KIOR INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-01-26: Form 8-K; Period of report 2015-01-22; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-12-29: Form 8-K; Period of report 2014-12-26; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2014-11-21: Form 8-K/A; Period of report 2014-08-31; Description 9.01 Financial Statements and Exhibits; Details 9.01.
- 2014-11-10: Form 8-K; Period of report 2014-11-09; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-01-26 | 8-K | 2015-01-22 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on November 9, 2014, KiOR, Inc. (“KiOR”) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) Case No. 14-12514 (the “Chapter 11 Case”). | d857420d8k.htm |
| 2014-12-29 | 8-K | 2014-12-26 | 7.01 Regulation FD Disclosure | 7.01 As previously disclosed, on November 9, 2014, KiOR, Inc. (“KiOR”) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) Case No. 14-12514 (the “Chapter 11 Case”). | d843196d8k.htm |
| 2014-11-21 | 8-K/A | 2014-08-31 | 9.01 Financial Statements and Exhibits | 9.01 Exhibit No. Description 17.1 Resignation letter of Paul O’Connor, dated August 31, 2014. | d824230d8ka.htm |
| 2014-11-10 | 8-K | 2014-11-09 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 As previously disclosed, KiOR, Inc. (“KiOR”) filed a voluntary petition for relief (the “Bankruptcy Filing”) under Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) Case No. 14-12514 (the “Chapter 11 Case”). 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K regarding the DIP Financing and Plan Support Agreement is incorporated by reference into this Item 2.03. | d818593d8k.htm |
| 2014-11-10 | 8-K | 2014-11-09 | 1.03 Bankruptcy or Receivership; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | 1.03 On November 9, 2014, KiOR, Inc. (“KiOR”) filed a voluntary petition for relief (the “Bankruptcy Filing”) under Chapter 11 of Title 11 of the United States Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of Delaware (the “Bankruptcy Court”) Case No. 14-12514 (the “Chapter 11 Case”). 2.04 KiOR’s Bankruptcy Filing described in Item 1.03 above constitutes an event of default that accelerates KiOR’s obligations under the Protective Advance Loan and Security Agreement, dated July 17, 2014, as amended on November 6, 2014, among KiOR, KiOR Columbus and KFT Trust, Vinod Khosla, Trustee. | d818984d8k.htm |
| 2014-11-07 | 8-K | 2014-11-03 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement | 1.01 On November 6, 2014, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus LLC (“KiOR Columbus,” together, with KiOR, the “Company”), KFT Trust (the “Lender” and, together with other lenders who may become party to the agreement from time to time, the “Lenders”) and KFT Trust in its capacity as agent (the “Agent”) for the Lenders entered into a First Amendment (the “First Amendment”) to the Protective Advance Loan and Security Agreement by and among the Company and the Lenders, dated as of July 17, 2014 (the “Original Agreement” and, together with the First Amendment, the “Protective Advance Agreement”). 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 2.04 As previously disclosed, on July 3, 2014, the Company entered into a Forbearance Agreement (the “Forbearance Agreement”) with the Mississippi Development Authority, acting for and on behalf of the State of Mississippi (the “MDA”). | d816493d8k.htm |
| 2014-10-14 | 8-K | 2014-10-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 William Roach, Ph.D, has resigned from the Board of Directors (the “Board”) of KiOR, Inc. (the “Company”) as of October 10, 2014. | d804854d8k.htm |
| 2014-10-02 | 8-K/A | 2014-08-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 1, 2014, the Company received a letter from Paul O’Connor, a former member of the Company’s Board of Directors, a copy of which is attached hereto as Exhibit 99.1, and is incorporated herein by reference. | d798984d8ka.htm |
| 2014-09-15 | 8-K | 2014-09-12 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 12, 2014, KiOR, Inc. (the “Company”) received a notification of deficiency from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) based on the Company’s failure to pay certain fees required by Listing Rule 5250(f). | d788801d8k.htm |
| 2014-09-05 | 8-K | 2014-08-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On August 31, 2014, Paul O’Connor, a member of the board of directors (the “Board”) of KiOR, Inc. (the “Company”) delivered a letter of resignation to the Company (the “Resignation Letter”) resigning from the Board, effective immediately. | d784573d8k.htm |
| 2014-08-11 | 8-K | 2014-08-06 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On August 6, 2014, KiOR, Inc. (the “Company”) held its 2014 Annual Meeting of Stockholders (the “Annual Meeting”), at which a quorum was present in person or by proxy. | d774704d8k.htm |
| 2014-07-17 | 8-K | 2014-07-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 As previously disclosed, on July 3, 2014, KiOR, Inc., (the “Company”), along with its wholly-owned subsidiary KiOR Columbus LLC (hereinafter, together with the Company, “KiOR”) entered into Amendment No. 1 to the Senior Secured Promissory Note and Warrant Purchase Agreement (as amended, the “2014 Note Purchase Agreement”) with KFT Trust, Vinod Khosla, Trustee (“KFT Trust” or the “2014 Note Purchaser”) and KFT Trust in its capacity as agent for the 2014 Note Purchaser. 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. | d758603d8k.htm |
| 2014-07-09 | 8-K | 2014-07-03 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On July 9, 2014, the Company announced that, under the guidance of its board of directors, it has engaged Guggenheim Securities, LLC as the Company’s financial advisor and investment banker to provide financial advisory and investment banking services and to assist the Company in reviewing and evaluating various financing, transactional and strategic alternatives, including a possible merger, restructuring or sale of the Company. | d753492d8k.htm |
| 2014-05-23 | 8-K | 2014-05-23 | 5.08 Shareholder Director Nominations; 8.01 Other Events | 5.08 The information set forth under Item 8.01 of this Form 8-K is incorporated by reference in this Item 5.08. 8.01 The board of directors of KiOR, Inc. (the “Company”) has changed the date of the Company’s 2014 Annual Meeting of Stockholders (“Annual Meeting”), which was previously scheduled for June 24, 2014. | d732019d8k.htm |
| 2014-05-22 | 8-K | 2014-05-22 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 31, 2014, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus,” together, with KiOR, the “Company”) entered into a Senior Secured Promissory Note and Warrant Purchase Agreement (the “2014 Note Purchase Agreement”) with KFT Trust, Vinod Khosla, Trustee, (“KFT Trust” or the “2014 Note Purchaser”) and KFT Trust in its capacity as agent for the 2014 Note Purchaser. | d733317d8k.htm |
| 2014-05-06 | 8-K | 2014-04-30 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On April 30, 2014, KiOR, Inc. (“we,” “our” or the “Company”) received two notifications of deficiency from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“NASDAQ”) indicating that (1) based on the Company’s closing bid price for its Class A common stock during the last 30 consecutive business days, the Company does not comply with the minimum bid price requirement of $1.00 per share, as set forth in NASDAQ Listing Rule 5450(a)(1) and (2) for the past 30 consecutive business days the Company did not maintain a minimum market value of listed securities (“MVLS”) of $50 million, as set forth in NASDAQ Listing Rule 5450(b)(2)(A). | d721093d8k.htm |
| 2014-05-05 | 8-K | 2014-04-29 | 8.01 Other Events | 8.01 On April 29, 2014, the board of directors of KiOR, Inc. (the “Company”) determined to change the date of the Company’s 2014 Annual Meeting of Stockholders to June 24, 2014 from May 22, 2014. | d721099d8k.htm |
| 2014-04-03 | 8-K | 2014-04-03 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 31, 2014, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus,” together, with KiOR, the “Company”) entered into a Senior Secured Promissory Note and Warrant Purchase Agreement (the “2014 Note Purchase Agreement”) with KFT Trust, Vinod Khosla, Trustee, (“KFT Trust” or the “2014 Note Purchaser”) and KFT Trust in its capacity as agent for the 2014 Note Purchaser. | d703353d8k.htm |
| 2014-04-01 | 8-K/A | 2014-03-31 | 9.01 Financial Statements and Exhibits | d704356d8ka.htm | |
| 2014-04-01 | 8-K | 2014-03-31 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On March 31, 2014, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus,” together, with KiOR, the “Company”) entered into a Senior Secured Promissory Note and Warrant Purchase Agreement (the “2014 Note Purchase Agreement”) with KFT Trust, Vinod Khosla, Trustee, (“KFT Trust” or the “2014 Note Purchaser”) and KFT Trust in its capacity as agent for the 2014 Note Purchaser. 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. | d705165d8k.htm |
| 2014-03-27 | 8-K | 2014-03-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 26, 2014, Fred Cannon, the President and Chief Executive Officer of KiOR, Inc. (the “Company”), notified the Company of his resignation as President, effective immediately. | d699827d8k.htm |
| 2014-03-20 | 8-K | 2014-03-18 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on October 21, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d696288d8k.htm |
| 2014-03-19 | 8-K | 2014-03-13 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On March 13, 2014, the board of directors of KiOR, Inc. (the “Company”) elected Paul O’Connor as a member of its board, effective March 18, 2014, for an initial term expiring at the Company’s 2014 annual meeting of stockholders (the “Annual Meeting”). | d695979d8k.htm |
| 2014-01-10 | 8-K | 2014-01-09 | 2.02 Results of Operations and Financial Condition | 2.02 On January 9, 2014, KiOR, Inc. held a public conference call to discuss the 2013 performance of its Columbus facility, the company’s operating objectives for 2014, general business conditions and related topics. | d654958d8k.htm |
| 2013-12-23 | 8-K | 2013-12-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 5.02 Due to the demands of other business commitments and personal time constraints, Condoleezza Rice, Ph.D, has resigned from the Board of Directors of KiOR, Inc. (the “Company”) as of December 20, 2013. 7.01 On December 23, 2013, KiOR, Inc. (the “Company”) issued a press release providing an update on the operations at its Columbus, Mississippi facility. | d648962d8k.htm |
| 2013-12-04 | 8-K | 2013-12-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 1, 2013, John H. Karnes notified KiOR, Inc. (the “Company”), of his intent to resign as Chief Financial Officer and principal financial officer the Company. | d638903d8k.htm |
| 2013-11-07 | 8-K | 2013-11-07 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 7, 2013, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2013. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d626637d8k.htm |
| 2013-10-21 | 8-K | 2013-10-21 | 1.01 Entry into a Material Definitive Agreement | 1.01 On October 21, 2013, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus,” together, with KiOR, the “Company”) , 1538731 ALBERTA LTD. and 1538716 ALBERTA LTD. | d615051d8k.htm |
| 2013-10-21 | 8-K | 2013-10-18 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 On October 18, 2013, KiOR, Inc. (“KiOR”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus,” together, with KiOR, the “Company”) entered into a Senior Secured Convertible Promissory Note Purchase Agreement (the “Note Purchase Agreement”) with Khosla Ventures III, LP (“KV III”), KFT Trust, Vinod Khosla, Trustee, (“KFT Trust”) and VNK Management, LLC (“VNK”) and, collectively with KFT Trust and KV III, the “Purchasers”) and KV III in its capacity as agent for the Purchasers. 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 8.01 On October 21, 2013, the Company issued a press release relating to the Note Purchase Agreement and Stock Purchase Agreement. | d614315d8k.htm |
| 2013-09-26 | 8-K | 2013-09-25 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 7.01 On September 26, 2013, the Company issued a press release announcing (i) its decision to expand its Columbus production capacity and (ii) receipt of the Commitment Letters. | d595992d8k.htm |
| 2013-09-19 | 8-K | 2013-09-19 | 7.01 Regulation FD Disclosure | 7.01 On September 19, 2013, KiOR, Inc. (the “Company”) issued a press release providing an update on the operations at its Columbus, Mississippi facility in response to the volumes and Renewable Identification Numbers listed in the EPA Moderated Transaction Systems monthly report issued on September 18, 2013. | d598989d8k.htm |
| 2013-08-29 | 8-K | 2013-08-27 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d590943d8k.htm |
| 2013-08-08 | 8-K | 2013-08-08 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 8, 2013, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2013. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d579762d8k.htm |
| 2013-07-30 | 8-K | 2013-07-26 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d575165d8k.htm |
| 2013-07-01 | 8-K | 2013-07-01 | 7.01 Regulation FD Disclosure | 7.01 On July 1, 2013, KiOR, Inc. (the “Company”) issued a press release announcing that its Columbus facility had achieved several key operational milestones. | d562433d8k.htm |
| 2013-06-19 | 8-K | 2013-06-17 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d555860d8k.htm |
| 2013-06-03 | 8-K | 2013-05-30 | 5.07 Submission of Matters to a Vote of Security Holders | 5.07 On May 30, 2013, KiOR, Inc. (the “Company”) held its 2013 Annual Meeting of Stockholders (the “Annual Meeting”), at which a quorum was present in person or by proxy. | d548965d8k.htm |
| 2013-05-23 | 8-K | 2013-05-17 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d543002d8k.htm |
| 2013-05-09 | 8-K | 2013-05-09 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 9, 2013, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2013. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d535766d8k.htm |
| 2013-04-30 | 8-K | 2013-04-24 | 3.02 Unregistered Sales of Equity Securities | 3.02 As previously disclosed, on March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. | d529694d8k.htm |
| 2013-03-18 | 8-K | 2013-03-13 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 On March 17, 2013, KiOR, Inc. (the “Company”) and its wholly-owned subsidiary Kior Columbus, LLC, (“KiOR Columbus”) entered into an amendment no. 2.02 On March 18, 2013, the Company issued a press release announcing its financial results for the year ended December 31, 2012. 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. 5.02 Effective March 15, 2013, W. Roger Lyle informed KiOR, Inc. (the “Company”) that he is resigning from his position as Senior Vice President of Operations of the Company. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.11 to this Current Report on Form 8-K is incorporated herein by reference. 8.01 On March 18, 2013, the Company issued a press release relating to the first shipment of its cellulosic diesel. | d503489d8k.htm |
| 2012-11-08 | 8-K | 2012-11-08 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 8, 2012, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2012. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d434695d8k.htm |
| 2012-08-16 | 8-K | 2012-08-16 | 7.01 Regulation FD Disclosure | 7.01 On August 16, 2012, KiOR, Inc. (the “Company”) issued a press release announcing that it has been granted Part 79 registration for its Renewable Diesel Blendstock 5 by the U.S. Environmental Protection Agency (EPA). | d399161d8k.htm |
| 2012-08-14 | 8-K | 2012-08-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 14, 2012, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2012. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d397319d8k.htm |
| 2012-07-24 | 8-K | 2012-07-24 | 7.01 Regulation FD Disclosure | 7.01 On July 24, 2012, KiOR, Inc. (the “Company”) issued a press release announcing that it has been granted Part 79 registration for its Renewable Gasoline Blendstock 5 by the U.S. Environmental Protection Agency (EPA). | d383964d8k.htm |
| 2012-06-20 | 8-K | 2012-06-20 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 The stockholders of KiOR, Inc., a Delaware corporation (“KiOR” or the “Company”), approved the adoption of the KiOR, Inc. 2012 Employee Stock Purchase Plan (the “ESPP”) at the annual meeting of the stockholders held on June 20, 2012 (the “Annual Meeting”). 5.07 At the Annual Meeting, the proposals voted upon and the number of votes cast for or against or withheld, as well as the number of abstentions and broker non-votes as to such proposals, are stated below. | d369297d8k.htm |
| 2012-06-20 | 8-K | 2012-06-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Due to personal reasons, including a desire to spend more time with his family, Paul O’Connor has resigned from the Board of Directors of KiOR, Inc. (the “Company”) and all other positions with the Company, effective as of June 20, 2012 and will not be standing for re-election at the Company’s annual meeting of stockholders to be held on June 20, 2012. | d369322d8k.htm |
| 2012-06-14 | 8-K | 2012-06-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Due to the demands of other business commitments, Jagdeep Singh Bachher, Ph.D., has resigned from the Board of Directors of KiOR, Inc. (the “Company”) and all other positions with the Company, effective as of June 9, 2012. | d367095d8k.htm |
| 2012-05-17 | 8-K | 2012-05-15 | 8.01 Other Events | 8.01 KiOR, Inc. (the “Company”), announced today the article that appeared in the Natchez Democrat on May 15, 2012 about the Company incorrectly stated that production would commence at KiOR’s Columbus, Mississippi facility in July 2012. | d355449d8k.htm |
| 2012-05-14 | 8-K | 2012-05-14 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On May 14, 2012, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended March 31, 2012. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d352442d8k.htm |
| 2012-03-26 | 8-K | 2012-03-26 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On March 26, 2012, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter and year ended December 31, 2011. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | d322904d8k.htm |
| 2012-03-15 | 8-K | 2012-03-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (e) On March 9, 2012, the Compensation Committee of the Board of Directors of KiOR, Inc. (the “Company”) approved the Company’s entry into Performance and Retention Agreements with each of Fred Cannon, President and Chief Executive Officer, John H. Karnes, Chief Financial Officer, John Kasbaum, Senior Vice President—Commercial, and Christopher A. Artzer, Vice President, General Counsel and Secretary (each of Messrs. Cannon, Karnes, Kasbaum and Artzer, an “Executive”). | d316887d8k.htm |
| 2012-02-09 | 8-K | 2012-02-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Due to the demands of other business commitments, John Melo has resigned from the Board of Directors of KiOR, Inc. (the “Company”) and all other positions with the Company, effective as of February 8, 2012. | d297832d8k.htm |
| 2012-01-27 | 8-K | 2012-01-26 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities | 1.01 On January 26, 2012, KiOR, Inc., (the “Company”), along with its wholly-owned subsidiary KiOR Columbus LLC (hereinafter, together with the Company, “KiOR”), entered into a Loan and Security Agreement (the “Loan and Security Agreement”) with each of 1538731 Alberta Ltd. (“Alberta 1538731”) as agent and lender, 1538716 Alberta Ltd. (“Alberta 1538716” and collectively with Alberta 1538731, the “Alberta Lenders”) and KFT Trust, Vinod Khosla, Trustee (“Khosla” and collectively with the Alberta Lenders, hereinafter, the “Lenders”). 2.03 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 2.03. 3.02 The information provided in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02. | d290496d8k.htm |
| 2011-11-10 | 8-K | 2011-11-10 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On November 10, 2011, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended September 30, 2011. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | h85610e8vk.htm |
| 2011-10-12 | 8-K | 2011-10-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Joseph Cappello resigned as President — International of KiOR, Inc. (the “Company”) effective October 6, 2011. | h85043e8vk.htm |
| 2011-09-15 | 8-K | 2011-09-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective September 14, 2011, W.R. Lyle has been appointed as KiOR’s Senior Vice President, Operations. | h84573e8vk.htm |
| 2011-08-11 | 8-K | 2011-08-11 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | 2.02 On August 11, 2011, KiOR, Inc. (the “Company”) issued a press release announcing its financial results for the quarter ended June 30, 2011. 7.01 The information set forth in Item 2.02 above and in Exhibit 99.1 to this Current Report on Form 8-K is incorporated herein by reference. | h84153e8vk.htm |