KIMBALL INTERNATIONAL INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows, 60 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-03-10: Reporting owner VAN WINKLE DONALD W; Form 3; Security EMPLOYEE STOCK OPTION (Right to Buy); Transaction Holding.
- 2010-03-10: Reporting owner VAN WINKLE DONALD W; Form 3; Security EMPLOYEE STOCK OPTION (Right to Buy); Transaction Holding.
- 2010-03-10: Reporting owner SAPP STANLEY C; Form 3; Security EMPLOYEE STOCK OPTIONS (Right to Buy); Transaction Holding.
- 2007-04-05: Reporting owner THYEN RONALD J; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-03-10 holding as of filing | VAN WINKLE DONALD W Officer (VICE PRESIDENT) | 3 | EMPLOYEE STOCK OPTION (Right to Buy) Derivative · Direct | Holding | $15.24 exercise price | 2010-03-10 | ||
| 2010-03-10 holding as of filing | VAN WINKLE DONALD W Officer (VICE PRESIDENT) | 3 | EMPLOYEE STOCK OPTION (Right to Buy) Derivative · Direct | Holding | $15.06 exercise price | 2010-03-10 | ||
| 2010-03-10 holding as of filing | SAPP STANLEY C Officer (VICE PRESIDENT) | 3 | EMPLOYEE STOCK OPTIONS (Right to Buy) Derivative · Direct | Holding | $15.17 exercise price | 2010-03-10 | ||
| 2007-04-05 | THYEN RONALD J Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137 0 owned after | $16.38 exercise price | 2007-04-09 | |
| 2007-03-30 | VUJOVICH CHRISTINE M Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −259 0 owned after | $16.38 exercise price | 2007-04-02 | |
| 2007-03-30 | VUJOVICH CHRISTINE M Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −903 0 owned after | $13.84 exercise price | 2007-04-02 | |
| 2007-03-30 | VUJOVICH CHRISTINE M Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −218 0 owned after | $13.76 exercise price | 2007-04-02 | |
| 2007-01-12 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $16.65 exercise price | 2007-01-16 | |
| 2007-01-12 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,854 7,146 owned after | $19.81 exercise price | 2007-01-16 | |
| 2007-01-03 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,933 67 owned after | $19.81 exercise price | 2007-01-04 | |
| 2007-01-03 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,135 0 owned after | $18.24 exercise price | 2007-01-04 | |
| 2007-01-03 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $19.81 exercise price | 2007-01-04 | |
| 2007-01-03 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,445 0 owned after | $18.24 exercise price | 2007-01-04 | |
| 2007-01-03 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $19.81 exercise price | 2007-01-04 | |
| 2007-01-03 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,377 0 owned after | $18.24 exercise price | 2007-01-04 | |
| 2006-12-20 | MILLER PAUL DANIEL Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 0 owned after | $15.24 exercise price | 2006-12-21 | |
| 2006-12-20 | MILLER PAUL DANIEL Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,155 0 owned after | $15.70 exercise price | 2006-12-21 | |
| 2006-11-21 | SCHROEDER MICHELLE RENE Officer (VP, CORPORATE CONTROLLER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $15.24 exercise price | 2006-11-22 | |
| 2006-11-20 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $16.17 exercise price | 2006-11-22 | |
| 2006-11-20 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,226 0 owned after | $15.24 exercise price | 2006-11-22 | |
| 2006-11-14 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,640 0 owned after | $15.24 exercise price | 2006-11-15 | |
| 2006-11-14 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $16.17 exercise price | 2006-11-15 | |
| 2006-11-14 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $16.17 exercise price | 2006-11-15 | |
| 2006-11-14 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 0 owned after | $15.24 exercise price | 2006-11-15 | |
| 2006-11-13 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $16.17 exercise price | 2006-11-14 | |
| 2006-11-13 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,050 0 owned after | $15.24 exercise price | 2006-11-14 | |
| 2006-11-10 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,312 1,135 owned after | $18.24 exercise price | 2006-11-13 | |
| 2006-11-08 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $19.81 exercise price | 2006-11-09 | |
| 2006-11-08 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 0 owned after | $16.17 exercise price | 2006-11-09 | |
| 2006-11-08 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,621 0 owned after | $15.24 exercise price | 2006-11-09 | |
| 2006-11-08 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $18.24 exercise price | 2006-11-09 | |
| 2006-11-03 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,623 2,377 owned after | $18.24 exercise price | 2006-11-06 | |
| 2006-11-03 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,555 2,445 owned after | $18.24 exercise price | 2006-11-06 | |
| 2006-11-03 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,328 21,226 owned after | $15.24 exercise price | 2006-11-06 | |
| 2006-11-03 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,553 2,447 owned after | $18.24 exercise price | 2006-11-06 | |
| 2006-10-26 | HABIG DOUGLAS A Director, Officer (Chairman) | 4 | EMPLOYEE STOCK OPTION(RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 55,000 owned after | $15.24 exercise price | 2006-10-27 | |
| 2006-10-12 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,950 26,050 owned after | $15.24 exercise price | 2006-10-16 | |
| 2006-10-12 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,360 27,640 owned after | $15.24 exercise price | 2006-10-13 | |
| 2006-10-12 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 19,000 owned after | $15.24 exercise price | 2006-10-13 | |
| 2006-10-05 | THYEN RONALD J Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −872 0 owned after | $11.75 exercise price | 2006-10-06 | |
| 2006-09-27 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,379 22,621 owned after | $15.24 exercise price | 2006-09-29 | |
| 2006-08-10 | THYEN JOHN T Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −114 0 owned after | $15.29 exercise price | 2006-08-14 | |
| 2006-08-10 | THYEN JOHN T Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −218 0 owned after | $13.76 exercise price | 2006-08-14 | |
| 2006-08-10 | THYEN JOHN T Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −741 0 owned after | $13.84 exercise price | 2006-08-14 | |
| 2006-08-10 | THYEN JOHN T Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92 0 owned after | $16.38 exercise price | 2006-08-14 | |
| 2006-08-10 | THYEN JOHN T Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −872 0 owned after | $11.75 exercise price | 2006-08-14 | |
| 2006-07-11 | CHARRON DONALD D Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,446 29,554 owned after | $15.24 exercise price | 2006-07-13 | |
| 2006-07-07 | HABIG DOUGLAS A Director, Officer (Chairman) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 85,000 owned after | $15.24 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −872 0 owned after | $11.75 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −741 0 owned after | $13.84 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137 0 owned after | $16.38 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −218 0 owned after | $13.76 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,500 0 owned after | $16.17 exercise price | 2006-07-11 | |
| 2006-07-07 | THYEN JAMES C Director, Officer (PRESIDENT, CEO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 45,000 owned after | $15.24 exercise price | 2006-07-11 | |
| 2006-07-06 | MILLER PAUL DANIEL Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 27,500 owned after | $15.24 exercise price | 2006-07-07 | |
| 2006-07-06 | MILLER PAUL DANIEL Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 19,345 owned after | $15.70 exercise price | 2006-07-07 | |
| 2006-06-30 | CATT RANDALL L Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $15.24 exercise price | 2006-07-05 | |
| 2006-06-30 | KAHLE JOHN H Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION RIGHT TO BUY Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $15.24 exercise price | 2006-07-05 | |
| 2006-06-30 | SCHWARTZ GARY W Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $15.24 exercise price | 2006-07-05 | |
| 2006-06-30 | SCHNEIDER ROBERT F Officer (EXECUTIVE VICE PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $15.24 exercise price | 2006-07-05 |