KSW INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-14: Reporting owner LaGrassa Edward T; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2012-05-10: Reporting owner LaGrassa Edward T; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-14: Reporting owner Oliviero James F; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-14: Reporting owner Lucas Richard W; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-14 holding as of filing | LaGrassa Edward T Director | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.61 exercise price | 2012-05-14 | ||
| 2012-05-10 | LaGrassa Edward T Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.61 exercise price | 2012-05-14 | |
| 2012-02-14 | Oliviero James F Officer (General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.75 exercise price | 2012-02-15 | |
| 2012-02-14 | Lucas Richard W Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.75 exercise price | 2012-02-15 |