KEY TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows, 29 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-27: Reporting owner PELO JOHN E; Form 4; Security Non-Statutory Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-01-14: Reporting owner STONECIPHER CHARLES H; Form 4; Security Non-Statutory Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-05: Reporting owner STONECIPHER CHARLES H; Form 4; Security Non-Statutory Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-05: Reporting owner PELO JOHN E; Form 4; Security Non-Statutory Stock Option; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-27 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.64 exercise price | 2015-01-30 | |
| 2015-01-14 | STONECIPHER CHARLES H Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.64 exercise price | 2015-01-15 | |
| 2014-08-05 | STONECIPHER CHARLES H Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $11.22 exercise price | 2014-08-06 | |
| 2014-02-05 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 5,000 owned after | $15.55 exercise price | 2014-02-07 | |
| 2014-02-05 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 0 owned after | $15.55 exercise price | 2014-02-07 | |
| 2013-02-01 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.62 exercise price | 2013-02-04 | |
| 2013-01-31 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.62 exercise price | 2013-02-06 | |
| 2012-02-17 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.51 exercise price | 2012-02-21 | |
| 2012-02-16 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.51 exercise price | 2012-02-21 | |
| 2011-02-02 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.00 exercise price | 2011-02-02 | |
| 2010-02-10 | PELO JOHN E Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.13 exercise price | 2010-02-11 | |
| 2009-01-12 | PELO JOHN E Director | 4 | Nonstatutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.25 exercise price | 2009-01-13 | |
| 2008-12-01 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.13 exercise price | 2008-12-03 | |
| 2008-12-01 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.00 exercise price | 2008-12-03 | |
| 2008-12-01 | SHANNON MICHAEL L Director | 4 | Non-Statutory Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.64 exercise price | 2008-12-03 | |
| 2008-01-18 | PELO JOHN E Director | 4 | Nonstatutory Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $12.00 exercise price | 2008-01-22 | |
| 2007-11-30 | WASHBURN DONALD A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.62 exercise price | 2007-12-04 | |
| 2007-11-30 | WASHBURN DONALD A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $15.55 exercise price | 2007-12-04 | |
| 2007-11-30 | WASHBURN DONALD A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $9.64 exercise price | 2007-12-04 | |
| 2007-11-16 | WICHER GORDON Officer (SVP of Global Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.70 exercise price | 2007-11-19 | |
| 2007-08-28 | Ruff James D Other (VP Research and Development) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $9.70 exercise price | 2007-08-30 | |
| 2007-08-28 | Ruff James D Other (VP Research and Development) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | $11.75 exercise price | 2007-08-30 | |
| 2007-05-04 | Ruff James D Other (Mgrg Dir - Key Technology BV) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $17.00 exercise price | 2007-05-08 | |
| 2007-05-04 | WICHER GORDON Officer (SR VP & GM Americas & Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $17.00 exercise price | 2007-05-08 | |
| 2006-11-15 | WICHER GORDON Officer (SR VP & GM Americas & Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,835 0 owned after | $11.75 exercise price | 2006-11-17 | |
| 2006-11-15 | WICHER GORDON Officer (SR VP & GM Americas & Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,165 0 owned after | $11.75 exercise price | 2006-11-17 | |
| 2006-11-15 | WICHER GORDON Officer (SR VP & GM Americas & Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $3.00 exercise price | 2006-11-17 | |
| 2006-11-15 | WICHER GORDON Officer (SR VP & GM Americas & Asia) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $9.70 exercise price | 2006-11-17 | |
| 2006-10-04 | Ruff James D Other (Mgrg Dir - Key Technology BV) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $3.00 exercise price | 2006-10-16 |