.0 | $3.49 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-30 | Purchase | 175,000.0 | $3.49 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-30 | Purchase | 175,000.0 | $3.49 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-27 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-27 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-27 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-27 | Purchase | 56,000.0 | $3.53 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-27 | Purchase | 56,000.0 | $3.53 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-27 | Purchase | 56,000.0 | $3.53 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-26 | Purchase | 0.0 | $0.0 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-26 | Purchase | 0.0 | $0.0 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-26 | Purchase | 0.0 | $0.0 |
| BROADWOOD PARTNERS LP | TenPercentOwner | 2013-12-26 | Purchase | 69,042.0 | $3.53 |
| BROADWOOD CAPITAL INC | TenPercentOwner | 2013-12-26 | Purchase | 69,042.0 | $3.53 |
| BRADSHER NEAL C | Director,TenPercentOwner | 2013-12-26 | Purchase | 69,042.0 | $3.53 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2013-11-20 | Sale | 3,860.0 | $3.73 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2013-11-18 | Sale | 5,000.0 | $3.76 |
| TEW WILLIAM P PHD | Chief Commercial Officer | 2013-11-18 | Sale | 5,000.0 | $3.77 |
| FARRELL STEPHEN C | Director | 2013-09-12 | Purchase | 2,922.0 | $3.86 |
| FARRELL STEPHEN C | Director | 2013-09-11 | Purchase | 8,291.0 | $3.9 |
| BERGER FRANKLIN M | Director | 2013-08-20 | Purchase | 500.0 | $3.71 |
| FARRELL STEPHEN C | Director | 2013-08-20 | Purchase | 2,700.0 | $3.66 |