JAZZ TECHNOLOGIES, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows, 26 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-09-19: Reporting owner Silver Point Capital L.P.; Form 4; Security Common Stock Purchase Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2008-09-19: Reporting owner MORGAN STANLEY; Form 4; Security Warrant (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2007-10-18: Reporting owner MORGAN STANLEY; Form 3; Security Warrants (right to buy); Transaction Holding.
- 2007-09-04: Reporting owner Acquicor Management LLC; Form 4; Security Warrants to purchase common stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-09-19 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Purchase Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | −3,761,950 0 owned after | $5.00 exercise price | 2008-10-08 | |
| 2008-09-19 | MORGAN STANLEY 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · By Subsidiary | J Other acquisition or disposition (describe transaction) | −1,800,000 0 owned after | $5.00 exercise price | 2008-09-22 | |
| 2007-10-18 holding as of filing | MORGAN STANLEY 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By Subsidiary | Holding | $5.00 exercise price | 2007-10-18 | ||
| 2007-09-04 | Acquicor Management LLC 10% Owner | 4 | Warrants to purchase common stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −416,666 0 owned after | $5.00 exercise price | 2007-09-06 | |
| 2007-09-04 | AMELIO GILBERT F Director, Officer (Chairman and CEO), 10% Owner | 4 | Warrant to purchase common stock Derivative · Indirect · By LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −416,666 0 owned after | $5.00 exercise price | 2007-09-06 | |
| 2007-05-22 | MORGAN STANLEY 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By Subsidiary | S Open market or private sale of non-derivative or derivative security | −239,000 1,931,000 owned after | $0.50 | 2007-05-23 | |
| 2007-03-26 holding as of filing | MORGAN STANLEY 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By Subsidiary | Holding | $5.00 exercise price | 2007-03-26 | ||
| 2007-03-20 holding as of filing | Silver Point Capital L.P. 10% Owner | 3/A | Common Stock Purchase Warrant Derivative · Indirect · See explanation below | Holding | $5.00 exercise price | 2007-03-20 | ||
| 2007-03-14 | MORGAN STANLEY 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · By Subsidiary | S Open market or private sale of non-derivative or derivative security | −530,000 2,170,000 owned after | $0.92 | 2007-03-15 | |
| 2007-03-12 holding as of filing | MORGAN STANLEY 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · By Subsidiary | Holding | $5.00 exercise price | 2007-03-12 | ||
| 2007-03-02 holding as of filing | Silver Point Capital L.P. 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Indirect · See explanation below | Holding | $5.00 exercise price | 2007-03-02 | ||
| 2007-03-01 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +284,350 3,761,950 owned after | $0.98 | 2007-03-20 | |
| 2007-02-28 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,600 3,477,600 owned after | $0.97 | 2007-03-20 | |
| 2007-02-27 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200,000 2,977,000 owned after | $0.96 | 2007-03-20 | |
| 2007-02-20 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +77,000 2,777,000 owned after | $0.88 | 2007-03-20 | |
| 2007-02-16 | Silver Point Capital L.P. 10% Owner | 4 | Common Stock Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +688,000 2,700,000 owned after | $0.97 | 2007-03-20 | |
| 2006-03-16 holding as of filing | Meidar Moshe I Director | 3/A | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-16 | ||
| 2006-03-16 holding as of filing | Kensey John P. Director | 3/A | Warrants to purchase common stock Derivative · Indirect · Family Trust | Holding | $5.00 exercise price | 2006-03-16 | ||
| 2006-03-16 holding as of filing | Clark Harold L. Director | 3/A | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-16 | ||
| 2006-03-16 holding as of filing | AMELIO GILBERT F Director, Officer (Chairman and CEO), 10% Owner | 3/A | Warrant to purchase common stock Derivative · Indirect · Through LLC | Holding | $5.00 exercise price | 2006-03-16 | ||
| 2006-03-16 holding as of filing | Acquicor Management LLC 10% Owner | 3/A | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-16 | ||
| 2006-03-13 holding as of filing | Meidar Moshe I Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-13 | ||
| 2006-03-13 holding as of filing | Kensey John P. Director | 3 | Warrants to purchase common stock Derivative · Indirect · Family Trust | Holding | $5.00 exercise price | 2006-03-13 | ||
| 2006-03-13 holding as of filing | Clark Harold L. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-13 | ||
| 2006-03-13 holding as of filing | AMELIO GILBERT F Director, Officer (Chairman and CEO), 10% Owner | 3 | Warrant to purchase common stock Derivative · Indirect · Through LLC | Holding | $5.00 exercise price | 2006-03-13 | ||
| 2006-03-13 holding as of filing | Acquicor Management LLC 10% Owner | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $5.00 exercise price | 2006-03-13 |