LCA VISION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-10: Reporting owner Straus Steven C; Form 4; Security Stock Options (Rights to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-03-10: Reporting owner Jones Stephen M; Form 4; Security Stock Options (Rights to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-03-02: Reporting owner Jones Stephen M; Form 4; Security Stock Options (Rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-02: Reporting owner Straus Steven C; Form 4; Security Stock Options (Rights to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-10 | Straus Steven C Director, Officer (CEO) | 4 | Stock Options (Rights to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,816 0 owned after | $2.75 exercise price | 2009-03-12 | |
| 2009-03-10 | Jones Stephen M Officer (SVP of HR) | 4 | Stock Options (Rights to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,497 0 owned after | $2.75 exercise price | 2009-03-12 | |
| 2009-03-02 | Jones Stephen M Officer (SVP of HR) | 4 | Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,497 85,497 owned after | $2.75 exercise price | 2009-03-04 | |
| 2009-03-02 | Straus Steven C Director, Officer (CEO) | 4 | Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,816 108,816 owned after | $2.75 exercise price | 2009-03-04 | |
| 2009-03-02 | Celebrezze Michael J Officer (SVP of Finance and CFO) | 4 | Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,497 85,497 owned after | $2.75 exercise price | 2009-03-04 | |
| 2009-03-02 | Thomas David L. Officer (Chief Operating Officer) | 4 | Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,497 85,497 owned after | $2.75 exercise price | 2009-03-04 | |
| 2008-04-01 | Thomas David L. Officer (Chief Operating Officer) | 5 | Stock Options (Rights to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,663 21,663 owned after | $12.94 exercise price | 2009-01-23 | |
| 2008-03-05 | BUCKEY ALAN H Officer (CFO) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,884 141,535 owned after | $14.28 exercise price | 2008-03-07 | |
| 2008-03-05 | Jones Stephen M Officer (SVP, Human Resources) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,381 18,381 owned after | $14.28 exercise price | 2008-03-07 | |
| 2008-03-05 | Brenner James H Officer (Chief Marketing Officer) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,884 28,884 owned after | $14.28 exercise price | 2008-03-07 | |
| 2008-03-05 | Celebrezze Michael J Officer (SVP, Finance & Treasurer) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,381 18,381 owned after | $14.28 exercise price | 2008-03-07 | |
| 2008-03-05 | Straus Steven C Director, Officer (CEO) | 4 | Stock Options (Rights to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,762 36,762 owned after | $14.28 exercise price | 2008-03-07 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 12,500 owned after | $2.25 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $2.25 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,781 5,891 owned after | $12.19 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,891 0 owned after | $12.19 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,219 1,610 owned after | $12.19 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,610 0 owned after | $12.19 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $16.60 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $16.60 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $16.57 exercise price | 2007-03-08 | |
| 2007-03-06 | JOFFE CRAIG P R Director, Officer (COO and General Counsel) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $16.57 exercise price | 2007-03-08 | |
| 2006-07-27 | HASSEY KEVIN M Officer (President) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,970 14,970 owned after | $6.68 exercise price | 2006-07-31 | |
| 2006-07-27 | HASSEY KEVIN M Officer (President) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,530 37,500 owned after | $6.68 exercise price | 2006-07-31 | |
| 2006-07-27 | HASSEY KEVIN M Officer (President) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 45,000 owned after | $12.19 exercise price | 2006-07-31 | |
| 2006-07-27 | HASSEY KEVIN M Officer (President) | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 52,500 owned after | $16.60 exercise price | 2006-07-31 | |
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $5.92 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $12.19 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $12.19 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $12.19 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $22.53 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $22.53 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $22.53 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $27.05 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $27.05 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $27.05 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $27.05 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $11.75 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $11.75 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $11.75 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $11.75 exercise price | 2006-06-14 | ||
| 2006-06-14 holding as of filing | Whiting David W Director | 3 | Stock Option: Right to Buy Derivative · Direct | Holding | $11.75 exercise price | 2006-06-14 | ||
| 2006-05-17 | GUTFREUND JOHN H Director | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,344 0 owned after | $15.95 exercise price | 2006-05-19 | |
| 2006-05-17 | GUTFREUND JOHN H Director | 4 | Stock Options (Rights to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,344 2,344 owned after | $38.69 exercise price | 2006-05-19 |