JONES FINANCIAL COMPANIES LLLP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2026-06-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2026-06-01; Total offering amount $725,000.
- 2026-05-05: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale 2026-04-27; Total offering amount $680,000.
- 2026-03-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2026-03-01; Total offering amount $325,000.
- 2026-01-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2026-01-08; Total offering amount $39,169,832.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2026-06-11 | Rule 506(b) | Equity | 2026-06-01 | $725,000 | $725,000 | $0 | 2 |
| 2026-05-05 | Rule 506(c) | Equity | 2026-04-27 | $680,000 | $675,000 | $5,000 | 135 |
| 2026-03-11 | Rule 506(b) | Equity | 2026-03-01 | $325,000 | $325,000 | $0 | 1 |
| 2026-01-13 | Rule 506(b) | Equity | 2026-01-08 | $39,169,832 | $39,169,832 | $0 | 68 |
| 2026-01-08 | Rule 506(c) | Equity | 2026-01-01 | Indefinite | $0 | Indefinite | 4,721 |
| 2025-09-25 | Rule 506(c) | Equity | 2025-09-15 | $19,411,500 | $12,952,500 | $6,459,000 | 1,084 |
| 2025-07-09 | Rule 506(b) | Equity | 2025-07-01 | $1,469,812 | $1,469,812 | $0 | 2 |
| 2025-04-09 | Rule 506(b) | Equity | 2025-04-01 | $488,332 | $488,332 | $0 | 2 |
| 2025-02-11 | Rule 506(b) | Equity | 2025-02-01 | $325,000 | $325,000 | $0 | 1 |
| 2025-01-14 | Rule 506(b) | Equity | 2025-01-01 | $55,496,059 | $55,496,059 | $0 | 79 |
| 2025-01-10 | Rule 506(c) | Equity | 2025-01-01 | Indefinite | $0 | Indefinite | 2,596 |
| 2024-10-10 | Rule 506(b) | Equity | 2024-10-01 | $3,494,994 | $3,494,994 | $0 | 2 |
| 2024-09-20 | Rule 506(c) | Equity | 2024-09-09 | $13,602,000 | $9,769,000 | $3,833,000 | 904 |
| 2024-07-10 | Rule 506(b) | Equity | 2024-07-01 | $276,664 | $276,664 | $0 | 1 |
| 2024-04-11 | Rule 506(b) | Equity | 2024-04-01 | $550,000 | $550,000 | $0 | 2 |
| 2024-01-11 | Rule 506(b) | Equity | 2024-01-01 | $63,837,710 | $63,837,710 | $0 | 95 |
| 2024-01-10 | Rule 506(c) | Equity | 2024-01-01 | Indefinite | $0 | Indefinite | 2,275 |
| 2023-09-12 | Rule 506(c) | Equity | 2023-08-29 | $6,390,000 | $3,734,000 | $2,656,000 | 383 |
| 2023-08-09 | Rule 506(b) | Equity | 2023-08-01 | $2,750,000 | $2,750,000 | $0 | 2 |
| 2023-07-13 | Rule 506(b) | Equity | 2023-07-01 | $526,662 | $526,662 | $0 | 1 |
| 2023-05-11 | Rule 506(b) | Equity | 2023-05-01 | $116,600 | $116,600 | $0 | 1 |
| 2023-04-13 | Rule 506(b) | Equity | 2023-04-01 | $1,400,000 | $1,400,000 | $0 | 1 |
| 2023-03-13 | Rule 506(b) | Equity | 2023-03-01 | $5,250,000 | $5,250,000 | $0 | 1 |
| 2023-02-14 | Rule 506(b) | Equity | 2023-02-01 | $195,516 | $195,516 | $0 | 1 |
| 2023-01-13 | Rule 506(b) | Equity | 2023-01-01 | $59,370,238 | $59,370,238 | $0 | 94 |
| 2022-07-13 | Rule 506(b) | Equity | 2022-07-01 | $5,962,683 | $5,962,683 | $0 | 12 |
| 2022-01-13 | Rule 506(b) | Equity | 2022-01-01 | $52,326,319 | $52,326,319 | $0 | 78 |
| 2021-07-13 | Rule 506(b) | Equity | 2021-07-01 | $1,081,115 | $1,081,115 | $0 | 4 |
| 2021-06-11 | Rule 506(b) | Equity | 2021-06-01 | $450,000 | $450,000 | $0 | 1 |
| 2021-01-13 | Rule 506(b) | Equity | 2021-01-01 | $59,900,575 | $59,900,575 | $0 | 91 |
| 2020-01-14 | Rule 506(b) | Equity | 2020-01-01 | $49,229,647 | $49,229,647 | $0 | 84 |
| 2019-09-13 | Rule 506(b) | Equity | 2019-09-01 | $368,670 | $368,670 | $0 | 1 |
| 2019-07-16 | Rule 506(b) | Equity | 2019-07-01 | $2,000,000 | $2,000,000 | $0 | 1 |
| 2018-12-19 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2018-09-14 | Rule 506(b) | Equity | 2018-09-01 | $1,400,000 | $1,400,000 | $0 | 1 |
| 2018-08-29 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2017-12-08 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2017-05-18 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2016-12-08 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2016-08-09 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2016-04-19 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2015-12-08 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2015-09-29 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2015-05-27 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2014-12-10 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2014-09-30 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2014-06-13 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2013-12-16 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2013-10-25 | Rule 506(b) | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2013-05-20 | Rule 506 | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2013-03-12 | Rule 506 | Equity | 2013-03-01 | $100,000 | $100,000 | $0 | 1 |
| 2012-12-13 | Rule 506 | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2012-10-17 | Rule 506 | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2012-06-12 | Rule 506 | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2012-04-13 | Rule 506 | Equity | Yet to occur | Indefinite | $0 | Indefinite | 0 |
| 2012-01-13 | Rule 506 | Equity | 2012-01-01 | $34,958,987 | $34,958,987 | $0 | 57 |
| 2011-12-22 D/A | Rule 506 | Equity | 2011-12-01 | $1,019,666 | $1,019,666 | $0 | 2 |
| 2011-12-20 | Rule 506 | Equity | 2011-12-01 | $1,019,666 | $1,019,666 | $0 | 2 |
| 2011-07-15 | Rule 506 | Equity | 2011-07-01 | $6,478,769 | $6,478,769 | $0 | 3 |
| 2011-01-14 | Rule 506 | Equity | 2011-01-01 | $28,133,961 | $28,133,961 | $0 | 32 |
| 2010-12-03 | Rule 506 | Equity | 2010-11-01 | $300,000 | $300,000 | $0 | 1 |
| 2010-08-24 | Rule 506 | Equity | 2010-08-01 | $2,875,000 | $2,875,000 | $0 | 2 |
| 2010-07-15 | Rule 506 | Equity | 2010-07-01 | $9,911,360 | $9,911,360 | $0 | 3 |
| 2010-01-15 | Rule 506 | Equity | 2010-01-01 | $26,462,795 | $26,462,795 | $0 | 52 |