JUNIPER PHARMACEUTICALS INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-26: Reporting owner CAMPBELL ANTHONY R; Form 3/A; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2010-10-26: Reporting owner CAMPBELL ANTHONY R; Form 3/A; Security Series E Preferred Stock; Transaction Holding.
- 2010-10-26: Reporting owner CAMPBELL ANTHONY R; Form 3/A; Security Series E Preferred Stock; Transaction Holding.
- 2010-10-26: Reporting owner CAMPBELL ANTHONY R; Form 3/A; Security Series E Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series C Convertible Preferred Stock Derivative · Indirect · By custodian of Individual Retirement Account | Holding | no price filed | 2010-10-26 | ||
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series E Preferred Stock Derivative · Indirect · By Knott Partners, L.P. | Holding | $2.00 exercise price | 2010-10-26 | ||
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series E Preferred Stock Derivative · Indirect · By Knott Partners Offshore Master Fund L.P. | Holding | $2.00 exercise price | 2010-10-26 | ||
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series E Preferred Stock Derivative · Indirect · By Shoshone Partners, L.P. | Holding | $2.00 exercise price | 2010-10-26 | ||
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series E Preferred Stock Derivative · Indirect · By Managed Account B | Holding | $2.00 exercise price | 2010-10-26 | ||
| 2010-10-26 holding as of filing | CAMPBELL ANTHONY R Other (See Remarks) | 3/A | Series E Preferred Stock Derivative · Indirect · By Managed Account C | Holding | $2.00 exercise price | 2010-10-26 | ||
| 2009-03-27 holding as of filing | CAMPBELL ANTHONY R Director | 4 | Series E Preferred Stock Derivative · Indirect · By Knott Partners, L.P. | Holding | 399,000 owned after | $2.00 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | CAMPBELL ANTHONY R Director | 4 | Series E Preferred Stock Derivative · Indirect · By Knott Partners Offshore Master Fund L.P. | Holding | 479,000 owned after | $2.00 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | CAMPBELL ANTHONY R Director | 4 | Series E Preferred Stock Derivative · Indirect · By Shoshone Partners, L.P. | Holding | 259,000 owned after | $2.00 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | CAMPBELL ANTHONY R Director | 4 | Series E Preferred Stock Derivative · Indirect · By Managed Account B | Holding | 49,000 owned after | $2.00 exercise price | 2009-03-27 | |
| 2009-03-27 holding as of filing | CAMPBELL ANTHONY R Director | 4 | Series E Preferred Stock Derivative · Indirect · By Managed Account C | Holding | 14,000 owned after | $2.00 exercise price | 2009-03-27 | |
| 2009-03-25 | CAMPBELL ANTHONY R Director | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By custodian of Individual Retirement Account | S Open market or private sale of non-derivative or derivative security | −175 0 owned after | $0.98 | 2009-03-27 | |
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series C Convertible Preferred Stock Derivative · Indirect · By custodian of Individual Retirement Account | Holding | no price filed | 2009-01-14 | ||
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series E Preferred Stock Derivative · Indirect · By Knott Partners, L.P. | Holding | $2.00 exercise price | 2009-01-14 | ||
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series E Preferred Stock Derivative · Indirect · By Knott Partners Offshore Master Fund L.P. | Holding | $2.00 exercise price | 2009-01-14 | ||
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series E Preferred Stock Derivative · Indirect · By Shoshone Partners, L.P. | Holding | $2.00 exercise price | 2009-01-14 | ||
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series E Preferred Stock Derivative · Indirect · By Managed Account B | Holding | $2.00 exercise price | 2009-01-14 | ||
| 2009-01-14 holding as of filing | CAMPBELL ANTHONY R Director | 3/A | Series E Preferred Stock Derivative · Indirect · By Managed Account C | Holding | $2.00 exercise price | 2009-01-14 | ||
| 2008-12-22 holding as of filing | CAMPBELL ANTHONY R Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By custodian of Individual Retirement Account | Holding | no price filed | 2008-12-22 | ||
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 339,428 owned after | no price filed | 2007-02-07 | |
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series C Preferred Stock Derivative · Direct · (m) | Holding | 32,000 owned after | no price filed | 2007-02-07 | |
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 63,000 owned after | $2.00 exercise price | 2007-02-07 | |
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 399,000 owned after | $2.00 exercise price | 2007-02-07 | |
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 479,000 owned after | $2.00 exercise price | 2007-02-07 | |
| 2007-02-07 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 259,000 owned after | $2.00 exercise price | 2007-02-07 | |
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series C Preferred Stock Derivative · Indirect · (m) | Holding | $3.50 exercise price | 2007-01-31 | ||
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series C Preferred Stock Derivative · Direct · (m) | Holding | $3.50 exercise price | 2007-01-31 | ||
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2007-01-31 | ||
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2007-01-31 | ||
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2007-01-31 | ||
| 2007-01-31 holding as of filing | KNOTT DAVID M 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2007-01-31 | ||
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 339,428 owned after | $3.50 exercise price | 2007-01-10 | |
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series C Preferred Stock Derivative · Direct · (m) | Holding | 32,000 owned after | $3.50 exercise price | 2007-01-10 | |
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 63,000 owned after | $2.00 exercise price | 2007-01-10 | |
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 399,000 owned after | $2.00 exercise price | 2007-01-10 | |
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 479,000 owned after | $2.00 exercise price | 2007-01-10 | |
| 2007-01-10 holding as of filing | KNOTT DAVID M 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | 259,000 owned after | $2.00 exercise price | 2007-01-10 | |
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | $3.50 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series C Preferred Stock Derivative · Direct · (m) | Holding | $3.50 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2006-03-17 | ||
| 2006-03-17 holding as of filing | KNOTT DAVID M 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2006-03-17 |