KBW, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 1 rows, 1 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-02-01: Reporting owner SCHMIDT JAMES K; Form 4; Security Director; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-02-01 | SCHMIDT JAMES K Director | 4 | Director Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,476 5,476 owned after | $0.00 | 2008-02-05 |