JDA SOFTWARE GROUP INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-09-10: Reporting owner Thoma Cressey Bravo, Inc. | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | TC PARTNERS VII LP | THOMA CARL D; Form 4; Security Series B Convertible Preferred Stock; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2009-09-10: Reporting owner Thoma Cressey Bravo, Inc. | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | TC PARTNERS VII LP | THOMA CARL D; Form 4; Security Series B Convertible Preferred Stock; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2009-08-26: Reporting owner THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2009-08-26: Reporting owner THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc.; Form 4; Security Series B Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-09-10 | Thoma Cressey Bravo, Inc. | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | TC PARTNERS VII LP | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | H Expiration (or cancellation) of long derivative position with value received | −19,472 0 owned after | $13.88 exercise price | 2009-09-11 | |
| 2009-09-10 | Thoma Cressey Bravo, Inc. | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | TC PARTNERS VII LP | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | H Expiration (or cancellation) of long derivative position with value received | −19,472 0 owned after | $13.88 exercise price | 2009-09-11 | |
| 2009-08-26 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −162 20,093 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-26 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −162 20,093 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-25 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −769 20,256 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-25 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −769 20,256 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-24 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −638 21,024 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-24 | THOMA CARL D | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | Thoma Cressey Bravo, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −638 21,024 owned after | $13.88 exercise price | 2009-08-26 | |
| 2009-08-21 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Bravo, Inc. | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −425 21,663 owned after | $13.88 exercise price | 2009-08-21 | |
| 2009-08-21 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Bravo, Inc. | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −425 21,663 owned after | $13.88 exercise price | 2009-08-21 | |
| 2009-08-19 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Bravo, Inc. | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −56 22,088 owned after | $13.88 exercise price | 2009-08-21 | |
| 2009-08-19 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Bravo, Inc. | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −56 22,088 owned after | $13.88 exercise price | 2009-08-21 | |
| 2009-08-14 | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −22 22,144 owned after | $13.88 exercise price | 2009-08-17 | |
| 2009-08-14 | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −22 22,144 owned after | $13.88 exercise price | 2009-08-17 | |
| 2009-08-13 | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −748 22,166 owned after | $13.88 exercise price | 2009-08-17 | |
| 2009-08-13 | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −748 22,166 owned after | $13.88 exercise price | 2009-08-17 | |
| 2009-08-11 | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −11 22,914 owned after | $13.88 exercise price | 2009-08-12 | |
| 2009-08-11 | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −11 22,914 owned after | $13.88 exercise price | 2009-08-12 | |
| 2009-08-10 | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,095 22,925 owned after | $13.88 exercise price | 2009-08-12 | |
| 2009-08-10 | Thoma Cressey Friends Fund VII, L.P. | THOMA CRESSEY FUND VII LP | TC PARTNERS VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,095 22,925 owned after | $13.88 exercise price | 2009-08-12 | |
| 2009-08-07 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,165 24,019 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-07 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,165 24,019 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-06 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −147 25,184 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-06 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −147 25,184 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-05 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,555 25,331 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-05 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,555 25,331 owned after | $13.88 exercise price | 2009-08-07 | |
| 2009-08-04 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1,532 26,886 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-08-04 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,532 26,886 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-08-03 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,006 28,418 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-08-03 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,006 28,418 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-07-31 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −950 30,425 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-07-31 | TC PARTNERS VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −950 30,425 owned after | $13.88 exercise price | 2009-08-04 | |
| 2009-07-30 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,597 31,375 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-30 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,597 31,375 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-29 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −3,114 33,972 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-29 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −3,114 33,972 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-28 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −4,745 37,086 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-28 | THOMA CRESSEY EQUITY PARTNERS INC | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −4,745 37,086 owned after | $13.88 exercise price | 2009-07-30 | |
| 2009-07-23 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −7,400 41,831 owned after | $13.88 exercise price | 2009-07-27 | |
| 2009-07-23 | TC PARTNERS VII LP | THOMA CRESSEY FUND VII LP | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CARL D | Thoma Cressey Friends Fund VII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −7,400 41,831 owned after | $13.88 exercise price | 2009-07-27 | |
| 2006-07-14 holding as of filing | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | TC PARTNERS VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | $13.88 exercise price | 2006-07-14 | ||
| 2006-07-14 holding as of filing | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | TC PARTNERS VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $13.88 exercise price | 2006-07-14 | ||
| 2006-07-14 holding as of filing | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | TC PARTNERS VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | $13.88 exercise price | 2006-07-14 | ||
| 2006-07-14 holding as of filing | THOMA CRESSEY EQUITY PARTNERS INC | THOMA CRESSEY FUND VII LP | Thoma Cressey Friends Fund VII, L.P. | THOMA CARL D | TC PARTNERS VII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | $13.88 exercise price | 2006-07-14 |