JUNIPER NETWORKS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-20: Reporting owner Martin Brian; Form 4; Security RSU Award; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-15: Reporting owner Koley Bikash; Form 4; Security RSU Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-18: Reporting owner Athreya Anand; Form 4; Security RSU Award; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-08-15: Reporting owner Miller Kenneth Bradley; Form 4; Security RSU Award; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Martin Brian Officer (SVP General Counsel) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,950 37,950 owned after | $0.00 | 2017-11-21 | |
| 2017-09-15 | Koley Bikash Officer (EVP CTO) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2017-09-18 | |
| 2017-08-18 | Athreya Anand Officer (Chief Development Officer) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,080 45,330 owned after | $0.00 | 2017-08-22 | |
| 2017-08-15 | Miller Kenneth Bradley Officer (EVP CFO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,180 0 owned after | $0.00 | 2017-08-16 | |
| 2017-08-14 holding as of filing | Athreya Anand Officer (Chief Development Officer) | 3 | RSU Award Derivative · Direct | Holding | no price filed | 2017-08-14 | ||
| 2017-08-14 holding as of filing | Athreya Anand Officer (Chief Development Officer) | 3 | RSU Award Derivative · Direct | Holding | no price filed | 2017-08-14 | ||
| 2017-08-14 holding as of filing | Athreya Anand Officer (Chief Development Officer) | 3 | RSU Award Derivative · Direct | Holding | no price filed | 2017-08-14 | ||
| 2017-08-14 holding as of filing | Athreya Anand Officer (Chief Development Officer) | 3 | RSU Award Derivative · Direct | Holding | no price filed | 2017-08-14 | ||
| 2017-06-20 | Miller Kenneth Bradley Officer (EVP CFO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,775 0 owned after | $0.00 | 2017-06-21 | |
| 2017-06-20 | Molinaro Vincent Officer (EVP Chief Customer Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,856 0 owned after | $0.00 | 2017-06-21 | |
| 2017-06-20 | SPIDELL TERRANCE F Officer (Corp VP Corp Controller & CAO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 0 owned after | $0.00 | 2017-06-21 | |
| 2017-06-20 | rahim rami Director, Officer (Chief Executive Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,282 0 owned after | $0.00 | 2017-06-21 | |
| 2017-05-25 | Merchant Rahul N Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | STENSRUD WILLIAM Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | JOHNSON MERCEDES Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | KRIENS SCOTT Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | DOLCE JAMES A JR Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | DENUCCIO KEVIN A Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | Daichendt Gary James Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-25 | CALDERONI ROBERT Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,147 9,147 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | Merchant Rahul N Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | STENSRUD WILLIAM Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | JOHNSON MERCEDES Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | KRIENS SCOTT Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | DOLCE JAMES A JR Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | DENUCCIO KEVIN A Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | Daichendt Gary James Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-05-24 | CALDERONI ROBERT Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,032 0 owned after | $0.00 | 2017-05-25 | |
| 2017-03-20 | rahim rami Director, Officer (Chief Executive Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,657 35,656 owned after | $0.00 | 2017-03-22 | |
| 2017-03-20 | SINDHU PRADEEP Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,569 10,569 owned after | $0.00 | 2017-03-22 | |
| 2017-03-20 | Miller Kenneth Bradley Officer (EVP CFO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,876 10,875 owned after | $0.00 | 2017-03-21 | |
| 2017-03-20 | Molinaro Vincent Officer (EVP Chief Customer Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,883 10,883 owned after | $0.00 | 2017-03-21 | |
| 2017-03-20 | SPIDELL TERRANCE F Officer (Corp VP Corp Controller & CAO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,960 3,960 owned after | $0.00 | 2017-03-21 | |
| 2017-02-22 | Miller Kenneth Bradley Officer (EVP CFO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,201 25,623 owned after | $0.00 | 2017-02-23 | |
| 2017-02-19 | SPIDELL TERRANCE F Officer (Corp VP Corp Controller & CAO) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,930 9,570 owned after | $0.00 | 2017-02-22 | |
| 2017-02-19 | Martin Brian Officer (SVP General Counsel) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,399 14,361 owned after | $0.00 | 2017-02-22 | |
| 2017-02-19 | Molinaro Vincent Officer (EVP Chief Customer Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,197 15,909 owned after | $0.00 | 2017-02-22 | |
| 2017-02-19 | Davidson Jonathan Officer (EVP Juniper Dev & Innovation) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,197 15,909 owned after | $0.00 | 2017-02-22 | |
| 2017-02-19 | SINDHU PRADEEP Director | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,197 15,909 owned after | $0.00 | 2017-02-22 | |
| 2017-02-19 | rahim rami Director, Officer (Chief Executive Officer) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,315 54,962 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | SPIDELL TERRANCE F Officer (Corp VP Corp Controller & CAO) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,600 11,600 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Martin Brian Officer (SVP General Counsel) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,700 18,700 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Molinaro Vincent Officer (EVP Chief Customer Officer) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,400 23,400 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Davidson Jonathan Officer (EVP Juniper Dev & Innovation) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,400 23,400 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | SINDHU PRADEEP Director | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,250 17,250 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | Miller Kenneth Bradley Officer (EVP CFO) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,200 27,200 owned after | $0.00 | 2017-02-22 | |
| 2017-02-17 | rahim rami Director, Officer (Chief Executive Officer) | 4 | RSU Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,553 94,553 owned after | $0.00 | 2017-02-22 | |
| 2017-01-16 | Davidson Jonathan Officer (EVP Juniper Dev & Innovation) | 4 | RSU Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 16,500 owned after | $0.00 | 2017-01-18 |