KNIGHT CAPITAL GROUP, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-07-16: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-07-01; Total offering amount $7,500,000.
- 2011-07-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-07-01; Total offering amount $7,500,000.
- 2010-10-18: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-10-01; Total offering amount $7,200,855.
- 2010-07-14: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-07-01; Total offering amount $7,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-07-16 D/A | Rule 506 | Equity | 2010-07-01 | $7,500,000 | $5,000,000 | $2,500,000 | 1 |
| 2011-07-14 D/A | Rule 506 | Equity | 2010-07-01 | $7,500,000 | $5,000,000 | $2,500,000 | 1 |
| 2010-10-18 | Rule 506 | Equity | 2010-10-01 | $7,200,855 | $7,200,855 | $0 | 2 |
| 2010-07-14 | Rule 506 | Equity | 2010-07-01 | $7,500,000 | $5,000,000 | $2,500,000 | 1 |