KALEYRA, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-25: Reporting owner Miotto Neil; Form 4; Security Private Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-11-25: Reporting owner Katz Avi S | GigAcquisitions, LLC; Form 4; Security Private Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-01-09: Reporting owner Katz Avi S | GigAcquisitions, LLC; Form 4; Security Private Rights; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2018-01-09: Reporting owner Miotto Neil; Form 4; Security Private Rights; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-25 | Miotto Neil Director, 10% Owner | 4 | Private Rights Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +362,370 0 owned after | $10.00 | 2021-07-02 | |
| 2019-11-25 | Katz Avi S | GigAcquisitions, LLC Director, 10% Owner | 10% Owner | 4 | Private Rights Derivative · Indirect · By GigAcquisitions, LLC (see note below) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −362,370 0 owned after | $10.00 | 2019-11-27 | |
| 2018-01-09 | Katz Avi S | GigAcquisitions, LLC Director, Officer (Exec Chairman) | 10% Owner | 4 | Private Rights Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +6,370 362,370 owned after | $10.00 | 2021-08-06 | |
| 2018-01-09 | Miotto Neil Director, 10% Owner | 4 | Private Rights Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +6,370 362,370 owned after | $10.00 | 2021-07-02 | |
| 2017-12-07 | Miotto Neil Director, 10% Owner | 4 | Private Rights Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +356,000 356,000 owned after | $10.00 | 2021-07-02 | |
| 2017-12-07 | Katz Avi S | GigAcquisitions, LLC Director, Officer (CEO, Pres, Exec Chairman), 10% Owner | 10% Owner | 4 | Private Rights Derivative · Indirect · By GigAcquisitions, LLC (see note below) | P Open market or private purchase of non-derivative or derivative security | +356,000 356,000 owned after | $10.00 | 2017-12-11 |