LA CORTEZ ENERGY, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2010-03-17: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2010-03-02; Total offering amount $10,000,000.
- 2009-05-15: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-05-01; Total offering amount $15,000,000.
- 2009-04-30: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale Yet to occur; Total offering amount $15,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2010-03-17 | Rule 506 | Equity; OptionToAcquire | 2010-03-02 | $10,000,000 | $5,000,000 | $5,000,000 | 22 |
| 2009-05-15 D/A | Rule 506 | Equity; OptionToAcquire | 2009-05-01 | $15,000,000 | $1,390,000 | $13,610,000 | 5 |
| 2009-04-30 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | Yet to occur | $15,000,000 | $0 | $15,000,000 | 0 |