KBW, INC. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2013-02-19: Form 8-K; Period of report 2013-02-15; Description 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events.
- 2013-02-12: Form 8-K; Period of report 2013-02-12; Description 5.07 Submission of Matters to a Vote of Security Holders.
- 2013-01-04: Form 8-K; Period of report 2013-01-04; Description 8.01 Other Events.
- 2012-12-21: Form 8-K; Period of report 2012-12-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2013-02-19 | 8-K | 2013-02-15 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 3.03 Material Modification to Rights of Security Holders; 5.01 Changes in Control of Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | a13-5341_18k.htm | |
| 2013-02-12 | 8-K | 2013-02-12 | 5.07 Submission of Matters to a Vote of Security Holders | a13-4930_18k.htm | |
| 2013-01-04 | 8-K | 2013-01-04 | 8.01 Other Events | a13-2070_18k.htm | |
| 2012-12-21 | 8-K | 2012-12-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | a12-29997_18k.htm | |
| 2012-12-14 | 8-K | 2012-12-14 | 8.01 Other Events | a12-29461_18k.htm | |
| 2012-11-29 | 8-K | 2012-11-29 | 8.01 Other Events | efc12-818_8k.htm | |
| 2012-11-09 | 8-K | 2012-11-05 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | a12-26454_18k.htm | |
| 2012-11-05 | 8-K | 2012-11-05 | 8.01 Other Events | a12-26174_18k.htm | |
| 2012-11-05 | 8-K | 2012-11-04 | 2.02 Results of Operations and Financial Condition; 2.05 Costs Associated with Exit or Disposal Activities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | efc12-777_fm8k.htm | |
| 2012-08-02 | 8-K | 2012-08-02 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc12-605_fm8k.htm | |
| 2012-06-13 | 8-K | 2012-06-12 | 5.07 Submission of Matters to a Vote of Security Holders | efc12-532_fm8k.htm | |
| 2012-04-26 | 8-K | 2012-04-26 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc12-413_fm8k.htm | |
| 2012-03-02 | 8-K | 2012-02-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc12-233_fm8k.htm | |
| 2012-02-23 | 8-K | 2012-02-21 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | efc12-199_8k.htm | |
| 2012-01-27 | 8-K | 2012-01-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc12-75_fm8k.htm | |
| 2011-10-27 | 8-K | 2011-10-27 | 2.02 Results of Operations and Financial Condition; 2.05 Costs Associated with Exit or Disposal Activities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events | efc11-603_8k.htm | |
| 2011-07-29 | 8-K | 2011-07-29 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc11-454_8k.htm | |
| 2011-06-15 | 8-K | 2011-06-13 | 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | efc11-383_fm8k.htm | |
| 2011-04-28 | 8-K | 2011-04-28 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc11-301_8k.htm | |
| 2011-03-24 | 8-K | 2011-03-21 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc11-229_8k.htm | |
| 2011-02-17 | 8-K | 2011-02-11 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | efc11-156_8k.htm | |
| 2011-02-08 | 8-K | 2011-02-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc11-126_fm8k.htm | |
| 2010-12-08 | 8-K | 2010-12-07 | 7.01 Regulation FD Disclosure | efc10-824_fm8k.htm | |
| 2010-10-28 | 8-K | 2010-10-28 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc10-695_fm8k.htm | |
| 2010-07-29 | 8-K | 2010-07-29 | 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure | efc10-505_fm8k.htm | |
| 2010-06-15 | 8-K | 2010-06-14 | 5.07 Submission of Matters to a Vote of Security Holders | efc10-422_fm8k.htm | |
| 2010-04-29 | 8-K | 2010-04-29 | 2.02 Results of Operations and Financial Condition | efc10-327_fm8k.htm | |
| 2010-02-18 | 8-K | 2010-02-18 | 2.02 Results of Operations and Financial Condition | efc10-162_fm8k.htm | |
| 2010-02-10 | 8-K/A | 2010-02-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc10-113_8ka.htm | |
| 2010-02-05 | 8-K | 2010-02-04 | 2.02 Results of Operations and Financial Condition | efc10-60_8k.htm | |
| 2009-10-29 | 8-K | 2009-10-29 | 2.02 Results of Operations and Financial Condition | efc9-0993_8k.htm | |
| 2009-07-30 | 8-K | 2009-07-30 | 2.02 Results of Operations and Financial Condition | efc9-0819_7033153fm8k.htm | |
| 2009-06-10 | 8-K | 2009-06-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc9-0677_6990545fm8k.htm | |
| 2009-04-23 | 8-K | 2009-04-22 | 2.02 Results of Operations and Financial Condition | efc9-0519_6944590fm8k.htm | |
| 2009-02-11 | 8-K | 2009-02-06 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc9-0191_6860661fm8k.htm | |
| 2008-10-22 | 8-K | 2008-10-17 | 2.02 Results of Operations and Financial Condition; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | efc8-1362_67715548k.htm | |
| 2008-07-24 | 8-K | 2008-07-21 | 2.02 Results of Operations and Financial Condition | efc8-1079_6696939form8k.htm | |
| 2008-06-09 | 8-K | 2008-06-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc8-0940_8k.htm | |
| 2008-04-24 | 8-K | 2008-04-23 | 2.02 Results of Operations and Financial Condition | efc8-0777_8k.htm | |
| 2008-02-06 | 8-K | 2008-02-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc8-0314_6527277fm8k.htm | |
| 2008-02-05 | 8-K | 2008-02-05 | 2.02 Results of Operations and Financial Condition | efc8-0300_6526402form8k.txt | |
| 2007-11-01 | 8-K | 2007-11-01 | 2.02 Results of Operations and Financial Condition | efc7-2520_emailform8k.htm | |
| 2007-10-29 | 8-K | 2007-10-29 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc7-2489_form8k.htm | |
| 2007-09-07 | 8-K | 2007-09-07 | 1.01 Entry into a Material Definitive Agreement | efc7-2237_fm8k.htm | |
| 2007-08-09 | 8-K | 2007-08-09 | 2.02 Results of Operations and Financial Condition | efc7-2029_emailform8k.htm | |
| 2007-06-06 | 8-K | 2007-06-06 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc7-1577_emailform8k.txt | |
| 2007-04-26 | 8-K | 2007-04-26 | 2.02 Results of Operations and Financial Condition | efc7-1275_6047854form8k.htm | |
| 2007-02-20 | 8-K | 2007-02-20 | 2.02 Results of Operations and Financial Condition | efc7-0590_8k.htm | |
| 2007-02-08 | 8-K | 2007-02-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc7-0466_form8k.htm | |
| 2007-02-01 | 8-K | 2007-02-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | efc7-0392_60294298k.txt | |
| 2006-12-05 | 8-K | 2006-12-05 | 2.02 Results of Operations and Financial Condition | dec58k.htm |