Kite Pharma, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-25: Reporting owner Belldegrun Arie; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-25: Reporting owner Belldegrun Arie; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-25: Reporting owner Belldegrun Arie; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2014-06-25: Reporting owner Belldegrun Arie; Form 4; Security Series A Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-25 | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −158,716 0 owned after | $0.00 | 2014-08-01 | |
| 2014-06-25 | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −428,534 0 owned after | $0.00 | 2014-08-01 | |
| 2014-06-25 | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −396,791 0 owned after | $0.00 | 2014-08-01 | |
| 2014-06-25 | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −539,636 0 owned after | $0.00 | 2014-08-01 | |
| 2014-06-25 | Ruchefsky Steven B Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,885,551 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Nussbaum Ran Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,072,245 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Nussbaum Ran Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −807,681 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Nussbaum Ran Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −313,531 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Kazam Joshua A Director | 4 | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −40,000 0 owned after | $1.73 exercise price | 2014-06-27 | |
| 2014-06-25 | CHAMPSI FARAH Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,158,545 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | DOUMANI ROY Director | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −138,532 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | DOUMANI ROY Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −31,743 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | BONDERMAN DAVID Director | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −2,349,004 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-19 holding as of filing | Ruchefsky Steven B Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Nussbaum Ran Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Nussbaum Ran Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Nussbaum Ran Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Kazam Joshua A Director | 3 | Warrant to Purchase Series A Convertible Preferred Stock Derivative · Direct | Holding | $1.73 exercise price | 2014-06-19 | ||
| 2014-06-19 holding as of filing | DOUMANI ROY Director | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | DOUMANI ROY Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | CHAMPSI FARAH Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | BONDERMAN DAVID Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-06-19 | ||
| 2014-06-19 holding as of filing | Belldegrun Arie Director, Officer (Chairman, President and CEO), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2014-06-19 |